appropriateness criteriaとは 意味・読み方・使い方

The appropriateness of the staffing as specified under Article 156-25(1) shall be judged in light of the following criteria:発音を聞く 例文帳に追加

金商法第156条の25第１項に規定する人的構成の適格性については、次に掲げる事項をもって判断することとする。 - 金融庁

Does the Liquidity Risk Management Division monitor the status of various indexes used as criteria for judging the urgency level category of funds needs and the appropriateness of the criteria?発音を聞く 例文帳に追加

流動性リスク管理部門は、資金繰りの逼迫度区分の判定基準となる各種指標等の状況及び判定基準の適切性についてモニタリングしているか。 - 金融庁

Does it review the appropriateness of the criteria for reporting of such factors in a regular and timely manner or on an as needed basis in light of internal environments such as the scales and natures of the institution’s business and its risk profile as well as external environments such as market and economic conditions, and revise the criteria?発音を聞く 例文帳に追加

また、要因発生時の報告基準について、その基準が当該金融機関のリスク・プロファイル等の内部環境、経済や市場等の外部環境等に応じて適切であるかを定期的に又は必要に応じて随時、検証し、見直しているか。 - 金融庁

The appropriateness of a securities finance company’s credit status and fund-raising capability shall be judged in light of the following criteria:発音を聞く 例文帳に追加

金商法第156条の25第１項に規定する信用状態及び資金調達能力の適格性については、次に掲げる事項をもって判断することとする。 - 金融庁

It should be noted that the validity of measures to ensure the appropriateness of the business operations of agency/brokerage service providers need to be examined from a comprehensive perspective, in light of the nature and size of their business and their status of concurrent engagement in different types of business, and that failure to meet some of the criteria included in the supervisory evaluation points should not automatically be deemed to mean that their business operations are inappropriate.発音を聞く 例文帳に追加

なお、代理・媒介業者に求められる業務の適切性を確保するための措置は、その行う業務の内容、規模及び当該業者の兼業状況等を踏まえた上で総合的に判断する必要があり、監督上の評価項目の一部を充足していないことをもって、直ちに不適切とするものではないことに留意するものとする。 - 金融庁

Does the Liquidity Risk Management Division review the appropriateness of the urgency level category of funds needs, the judgment criteria and the methods of management, reporting and decision-making in a regular and timely manner or on an as needed basis by conducting an impact evaluation under two or more stress scenarios and verifying the effectiveness of countermeasures from the following viewpoints, and conduct a revision thereof?発音を聞く 例文帳に追加

流動性リスク管理部門は、以下の観点から複数のストレス・シナリオ等による影響度評価及び対応策の実効性についての確認等を行うことにより、資金繰りの逼迫度区分、判定基準、管理手法、報告方法、決裁方法等が適切であるかを、定期的に又は必要に応じて随時、検証し、見直しているか。 - 金融庁

(iii) With regard to the procedures that must be followed by persons who provide explanations to customers, has the Customer Explanation Manager, in accordance with the Customer Protection Management Policy and the Customer Explanation Management Rules, developed operational procedures (hereinafter referred to as the “ Customer Explanation Manual”) that clearly define the scope of Customers to whom explanations must be provided as well as Transactions and products which must be explained, the management method thereof, the matters and procedures that must be reviewed and the judgment criteria, or has the Manager had another division developed such operational procedures, and then reviewed the appropriateness thereof?発音を聞く 例文帳に追加

（ⅲ）顧客説明管理責任者は、顧客保護等管理方針及び顧客説明管理規程に則り、顧客に対する説明を行う者が遵守すべき手続等に関し、説明の対象となる顧客及び取引又は商品の範囲及びその管理の方法、確認すべき項目、手続及び判断基準等を明確に定めた業務細則（以下「顧客説明マニュアル」という。）を策定し、又は他の部門に策定させた上で内容の適切性について確認しているか。 - 金融庁