commission for an exchangeとは 意味・読み方・使い方

(2) The Commissioner of the Financial Services Agency shall, from within the authority delegated under the provisions of the preceding paragraph, delegate the authority prescribed in Article 213, paragraph (1) (limited to that related to the provisions specified by a Cabinet Order as that for securing the fairness of transactions pertaining to the Public Offering, etc. of Investment Securities) to the Securities and Exchange Surveillance Commission (hereinafter referred to as the "Commission"); provided; however, that this shall not preclude the Commissioner of the Financial Services Agency from exercising his/her authority to issue an order for the submission of reports or materials.発音を聞く 例文帳に追加

２　金融庁長官は、前項の規定により委任された権限のうち、第二百十三条第一項の規定によるもの（投資証券の募集等に係る取引の公正の確保に係る規定として政令で定める規定に関するものに限る。）を証券取引等監視委員会（以下「委員会」という。）に委任する。ただし、報告又は資料の提出を命ずる権限は、金融庁長官が自ら行うことを妨げない。 - 日本法令外国語訳データベースシステム

Generally speaking, though, the Securities and Exchange Surveillance Commission is responsible for monitoring markets rigorously for the purpose of ensuring fairness and investor protection in securities trading and is expected to take a strict line on any incidence found to involve an act of statutory violation, based on the investigations that it conducts on an as-needed basis.発音を聞く 例文帳に追加

ただし、一般論として申し上げれば、要するに証券取引等監視委員会は、証券取引の公正性及び投資者保護の確保のために、厳正に市場を監視しているものでございますので、法令違反行為があると認められた場合には必要に応じて調査をして厳正に対処することになっております。 - 金融庁

Article 210 (1) An official of the Securities and Exchange Surveillance Commission (hereinafter referred to as the "Commission" in this Chapter) (hereinafter such an official shall be referred to as a "Commission Official" in this Chapter) may, when it is necessary for investigating a Criminal Case (meaning criminal cases among crimes set forth in the preceding Chapter that pertain to what are specified by a Cabinet Order as crimes that harm the fairness of sales and purchase or other transactions of Securities or Derivative Transactions, etc.; hereinafter the same shall apply in this Chapter), request a suspect or witness of the Criminal Case (hereinafter referred to as a "Criminal Case Suspect, etc." in this paragraph) to appear, question a Criminal Case Suspect, etc., inspect articles that a Criminal Case Suspect, etc. possesses or has left, or retain articles that a Criminal Case Suspect, etc. has voluntarily submitted or left.発音を聞く 例文帳に追加

第二百十条　証券取引等監視委員会（以下この章において「委員会」という。）の職員（以下この章において「委員会職員」という。）は、犯則事件（前章の罪のうち、有価証券の売買その他の取引又はデリバティブ取引等の公正を害するものとして政令で定めるものに係る事件をいう。以下この章において同じ。）を調査するため必要があるときは、犯則嫌疑者若しくは参考人（以下この項において「犯則嫌疑者等」という。）に対して出頭を求め、犯則嫌疑者等に対して質問し、犯則嫌疑者等が所持し若しくは置き去つた物件を検査し、又は犯則嫌疑者等が任意に提出し若しくは置き去つた物件を領置することができる。 - 日本法令外国語訳データベースシステム

(3) A Futures Commission Merchant who has received a license under Article 41, paragraph (1) of the Act with regard to gold to be listed on a Commodity Market established by the Tokyo Gold Exchange (hereinafter referred to a "License with regard to Gold") at the time of the enforcement of this Cabinet Order shall be deemed to have received a license under Article 41, paragraph (1) of the Act with regard to precious metals (limited to gold) to be listed on a Commodity Market established by the Tokyo Gold Exchange, during the period from the day on which the Tokyo Gold Exchange received the approval of the competent minister under Article 20, paragraph (1) of the Act with regard to an amendment in its articles of incorporation for listing precious metals until the day preceding the day on which buying and selling transactions of silver of platinum commenced on the Tokyo Gold Exchange (hereinafter referred to as the "Commencement Date of Buying and Selling Transactions") (in the case where he/she received a license under Article 41, paragraph (1) of the Act with regard to precious metals to be listed on a Commodity Market established by the Tokyo Gold Exchange prior to this day, the day preceding the day on which he/she received said license).発音を聞く 例文帳に追加

３　この政令の施行の際現に東京金取引所が開設する商品市場に上場される金についての法第四十一条第一項の許可（以下「金についての許可」という。）を受けている商品取引員は、東京金取引所が貴金属を上場するための定款の変更について法第二十条第一項の規定による主務大臣の認可を受けた日から東京金取引所において新たに銀又は白金の売買取引が開始される日（以下「売買取引開始日」という。）の前日（その日以前に東京金取引所が開設する商品市場に上場される貴金属についての法第四十一条第一項の許可を受けた場合は、当該許可を受けた日の前日）までの間は、東京金取引所が開設する商品市場に上場される貴金属（金に限る。）についての法第四十一条第一項の許可を受けたものとみなす。 - 日本法令外国語訳データベースシステム

A Futures Commission Merchant who has received a license under Article 41, paragraph 1 of the Act with regard to gold to be listed on a Commodity Market established by the Tokyo Gold Exchange (hereinafter referred to a “License with regard to Gold”) at the time of the enforcement of this Cabinet Order shall be deemed to have received a license under Article 41, paragraph 1 of the Act with regard to precious metals (limited to gold) to be listed on a Commodity Market established by the Tokyo Gold Exchange, during the period from the day on which the Tokyo Gold Exchange received the approval of the competent minister under Article 20, paragraph 1 of the Act with regard to an amendment in its articles of incorporation for listing precious metals until the day preceding the day on which buying and selling transactions of silver of platinum commenced on the Tokyo Gold Exchange (hereinafter referred to as the “Commencement Date of Buying and Selling Transactions”) (in the case where he/she received a license under Article 41, paragraph 1 of the Act with regard to precious metals to be listed on a Commodity Market established by the Tokyo Gold Exchange prior to this day, the day preceding the day on which he/she received said license).発音を聞く 例文帳に追加

この政令の施行の際現に東京金取引所が開設する商品市場に上場される金についての法第四十一条第一項の許可（以下「金についての許可」という ）を受けている商品取引員は、東京金取引所が貴金属を上場するための定款の変更について法第二十条第一項の規定による主務大臣の認可を受けた日から東京金取引所において新たに銀又は白金の売買取引が開始される日（以下「売買取引開始日」という ）の前日（その日以前に東京金取引所が開設する商品市場に上場される貴金属についての法第四十一条第一項の許可を受けた場合は、当該許可を受けた日の前日）までの間は、東京金取引所が開設する商品市場に上場される貴金属（金に限る ）についての法第四十一条第一項の許可を受けたものとみなす。 - 経済産業省

I understand that the U.S. bill for financial stabilization measures includes a provision that gives the SEC (Securities and Exchange Commission) the power to suspend the application of mark-to-market accounting. Do you think that Japan should also grant such power or that there is a need to take such a step? Also, does Japan have an institutional arrangement for suspending the application of such accounting?発音を聞く 例文帳に追加

今回のアメリカの金融安定化法案の中で、時価会計を一時停止する権限をアメリカSEC（証券取引委員会）に付与するという文言も入っていたかと思うのですが、この点に関連して、日本で同様にそういう権限を入れるべきなのかどうか、ニーズがあるのかどうかという点と、仮に入れる時には、日本でそういう会計処理の停止権限というのは、今仕組み上持っているのかどうかというこの２点についてお尋ねしたいのですが。 - 金融庁

In cases where the Securities and Exchange Surveillance Commission has issued a recommendation regarding administrative dispositions and other measures to be taken based on Article 20 (1) of the Act for Establishment of the Financial Services Agency, supervisory authorities shall consider issuing an order for the submission of reports based on Article 56-2(1) of the FIEA and taking administrative dispositions based on Articles 51 to 52-2 of the FIEA and other appropriate measures after examining the contents of the recommendation.発音を聞く 例文帳に追加

立入検査の結果等を踏まえ、証券取引等監視委員会より、金融庁設置法第20条第１項の規定に基づき「行うべき行政処分その他の措置」について勧告があった場合には、監督部局においては、その内容についての検討を行った上で、金商法第56条の２第１項の規定に基づく報告徴求命令、金商法第51条から第52条の２までの規定に基づく行政処分、その他の適切な措置を検討することとする。 - 金融庁

The Securities and Exchange Surveillance Commission (SESC) found that IHI's financial reports for the fiscal first half ended in September 2006 and for the fiscal year ended in March 2007 contained false statements concerning important matters. It also found that the company had sold securities by soliciting customers based on disclosure materials that contained false statements concerning important matters. As a result, the SESC recommended that the FSA impose an administrative civil monetary penalty.発音を聞く 例文帳に追加

証券取引等監視委員会から、IHIの提出した（平成）18年９月中間期の半期報告書、それから（平成）19年３月期の有価証券報告書のうち重要な事項について虚偽の記載があると認められ、また重要な事項について虚偽の記載があると認められる発行開示書類に基づく募集により有価証券を取得させたとして、課徴金納付命令を発出するように（金融庁へ）勧告が行われたというところでございます。 - 金融庁