FOUR IMPROVEMENT PRINCIPLESとは 意味・読み方・使い方

As for the achievement of a better regulatory environment, the Financial Services Agency has presented four fundamentals—the optimal combination of rule-based supervision (detailed rules to apply in each case are established) and principle-based supervision (some major principles are presented to promote voluntary actions of financial institutions along the lines of the principles), early recognition of and effective measures for priority issues such as measures against the risks inherent in the financial system, respect for the self-help efforts of financial institutions, and emphasis on the incentives for them, and improvement in the transparency and predictability of administrative measures. This aims to gain accurate understanding of market trends and improve the quality of the Financial Services Agency employees by enhancing the communication with financial institutions, improving the release of information (to both inside and outside the country), strengthening the ties with overseas authorities, and upgrading the research functions.例文帳に追加

より良い規制環境の実現に向けては、金融庁により、ルール・ベースの監督（詳細なルールを設定し、それを個別事例に適用）とプリンシプル・ベースの監督（いくつかの主要な原則を示し、それに沿った金融機関の自主的な取組を促す）の最適な組合せ、金融システムに内在するリスクへの対応等、優先課題の早期認識とそれに対する効果的対応、金融機関の自助努力の尊重と金融機関へのインセンティブの重視、行政対応の透明性・予測可能性の向上の4つを柱とし、金融機関等との対話の充実、（国内外への）情報発信の強化、海外当局との連携強化、調査機能の強化による市場動向の的確な把握、金融庁職員の資質向上等に向けた取組を行うとしている。 - 経済産業省