管理方策の英語

①経営管理会社の取締役は、組織の複雑化（指揮命令系統の不透明化や複雑な内部取引の発生等）に伴う事務リスクの増大について適切に認識し、所要の権限委譲や責任分掌態勢の明確化とともに、最終管理責任の明確化など、適切な方策を講じているか。例文帳に追加

① Whether the directors of a management company appropriately recognize the increased operational risks associated with increasingly complex organizational structures (blurred chains of command, occurrence of complex intra-group transactions) and take appropriate measures including the requisite delegation of authorities, clear division of responsibilities and clarification of ultimate management responsibilities.発音を聞く  - 金融庁

取締役会等は、営業推進部門等を過度に重視するのではなく、経営相談・経営指導等をはじめとした金融円滑化、法令等遵守、顧客保護等、統合的リスク管理、各リスク管理、内部監査を重視する具体的方策を実施しているか。例文帳に追加

Does the Board of Directors or organization equivalent to the Board of Directors, instead of placing too much emphasis on the Marketing and Sales Division, etc., implement specific measures that attach importance to business consultation and guidance and other finance facilitation, legal compliance, customer protection, comprehensive risk management, management of various risks and internal audits?発音を聞く  - 金融庁

また、金融円滑化管理責任者は、関係業務部門及び営業店等に対し、金融円滑化の適切な実施を確保するための具体的な方策を指示し、各部署における金融円滑化が適切に行われるよう管理しているか。例文帳に追加

Does the Finance Facilitation Manager issue instructions to divisions engaged in relevant business and sales branches ,etc. with regard to specific measures for securing appropriate execution of finance facilitation, and manage them in ways to ensure that finance facilitation is done appropriately at each division?発音を聞く  - 金融庁

また、顧客説明管理責任者は、関係業務部門及び営業店等に対し、顧客に対する適切かつ十分な説明を確保するための具体的な方策を指示し、各部署における顧客説明が適切かつ十分に行われるよう管理しているか。例文帳に追加

Does the Customer Explanation Manager issue instructions to divisions engaged in relevant business and sales branches with regard to specific measures for securing appropriate and sufficient Customer Explanation and manage them in ways to ensure that Customer Explanation is made appropriately and sufficiently at each division?発音を聞く  - 金融庁

・ 漏えい事故が発生した場合の対応方法（顧客情報統括管理責任者や顧客情報管理担当者及び当局への報告、必要に応じた情報のアクセス制限や顧客への説明など情報漏えいによる二次被害を防止するための方策など）例文帳に追加

- The method of responding to information leakage (e.g. reporting to the Customer Information Supervisory Manager, the person in charge of managing customer information and the public authorities and implementing measures to prevent secondary damage from information leakage, including limiting information access and providing explanations to the Customer as necessary)発音を聞く  - 金融庁

②経営管理会社の取締役は、グループ内の金融機関の自己資本の充実の状況を的確に把握し、金融機関の業務の健全かつ適切な運営が確保されるよう、適切な方策を講じているか。例文帳に追加

② Whether the directors of a management company properly grasp the capital adequacy of group financial institutions and take appropriate measures for ensuring the sound and appropriate operations of financial institutions.発音を聞く  - 金融庁

また、顧客等に関する情報管理に係る監査に従事する職員の専門性を高めるため、研修の実施等の方策を適切に講じているか。例文帳に追加

Also, whether the Financial Instruments Business Operator has implemented appropriate measures, such as training programs, in order to increase the specialization of the staff engaged in audits pertaining to the management of information related to customers, etc.発音を聞く  - 金融庁

この理解に基づき当該金融機関の金融円滑化の状況を的確に認識し、適正な金融円滑化管理態勢の整備・確立に向けて、方針及び具体的な方策を検討しているか。例文帳に追加

Based on such understanding, does the director appropriately grasp the status of finance facilitation at the institution and consider a policy and specific measures necessary for developing and establishing an appropriate Finance Facilitation Management system?発音を聞く  - 金融庁