securities in custodyとは 意味・読み方・使い方

(5) Method of Custody of Securities in Cumulative Investment発音を聞く 例文帳に追加

（５）累積投資業務における有価証券の保管方法 - 金融庁

(i) Securities purchased in cumulative investment activities shall be in custody in the following manner:発音を聞く 例文帳に追加

① 累積投資業務において買付けた有価証券の保管は次により行うこと。 - 金融庁

(iii) To provide as much convenience as possible for disaster victims who have requested the immediate payment against the sale and cancellation of securities in custody.発音を聞く 例文帳に追加

③ 被災者顧客から、預かり有価証券の売却・解約代金の即日払いの申し出があった場合の可能な限りの便宜措置 - 金融庁

For example, in securities trading, does the institution regularly (at least once per month) check positions as shown in the dealing system of the Office (Trading, Banking) Division against the securities balances on the accounts of the Back-Office Division that have been confirmed with securities companies and the Custody Division, etc.?発音を聞く 例文帳に追加

例えば、証券取引においては、市場部門でのディーリング・システムによるポジションと事務管理部門での金融商品取引業者及びカストディ部門等に確認後の勘定系の証券保有残高との照合を定期的（最低限月１回）に行っているか。 - 金融庁

(2) An Asset Custody Company shall be a juridical person who falls under any of the following items (in cases where the Registered Investment Corporation entrusts business pertaining to the custody of assets other than Securities and any other assets specified by a Cabinet Office Ordinance, the juridical person listed in item (ii) shall be excluded):発音を聞く 例文帳に追加

２　資産保管会社は、次の各号のいずれかに該当する法人（登録投資法人が有価証券その他の内閣府令で定める資産以外の資産の保管に係る業務を委託する場合にあつては、第二号に掲げる法人を除く。）でなければならない。 - 日本法令外国語訳データベースシステム

(2) When supervisors have received the original of a certificate of receipt submitted by a Financial Instruments Business Operator after it has submitted a request for substitute deposit/additional deposit in order to substitute redemption funds for deposited securities, they shall provide a certificate of custody in accordance with (5) below and return the original of the statement of deposit already in their custody to the Financial Instruments Business Operator.発音を聞く 例文帳に追加

（２）金融商品取引業者が既に供託している有価証券の償還金の代供託を行うため、供託所に代供託・付属供託請求書を提出した後、その受入証書正本を届け出てきた場合は、下記（５）に準じ保管証書を交付するとともに、既に受理保管していた原供託書正本を金融商品取引業者に返還する。 - 金融庁

(2) When supervisors have received the original of a certificate of receipt submitted by investment advisor/agency business operators after they have submitted a request for substitute deposit/additional deposit in order to substitute redemption funds for deposited securities, the supervisors shall provide a certificate of custody in accordance with (5) below and return the original of the statement of deposit already in their custody to the business operators.発音を聞く 例文帳に追加

（２）投資助言・代理業者が既に供託している有価証券の償還金の代供託を行うため、供託所に代供託・付属供託請求書を提出した後、その受入証書正本を届け出てきた場合は、下記（５）に準じ保管証書を交付するとともに、既に受理保管していた原供託書正本を投資助言・代理業者に返還する。 - 金融庁