① 日本証券業協会自主規制規則「有価証券の引受け等に関する規則」等を踏まえ、発行体の財務状態及び経営成績その他引受けの適否の判断に資する事項の審査に関する適切な規程が整備され、実質的な審査が的確に行われているか。

(i) Whether the securities company, etc., has established appropriate rules regarding the screening of matters used for judgment as to the appropriateness of underwriting, such as the financial condition and business performance of issuers based on the self-regulatory regulations of the Japan Securities Dealers Association, entitled “Regulations Concerning Underwriting, etc. of Securities,” and whether it conducts effective screening in an appropriate manner. - 金融庁

３　内閣総理大臣は、当分の間、特定分野保険事業に係る第百二十三条第一項に規定する書類に定めた事項に係る同項又は同条第二項の規定による変更の認可の申請又は変更の届出があった場合においては、第百二十四条各号に定める基準及び第百二十五条第四項に規定する基準のほか、特定保険会社の特定分野保険事業に係る経営環境に急激な変化をもたらし、特定保険会社の事業の健全性の確保に欠けるおそれが生ずることがないかどうかについても考慮して、当該申請又は当該届出に係る事項を審査するものとする。

(3) In case of an application for authorization or notification, pursuant to the provision of Article 123, paragraph (1) or (2), of any modification of the matters prescribed in the document set forth in Article 123, paragraph (1) pertaining to the specified insurance business activity, the Prime Minister shall, for the time being, consider in addition to the criteria set forth in the items of Article 124 and in Article 125, paragraph (4), whether such modification will bring any drastic change in the management environment of the Specified Insurance Company pertaining to the specified insurance business activity or pose any risk to the soundness in the business of the Specified Insurance Company, in examining the matters pertaining to the application or notification. - 日本法令外国語訳データベースシステム

第三十条　居住者は、非居住者（非居住者の本邦にある支店等を含む。以下この条において同じ。）との間で当該非居住者の行う工業所有権その他の技術に関する権利の譲渡、これらに関する使用権の設定又は事業の経営に関する技術の指導に係る契約の締結又は更新その他当該契約の条項の変更（以下この条、第五十五条の六及び第七十条において「技術導入契約の締結等」という。）のうち第三項の規定による審査が必要となる技術導入契約の締結等に該当するおそれがあるものとして政令で定めるものをしようとするときは、政令で定めるところにより、あらかじめ、当該技術導入契約の締結等について、その契約の条項その他の政令で定める事項を財務大臣及び事業所管大臣に届け出なければならない。

Article 30 (1) When a resident intends to commit acts of concluding or renewing, with a non-resident (including the Branch Offices, etc. in Japan of non-residents; hereinafter the same shall apply in this article), a contract pertaining to the transfer of industrial property rights or other rights related to technology, establishment of the right to use these rights or guidance on technology related to business management conducted by the non-resident, or acts of making changes in the provision of such a contract (hereinafter referred to as "Conclusion of a Technology Introduction Contract, etc." in this article and Articles 55-6 and 70), which are specified by Cabinet Order as being likely to fall under the Conclusion of a Technology Introduction Contract, etc. that requires examination pursuant to the provision of paragraph 3, he/she shall notify in advance, pursuant to the provisions of Cabinet Order, the Minister of Finance and the minister having jurisdiction over the business of the provisions of the contract and other matters specified by Cabinet Order in regard to the Conclusion of a Technology Introduction Contract, etc. - 日本法令外国語訳データベースシステム