upon solicitationとは 意味・読み方・使い方

Restriction, etc. on the Transfer of Securities to Persons Other Than Qualified Institutional Investors upon Solicitation of Offers to Acquire発音を聞く 例文帳に追加

取得勧誘における適格機関投資家以外への有価証券の譲渡に関する制限等 - 日本法令外国語訳データベースシステム

According to the 'Shakenikki Record' (record of the Shinto priest family) of Yasaka-jinja Shrine, it was built based upon temple solicitation in 1142.発音を聞く 例文帳に追加

八坂神社の「社家記録」によると、1142年（永治2年）に勧進により架けられたという。 - Wikipedia日英京都関連文書対訳コーパス

(iii) With regard to Insurance Solicitation activities carried out by a specified Insurance Solicitor upon entrustment by the Entrusting Insurance Company, etc., or an officer or employee thereof, the Entrusting Insurance Company, etc. used due care in entrusting the specified Insurance Solicitor with such activities and has made reasonable efforts in relation to Insurance Solicitation activities by such person to prevent the damage caused to the Policyholder.発音を聞く 例文帳に追加

三　所属保険会社等の委託に基づく特定保険募集人又はその役員若しくは使用人である保険募集人が行う保険募集については、所属保険会社等が当該特定保険募集人の委託をするについて相当の注意をし、かつ、これらの者の行う保険募集について保険契約者に加えた損害の発生の防止に努めたとき。 - 日本法令外国語訳データベースシステム

Article 111 The provision of Article 283 of the Current Act shall apply to any liability for the damages inflicted on or after the Effective Date by a Life Insurance Solicitor or Non-Life Insurance Solicitor upon Policyholders in connection with Insurance Solicitation; with regard to any liability for the damages inflicted before the Effective Date upon Policyholders by a Life Insurance Solicitor, an officer or employee of a Non-Life Insurance Company, or a Non-Life Insurance Agent in connection with solicitation, the provisions then in force shall remain applicable.発音を聞く 例文帳に追加

第百十一条　新法第二百八十三条の規定は、施行日以後に生命保険募集人又は損害保険募集人が保険募集につき保険契約者に加えた損害の賠償について適用し、施行日前に生命保険募集人、損害保険会社の役員若しくは使用人又は損害保険代理店が募集につき保険契約者に加えた損害の賠償については、なお従前の例による。 - 日本法令外国語訳データベースシステム

The FSA will examine the status of observance of sales and solicitation rules for insurance products by making use of reports from insurance companies, results of inspections conducted by inspection departments/bureaus, information from the Counseling Office for Financial Services Users In particular, the FSA will examine the extent to which policyholders are provided with explanations of a “policy overview” and “alerting information”, the extent to which “intention confirmation forms” are utilized so that prospective policyholders can select insurance products that meet their needs, and the extent to which insurance companies observe precautions upon providing comparison information.発音を聞く 例文帳に追加

保険会社等からの報告、検査部局による検査の結果、金融サービス利用者相談室等からの情報などを活用し、保険商品の販売・勧誘ルールの遵守状況を検証する。 - 金融庁

Article 170 Upon making solicitation of an application to acquire newly issued Securities or solicitation of an application to sell or purchase already-issued Securities to many and unspecified persons (referred to as "Solicitation of Securities to Many and Unspecified Persons" in the following Article), no person shall make an indication to many and unspecified persons to the effect that the person or other person will purchase the Securities acquired by members of said many and unspecified persons at a predetermined price (including a price calculated from a predetermined amount using a certain standard; hereinafter the same shall apply in this Article) or higher or will make an arrangement for selling such Securities at a predetermined price or higher, or shall make an indication that is likely to be understood as meaning to that effect; provided, however, that this shall not apply to cases where such solicitation is made for Securities listed in Article 2(1)(i) to (vi) or other Securities specified by a Cabinet Office Ordinance.発音を聞く 例文帳に追加

第百七十条　何人も、新たに発行される有価証券の取得の申込みの勧誘又は既に発行された有価証券の売付けの申込み若しくはその買付けの申込みの勧誘のうち、不特定かつ多数の者に対するもの（次条において「有価証券の不特定多数者向け勧誘等」という。）を行うに際し、不特定かつ多数の者に対して、これらの者の取得する当該有価証券を、自己又は他人が、あらかじめ特定した価格（あらかじめ特定した額につき一定の基準により算出される価格を含む。以下この条において同じ。）若しくはこれを超える価格により買い付ける旨又はあらかじめ特定した価格若しくはこれを超える価格により売り付けることをあつせんする旨の表示をし、又はこれらの表示と誤認されるおそれがある表示をしてはならない。ただし、当該有価証券が、第二条第一項第一号から第六号までに掲げる有価証券その他内閣府令で定める有価証券である場合は、この限りでない。 - 日本法令外国語訳データベースシステム

(v) the Securities listed in Article 2, paragraph (1), item (xvii) of the Act which have the nature of share certificates: offers to sell and the solicitation of offers to buy said Securities (limited to those of which the Issuer is the relevant Issuer) by the Issuer thereof pursuant to the governing laws and regulations of a foreign state upon the establishment of such Issuer;発音を聞く 例文帳に追加

五　法第二条第一項第十七号に掲げる有価証券のうち株券の性質を有するもの　当該有価証券の発行者が所有する当該発行者の設立に当たって準拠した外国の法令に基づいて行う当該有価証券（当該発行者が発行者であるものに限る。）の売付けの申込み又はその買付けの申込みの勧誘 - 日本法令外国語訳データベースシステム