投資一任業の英語

それから、私の記憶が正しければ、投資顧問業法上、（投資）一任業務は以前は認可事業だったと思っております。例文帳に追加

If I remember correctly, companies engaging in discretionary investment business were formerly required to be authorized under the Investment Advisory Act.発音を聞く  - 金融庁

金融商品取引法上、ヘッジ・ファンド運用者は、登録投資一任運用業者、登録投資信託運用業者として、規制を課せられている例文帳に追加

Under the FIEA, regulation is imposed on hedge fund managers as registered discretionary investment managers and as registered investment trust managers発音を聞く  - 金融庁

ヘ．投資顧問契約又は投資一任契約の締結の媒介を業務として行おうとする場合その旨例文帳に追加

F. In cases where the service provider intends to act as a broker for investment advisory contracts or discretionary investment contracts, the intention must be indicated.発音を聞く  - 金融庁

媒介に至らない行為を投資助言業者又は投資一任業者から受託して行う場合には、投資助言・代理業の登録を得る必要はない。例文帳に追加

In cases where business operators undertake activities which do not constitute a brokerage service, on behalf of investment advisory business operators and discretionary investment business operators, they are not required to be registered as investment advisory/agency business operators.発音を聞く  - 金融庁

例えば、以下イからハまでに掲げる行為の事務処理の一部のみを投資助言業者又は投資一任業者から受託して行うに過ぎない者は、投資助言・代理業の登録が不要である場合もあると考えられる。例文帳に追加

For example, business operators which undertake only some of the clerical processes related to the activities described in A. to C. below on behalf of investment advisory business operators and discretionary investment business operators may not be required to be registered as investment advisory/agency business operators.発音を聞く  - 金融庁

投資一任業者及び投資信託運用業者についてはすべて登録制の下、集団投資スキーム（自己運用）については原則登録制（プロ向けについては届出制）の下、それぞれ規制されている。例文帳に追加

Discretionary investment managers and investment trust managers are both regulated under a registration system.発音を聞く  - 金融庁

ヘッジファンドが投資信託・投資一任業務等の形態をとっている場合、投資家保護の観点から、販売・勧誘を行う証券会社・登録金融機関や投資運用を行う投資信託委託業者・認可投資顧問業者に対して、各種行為規制が設けられており、検査・監督において問題が認められる場合には適切な対応をすることとしている。例文帳に追加

In case of hedge funds in form of investment trust and discretionary investment, securities companies and registered financial institutions who solicit and distribute hedge funds and investment trust managers and authorized investment advisors who conduct investment management of hedge funds shall comply with the numerous codes of conducts under the laws and related regulations.The FSA shall take appropriate measures if it finds any problems by way of the inspection and supervision of the companies and personnel.発音を聞く  - 金融庁

① 投資一任業者が投資一任業に係る業務以外の業務を行う場合で、投資一任業に係る業務の報酬と当該業務以外の業務に係る手数料等を同一契約において一体として徴収するときは、金商法第37条の３第１項第４号の「当該金融商品取引契約に関して顧客が支払うべき対価に関する事項」には、投資一任に係る業務に対する報酬の額と当該業務以外の業務に対する手数料等の額との区分を明確にすること。例文帳に追加

(i) In cases where a discretionary investment business operator concurrently undertakes services unrelated to discretionary investment business and where it receives remuneration related to discretionary investment business and fees related to other services collectively under the same contract, the business operator must separately specify the remuneration related to discretionary investment business and the fees related to other services with regard to the “matters concerning fees, remuneration or any other consideration payable by the customer with regard to said Contract for Financial Instruments Transaction,” as specified under Article 37-3(1)(iv) of the FIEA.発音を聞く  - 金融庁