Business Insiderとは 意味・読み方・使い方

On July 3 last year, the FSA issued an order for business improvement against Nomura Securities following the arrest and indictment of a former employee of the company in an insider trading case.発音を聞く例文帳に追加

金融庁は、野村證券の元職員のインサイダー取引による逮捕・起訴を受けて、昨年7月3日に野村證券に対して業務改善命令を発出したところでございます。 - 金融庁

Article 166 (1) A person listed in any of the following items (hereinafter referred to as a "Corporate Insider" in this Article) who has come to know a Material Fact Pertaining to Business or Other Matters of a Listed Company, etc. (in the case of a Corporate Insider pertaining to a Subsidiary Company of the Listed Company, etc. (excluding a person who falls under the category of Corporate Insider pertaining to the Listed Company, etc.), limited to any Material Fact Pertaining to Business or Other Matters of the Subsidiary Company that are listed in items (5) to (8) of the following paragraph; the same shall apply hereinafter) in a manner as prescribed in the respective items shall not make sales or purchase, other types of transfer for value or acceptance of such transfer for value, or Derivative Transactions (hereinafter referred to as "Sales and Purchase, etc." in this Article) of Specified Securities, etc. pertaining to the Listed Company, etc. before the material facts pertaining to business or other matters are Publicized. The same shall apply for one year to a Corporate Insider who comes to know a Material Fact Pertaining to Business or Other Matters of the Listed Company, etc. in a manner as prescribed in any of the following items even after he/she ceased to be a Corporate Insider listed in the items:発音を聞く例文帳に追加

第百六十六条　次の各号に掲げる者（以下この条において「会社関係者」という。）であつて、上場会社等に係る業務等に関する重要事実（当該上場会社等の子会社に係る会社関係者（当該上場会社等に係る会社関係者に該当する者を除く。）については、当該子会社の業務等に関する重要事実であつて、次項第五号から第八号までに規定するものに限る。以下同じ。）を当該各号に定めるところにより知つたものは、当該業務等に関する重要事実の公表がされた後でなければ、当該上場会社等の特定有価証券等に係る売買その他の有償の譲渡若しくは譲受け又はデリバティブ取引（以下この条において「売買等」という。）をしてはならない。当該上場会社等に係る業務等に関する重要事実を次の各号に定めるところにより知つた会社関係者であつて、当該各号に掲げる会社関係者でなくなつた後一年以内のものについても、同様とする。 - 日本法令外国語訳データベースシステム

(3) A person who has received from a Corporate Insider (including a Corporate Insider prescribed in the second sentence of paragraph (1); hereinafter the same shall apply in this paragraph) information on a Material Fact Pertaining to Business or Other Matters referred to in paragraph (1) that the Corporate Insider has come to know in a manner as prescribed in any of the items of said paragraph (excluding a person who is listed in any of the items of said paragraph and has come to know the Material Fact Pertaining to Business or Other Matters in a manner as prescribed in the respective items of said paragraph), or other Officer, etc. of a juridical person who comes to know such a Material Fact Pertaining to Business or Other Matters in relation to the duty of a person who also belongs to the juridical person and has received information on the Material Fact Pertaining to Business or Other Matters in the course of his/her duty, shall not make sales or purchases, etc. of Regulated Securities, etc. of the Listed Company, etc. before the Material Fact Pertaining to Business or Other Matters is Publicized.発音を聞く例文帳に追加

３　会社関係者（第一項後段に規定する者を含む。以下この項において同じ。）から当該会社関係者が第一項各号に定めるところにより知つた同項に規定する業務等に関する重要事実の伝達を受けた者（同項各号に掲げる者であつて、当該各号に定めるところにより当該業務等に関する重要事実を知つたものを除く。）又は職務上当該伝達を受けた者が所属する法人の他の役員等であつて、その者の職務に関し当該業務等に関する重要事実を知つたものは、当該業務等に関する重要事実の公表がされた後でなければ、当該上場会社等の特定有価証券等に係る売買等をしてはならない。 - 日本法令外国語訳データベースシステム

Securities companies must strictly manage corporate information, including information concerning the public offering of new shares, from the perspective of preventing illegal transactions, such as insider trading. They are required to develop effective internal control systems and conduct business with a high level of compliance awareness and professional ethics.発音を聞く例文帳に追加

証券会社では、インサイダー取引等の不公正な取引を防止する観点から、公募増資等の法人関係情報を厳格に管理する必要があり、実効性ある内部管理態勢を整備するとともに、高い法令遵守意識や職業倫理をもって業務を行うことが求められております。 - 金融庁

On June 23, in relation to the insider trading case involving a certified public accountant, we decided to impose a fine on the accountant and ordered the accountant to suspend business operations for three months based on the Certified Public Accountants Act.発音を聞く例文帳に追加

6月23日、公認会計士によるインサイダー取引事案に関しまして、行為者である公認会計士に対する課徴金納付命令を決定するとともに、同人に対して、公認会計士法に基づき、業務停止3か月の懲戒処分を命じたところでございます。 - 金融庁

As for the allegation that an employee of Nomura Securities passed on insider information, it is important that securities companies, which play a public role as a financial intermediary, establish an adequate internal control system and manage business operations properly.発音を聞く例文帳に追加

それから、野村證券の職員がインサイダー情報の伝達をしていたとされている件でございますが、まずは市場仲介者として公共的な役割を担う証券会社においては、十分な内部管理態勢を構築し適切な業務運営を行っていくことが重要だというふうに考えております。 - 金融庁

From this viewpoint, the Financial Services Agency (FSA) has strived to properly supervise securities companies' systems for corporate governance and business execution. In light of the case of insider trading I mentioned, the Supervisory Bureau today issued a written request for Type I financial instruments business operators, which engage in securities-related businesses, to take prompt action with regard to the five matters I will mention.発音を聞く例文帳に追加

金融庁としては、こういう観点から、従来より証券会社の経営管理態勢や業務運営態勢等についての監督に努めてまいったところでございますが、今般の事例も踏まえ、本日、監督局より有価証券関連業を行う第一種金融商品取引業者に対し、以下の五つの事項について早急な対応を文書で求めたところであります。 - 金融庁

Securities companies need to strictly manage corporate information related to such matters as public offering of new shares from the perspective of preventing unfair trading, such as insider trading, and they are first and foremost required to develop effective internal control systems and conduct business with a high level of compliance awareness and professional ethics.発音を聞く例文帳に追加

証券会社はインサイダー取引等の不公正な取引を防止するという観点からは、公募増資等の法人関係情報を厳格に管理する必要があるわけでありまして、実効性ある内部管理態勢を整備するとともに、高い法令遵守意識や職業倫理をもって業務を行うことがまず求められる。 - 金融庁