元引受人の英語

身元引受人例文帳に追加

a surety発音を聞く  - 斎藤和英大辞典

（特に元引受け業務を行う際には当該業務を公正かつ的確に遂行することができる態勢・人員を確保すること。）例文帳に追加

(Regarding the conduct of underwriting business in particular, it is necessary to ensure a sufficient control environment and secure staff to conduct the business in a fair and appropriate manner.)発音を聞く  - 金融庁

法第百三十条第一項第四号に規定する主務省令で定める事項は、次に掲げる事項とする。一組織変更後株式会社商品取引所が発行することができる株式の総数（組織変更後株 式会社商品取引所が種類株式発行会社である場合にあっては、各種類の組織変更時発 行株式の発行可能種類株式総数を含む。）二組織変更後株式会社商品取引所（組織変更後株式会社商品取引所が種類株式発行会 社である場合を除く。）が発行する組織変更時発行株式の内容として会社法第百七条 第一項各号に掲げる事項を定めているときは、当該株式の内容 三組織変更後株式会社商品取引所（組織変更後株式会社商品取引所が種類株式発行会 社である場合に限る。）が会社法第百八条第一項各号に掲げる事項につき内容の異な る組織変更時発行株式を発行することとしているときは、各種類の株式の内容（ある 種類の株式につき同条第三項の定款の定めがある場合において、当該定款の定めによ り組織変更後株式会社商品取引所が当該種類の株式の内容を定めていないときは、当 該種類の株式の内容の要綱） 四単元株式数についての定款の定めがあるときは、その単元株式数（組織変更後株式 会社商品取引所が種類株式発行会社である場合にあっては、各種類の株式の単元株式 数）五組織変更後株式会社商品取引所の定款に次に掲げる定めがあるときは、その規定 イ会社法第百三十九条第一項、第百四十条第五項又は第百四十五条第一号若しくは 第二号に規定する定款の定め ロ会社法第百六十四条第一項に規定する定款の定め ハ会社法第百六十七条第三項に規定する定款の定め ニ会社法第百六十八条第一項又は第百六十九条第二項に規定する定款の定め ホ会社法第百七十四条に規定する定款の定め ヘ会社法第三百四十七条に規定する定款の定め ト会社法施行規則第二十六条第一号又は第二号に規定する定款の定め 六株主名簿管理人を置く旨の定款の定めがあるときは、その氏名又は名称及び住所並 びに営業所 七定款に定められた事項（会社法第二百三条第一項第一号から第三号まで及び前各号 に掲げる事項を除く。）であって、当該組織変更後株式会社商品取引所に対して組織 - 77 - 変更時発行株式の引受けの申込みをしようとする者が当該者に対して通知することを 請求した事項例文帳に追加

The matters specified by an ordinance of the competent ministry set forth in Article 130, paragraph 1, item 4 of the Act shall be as follows: (i) the total number of shares of stock which an Incorporated Commodity Exchange after Entity Conversion can issue (in the case where an Incorporated Commodity Exchange after Entity Conversion is a company issuing classified shares of stock, including the total number of the respective types of classified shares of stock that can be issued at the time of entity conversion); (ii) when the matters listed in the respective items of Article 107, paragraph 1 of the Company Act are specified as being the contents of Shares of Stock Issued upon Entity Conversion issued by an Incorporated Commodity Exchange after Entity Conversion (excluding the case where an Incorporated Commodity Exchange after Entity Conversion is a company issuing classified shares of stock), the contents of said shares of stock; (iii) when it is determined that an Incorporated Commodity Exchange after Entity Conversion (limited to the case where an Incorporated Commodity Exchange after Entity Conversion is a company issuing classified shares of stock) shall issue Shares of Stock Issued upon Entity Conversion with different contents with regard to the matters listed in the respective items of Article 108, paragraph 1 of the Company Act, the contents of the respective types of shares of stock (in the case where there are the provisions of the articles of incorporation set forth in paragraph 3 of the same Article with regard to a certain type of shares of stock, and when the contents of said type of shares of stock are not specified by an Incorporated Commodity Exchange after Entity Conversion pursuant to said articles of incorporation, the outline of the contents of said type of shares of stock); (iv) when there are provisions of the articles of incorporation with regard to the number of shares per unit, said number of shares per unit (in the case where an Incorporated Commodity Exchange after Entity Conversion is a company issuing classified shares of stock, the number of respective shares per unit); (v) when the articles of incorporation of an Incorporated Commodity Exchange after Entity Conversion have the following provisions, said provisions: (a) the provisions of the articles of incorporation prescribed in Article 139, paragraph 1, Article 140, paragraph 5, or Article 145, item 1 or item 2 of the Company Act; (b) the provisions of the articles of incorporation prescribed in Article 164, paragraph 1 of the Company Act; (c) the provisions of the articles of incorporation prescribed in Article 167, paragraph 3 of the Company Act; (d) the provisions of the articles of incorporation prescribed in Article 168, paragraph 1, or Article 169, paragraph 2 of the Company Act; (e) the provisions of the articles of incorporation prescribed in Article 174 of the Company Act; (f) the provisions of the articles of incorporation prescribed in Article 347 of the Company Act; (g) the provisions of the articles of incorporation prescribed in Article 26, item 1 or item 2 of the Ordinance for Enforcement of the Company Act; (vi) when there are provisions of the articles of incorporation to appoint an administrator of the shareholder register, the name and the address and the business office of that person; (vii) the matters specified by the articles of incorporation (excluding the matters listed in Article 203, paragraphs 1, items 1 to 3 inclusive of the Company Act and in the preceding items), and whose notification was requested by a person, who seeks to file an application to subscribe for the Shares of Stock Issued upon Entity Conversion to said Incorporated Commodity Exchange after Entity Conversion.発音を聞く  - 経済産業省

第二十四条の二　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号から第四号まで及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の四（契約締結時等の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第一項、第二項第二号、第三項及び第五項（損失補てん等の禁止）、第四十条第一号（適合性の原則等）並びに第四十条の二から第四十条の五まで（最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、信託会社が行う信託契約（金利、通貨の価格、金融商品市場（同法第二条第十四項に規定する金融商品市場をいう。）における相場その他の指標に係る変動により信託の元本について損失が生ずるおそれがある信託契約として内閣府令で定めるものをいう。以下「特定信託契約」という。）による信託の引受けについて準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定信託契約」と、「金融商品取引業」とあるのは「特定信託契約の締結の業務」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定信託契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「信託業法第二十四条の二に規定する特定信託契約」と、同法第三十七条の三第一項第一号中「商号、名称又は氏名及び住所」とあるのは「住所」と、同法第三十七条の六第一項中「第三十七条の四第一項」とあるのは「信託業法第二十六条第一項」と、同法第三十九条第二項第一号中「有価証券売買取引等」とあるのは「特定信託契約の締結」と、「前項第一号」とあるのは「損失補てん等（信託業法第二十四条第一項第四号の損失の補てん又は利益の補足をいう。第三号において同じ。）」と、同項第三号中「有価証券売買取引等」とあるのは「特定信託契約の締結」と、「前項第三号の提供」とあるのは「損失補てん等」と、同条第四項中「事故」とあるのは「信託会社の責めに帰すべき事故」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。例文帳に追加

Article 24-2 The provisions of Chapter III, Section 1, Subsection 5 of the Financial Instruments and Exchange Act (Professional Investors) (excluding Article 34-2(6) to (8) inclusive (Cases Where Professional Investors Are Deemed to Be Customers Other Than Professional Investors) and Article 34-3(5) and (6) (Cases Where Juridical Persons Who Are Customers Other than Professional Investors Are Deemed to Be Professional Investors)), the provisions of Chapter III, Section 2, Subsection 1 of that Act (General Rules) (excluding Article 35 to Article 36-4 inclusive (Scope of Business of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business; Scope of Additional Business of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business; Duty of Good Faith to Customers; Posting of Signs; Prohibition on Name Lending; Prohibition on Administration of Bonds, etc.), Article 37(1)(ii) (Regulations on Advertising, etc.), Article 37-2 (Obligation to Clarify in Advance), Article 37-3(1)(ii) to (iv) inclusive and (vi) and 37-3(3) (Delivery of Documents Prior to the Conclusion of a Contract), Article 37-4 (Delivery of Documents upon Conclusion of a Contract, etc.), Article 37-5 (Delivery of Documents Pertaining to Receipt of Security Deposits), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), Article 39(1), Article 39(2)(ii), Article 39(3) and (5) (Prohibition of Compensation of Loss, etc.), Article 40(i) (Rule of Suitability), and Article 40-2 to Article 40-5 inclusive (Best Execution Policy; Prohibition of Sales and Purchases, etc. where Separate Management Is Not Maintained; Restriction on Sales, etc. of Securities to Professional Investors; Obligation to Provide Professional Investors with Information Regarding Securities)), and the provisions of Article 45 (Miscellaneous Provisions) of that Act (excluding items (iii) and (iv)) shall apply mutatis mutandis to acceptance by a Trust Company of a trust under a trust agreement (meaning those that are specified by a Cabinet Office Ordinance as trust agreements with the risk of a trust principal loss caused by fluctuation in the interest rate, currency value, quotations on a Financial Instruments Market (meaning a Financial Instruments Market as prescribed in Article 2(14) of that Act), or any other index; hereinafter referred to as a "Specific Trust Agreement"). In this case, the term "Contract for a Financial Instruments Transaction" and "Financial Instruments Business" in these provisions shall respectively be deemed to be replaced with "Specific Trust Agreement" and "business for the conclusion of Specific Trust Agreements"; the term "Financial Instruments Transaction" in these provisions (excluding Article 34 of that Act) shall be deemed to be replaced with "conclusion of Specific Trust Agreements"; the term "contract to carry out Acts for a Financial Instruments Transaction (meaning acts listed in the items of Article 2(8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of that Act shall be deemed to be replaced with "Specific Trust Agreements prescribed in Article 24-2 of the Trust Business Act"; the term "the trade name or name and address" in Article 37-3(1)(i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "the address"; the term "Article 37-4(1)" in Article 37-6(1) of that Act shall be deemed to be replaced with "Article 26(1) of the Trust Business Act"; the terms "Sales and Purchases or Other Transactions of Securities, etc." and "item (i) of the preceding paragraph" in Article 39(2)(i) of the Financial Instruments and Exchange Act shall respectively be deemed to be replaced with "conclusion of Specific Trust Agreements" and "Compensation of Losses, etc. (meaning compensation for losses or supplementation of profit as prescribed in Article 24(1)(iv) of the Trust Business Act; the same shall apply in item (iii))"; the term "Sales and Purchases or Other Transactions of Securities, etc." and "provided under item (iii) of the preceding paragraph" in Article 39(2)(iii) of the Financial Instruments and Exchange Act shall respectively be deemed to be replaced with "conclusion of Specific Trust Agreements" and "pertaining to compensation of losses, etc."; and the term "Problematic Conduct" in Article 39(4) of that Act shall be deemed to be replaced with "an accident imputable to a Trust Company." In addition, the necessary technical replacement of terms shall be specified by a Cabinet Order.発音を聞く  - 日本法令外国語訳データベースシステム