Japan Securities Dealers' Associationとは 意味・読み方・使い方

(i) Whether the securities company, etc., has developed appropriate internal rules based on “Regarding Development of Order Management Systems at Members,” which is a resolution adopted by the Japan Securities Dealers Association’s Board of Governors, and strives to ensure that all officers and employees are aware of and comply with them,発音を聞く 例文帳に追加

① 証券会社等は、日本証券業協会理事会決議「協会員における注文管理体制の整備について」を踏まえ、社内規則を適切に整備し、役職員に対する周知、徹底を図っているか。 - 金融庁

It is desirable that securities companies, etc., conduct sufficient trading management and screening with regard to investors who may be affiliated with antisocial forces, in cooperation with relevant authorities, the Japan Securities Dealers Association and other organizations.発音を聞く 例文帳に追加

証券会社等は、関係当局や日本証券業協会等との連携の下、反社会的勢力との関係を有する可能性のある投資家について十分な売買管理・売買審査を行うことが望まれる。 - 金融庁

(3) Development of internal rules and operational procedures that are in accordance with laws and rules such as the Securities and Exchange Law, the Law concerning Investment Trusts and Investment Corporations and rules set by the Japan Securities Dealers Association and the like.発音を聞く 例文帳に追加

③金融商品取引法、投資信託及び投資法人に関する法律等の法規制や日本証券業協会等の規則に沿った内部規程・業務細則等の整備 - 金融庁

For stocks to become green sheet stocks, companies need to satisfy certain disclosure rules set by the Japan Securities Dealers Association as well as submit to a screening process by the securities companies dealing with the stocks.例文帳に追加

株式がグリーンシート銘柄となるには、日本証券業協会が定める一定レベル以上のディスクロージャーを行うとともに、銘柄を取り扱う証券会社の審査が必要となる。 - 経済産業省

Another factor may be that, with regard to public offerings, the Cayman Island authorities established ‘The Retail Mutual Funds (Japan) Regulation 2003’ in line with the guidelines for disclosure requirements established by the Japanese Securities Dealers Association in Japan.発音を聞く 例文帳に追加

また、公募のファンドについては、2003年、ケイマン当局が日本向けの公募販売に係る新規則（The Retail Mutual Funds (Japan) Regulations 2003）を整備したことも貢献しているとみられている。 - 金融庁

I understand that the Japan Securities Dealers Association and the Investment Trusts Association have recently issued a notice intended to enhance systems for solicitation and sales activities concerning currency-select-type funds.発音を聞く 例文帳に追加

また、日本証券業協会及び投資信託協会においても、通貨選択型ファンドの勧誘・販売態勢の充実などを図るべく、先日、協会通知を発出したものと承知いたしております。 - 金融庁

(i) Whether the securities company, etc., has established appropriate rules regarding the screening of matters used for judgment as to the appropriateness of underwriting, such as the financial condition and business performance of issuers based on the self-regulatory regulations of the Japan Securities Dealers Association, entitled “Regulations Concerning Underwriting, etc. of Securities,” and whether it conducts effective screening in an appropriate manner.発音を聞く 例文帳に追加

① 日本証券業協会自主規制規則「有価証券の引受け等に関する規則」等を踏まえ、発行体の財務状態及び経営成績その他引受けの適否の判断に資する事項の審査に関する適切な規程が整備され、実質的な審査が的確に行われているか。 - 金融庁

Y = (subscribers’ yield (average simple yield) of the relevant bond (newly issued bond)) -(average simple yield (the value published one day after the terms-setting date), calculated on the basis of reference bond trading statistics published by the Japan Securities Dealers Association, of the government bond whose maturity date is closest to that of the relevant bond (newly issued bond))発音を聞く 例文帳に追加

Ｙ＝（当該債券（新発債）の応募者利回り（単利））－（当該債券（新発債）と償還日が最も近い国債の公社債売買参考統計値の平均値単利(条件決定日の翌日付で発表された値)） - 金融庁