investment advisorとは 意味・読み方・使い方

(ix) the acts which are listed in Article 2, paragraph (8), item (xii) of the Act (limited to one pertaining to a Discretionary Investment Contract), in which a Commodity Trading Advisor, etc. (meaning a Commodity Trading Advisor, etc. as prescribed in Article 33, paragraph (1) of the Act on Control for Business Pertaining to Commodity Investment (Act No. 66 of 1991)) makes an investment of money or other properties as an investment in rights pertaining to a Currency Derivative Transaction in association with a Commodity Investment (meaning Commodity Investment as prescribed in Article 2, paragraph (1) of that Act) (limited to an act whose purpose is to abate any possible loss due to a fluctuation in the exchange rates pertaining to said Commodity Investment);発音を聞く 例文帳に追加

九　法第二条第八項第十二号に掲げる行為（投資一任契約に係るものに限る。）のうち、商品投資顧問業者等（商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）第三十三条第一項に規定する商品投資顧問業者等をいう。）が商品投資（同法第二条第一項に規定する商品投資をいう。）に付随して、通貨デリバティブ取引に係る権利に対する投資として、金銭その他の財産の運用を行う行為（当該商品投資に係る為替変動による損失の可能性を減殺することを目的とするものに限る。） - 日本法令外国語訳データベースシステム

(iii) Any person who continuously receives remuneration from an Administrative Agent, Asset Management Company, or Asset Custody Company of an Investment Corporation, or from the directors, accounting advisor, auditor, or executive officer thereof for operations other than those of a certified public accountant or an auditing firm, or any person who is the spouse of such person; and発音を聞く 例文帳に追加

三　投資法人の一般事務受託者、資産運用会社若しくは資産保管会社若しくはこれらの取締役、会計参与、監査役若しくは執行役から公認会計士若しくは監査法人の業務以外の業務により継続的な報酬を受けている者又はその配偶者 - 日本法令外国語訳データベースシステム

To provide a basic data tabulation system for declaration of stock transfer profits by utilizing Web to collect required data via the Internet and to timely transmit a tabulation result created on the basis of the data to a user oneself and a tax accountant, an investment advisor and a certified public accountant, etc., as business partners.例文帳に追加

所要データをインターネットを介して収集し、該データを基礎として作成された集計結果を利用者本人並びにビジネスパートナーとしての税理士、投資顧問、公認会計士等に適時伝送する、Ｗｅｂ利用による株式譲渡益申告用基礎資料集計システムを提供すること。 - 特許庁

(4) When a director or executive officer of a Financial Instruments Business Operator (limited to those engaged in Type I Financial Instruments Business or Investment Management Business; hereinafter the same shall apply in this paragraph) has taken up a position of director, accounting advisor (when an accounting advisor is a juridical person, a member who is supposed to conduct the duty; hereinafter the same shall apply in this paragraph), company auditor, or executive officer for another company (including the cases where a director, accounting advisor, company auditor, or executive officer of other company came to concurrently hold a position of director or executive officer for a Financial Instruments Business Operator), or he/she resigned from a position of director, accounting advisor, company auditor, or executive officer for another company, he/she shall notify to that effect to the Prime Minister without delay, pursuant to the provisions of a Cabinet Office Ordinance.発音を聞く 例文帳に追加

４　金融商品取引業者（第一種金融商品取引業又は投資運用業を行う者に限る。以下この項において同じ。）の取締役又は執行役は、他の会社の取締役、会計参与（会計参与が法人であるときは、その職務を行うべき社員。以下この項において同じ。）、監査役若しくは執行役に就任した場合（他の会社の取締役、会計参与、監査役又は執行役が金融商品取引業者の取締役又は執行役を兼ねることとなつた場合を含む。）又は他の会社の取締役、会計参与、監査役若しくは執行役を退任した場合には、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 - 日本法令外国語訳データベースシステム

(1) The term "General Customer" as used in this Chapter shall mean a person who has consigned a Transaction on a Commodity Market, etc. (excluding a Commodity Clearing Transaction; the same shall apply in this paragraph) to a Futures Commission Merchant (excluding a Futures Commission Merchant, a qualified institutional investor under Article 2, paragraph 3, item 1 of the Securities Exchange Act, a commodities investment sales manager under Article 2, paragraph 5 of the Act on Regulation of Business Pertaining to Commodity Investment [Act No. 66 of 1991], a commodities investment advisor under paragraph 8 of the same Article and any other person specified by a Cabinet Order).発音を聞く 例文帳に追加

１ この章において「一般委託者」とは、商品取引員に対し商品市場における取引等（商品清算取引を除く。次項において同じ。）を委託した者（商品取引員、証券取引法第二条第三項第一号に規定する適格機関投資家、商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）第二条第五項に規定する商品投資販売業者及び同条第八項に規定する商品投資顧問業者その他の政令で定める者を除く。）をいう。 - 経済産業省

(iii) the committee member shall not be an officer, advisor, or councilor of any enterprise which is, in the course of trade, engaged in accepting the consignment of transactions, etc. on the Commodity Market (excluding Commodity Clearing Transactions) or carrying out transactions on the Commodity Market, nor join directly or indirectly in the management of said enterprise, nor receive any compensation for performance from said enterprise, nor hold an investment in said enterprise.発音を聞く 例文帳に追加

三　商品市場における取引等（商品清算取引を除く。）の委託を受けること又は商品市場における取引を業として営む企業の役員、顧問若しくは評議員となり、直接間接に当該企業の経営に参加し、当該企業から反対給付を受け、又は当該企業に投資していないこと。 - 日本法令外国語訳データベースシステム

(2) When supervisors have received the original of a certificate of receipt submitted by investment advisor/agency business operators after they have submitted a request for substitute deposit/additional deposit in order to substitute redemption funds for deposited securities, the supervisors shall provide a certificate of custody in accordance with (5) below and return the original of the statement of deposit already in their custody to the business operators.発音を聞く 例文帳に追加

（２）投資助言・代理業者が既に供託している有価証券の償還金の代供託を行うため、供託所に代供託・付属供託請求書を提出した後、その受入証書正本を届け出てきた場合は、下記（５）に準じ保管証書を交付するとともに、既に受理保管していた原供託書正本を投資助言・代理業者に返還する。 - 金融庁

(iii) the committee member shall not be an officer, advisor, or councilor of any corporation engaged commercially in accepting the consignment of transactions, etc. on the Commodity Market (excluding Commodity Clearing Transactions) or carrying out transactions on the Commodity Market, join directly or indirectly in the management of said corporation, receive any compensation for performance from said corporation, or hold an investment in said corporation.発音を聞く 例文帳に追加

三 商品市場における取引等（商品清算取引を除く。）の委託を受けること又は商品市 場における取引を業として営む企業の役員、顧問若しくは評議員となり、直接間接 に当該企業の経営に参加し、当該企業から反対給付を受け、又は当該企業に投資し ていないこと。 - 経済産業省