・金商法第２条第１項第10号に規定する投資信託の受益証券のうち、投資信託及投資法人に関する法律（以下「投信法」という。）第２条第１項に規定する委者指図型投資信託の受益権に係るものの募集又は私募を業として行う者（上⑦・⑨～⑫の事項を除く。）
• Persons who engage in the business of the public offering or private placement of investment trust beneficiary certificates specified in Article 2(1)(x) of the FIEA, which relate to beneficiary rights of investment trusts managed under instructions from the settlor as specified in Article 2(1) of the Act on Investment Trusts and Investment Corporations (hereinafter referred to as the “Investment Trust Act”) (excluding the items in (vii) and (ix) to (xii) above); - 金融庁
