close of ratingとは 意味・読み方・使い方

(i) Has the credit rating agency made it known to all officers and employees that, in cases where a credit rating agency or a person in charge of rating has a “close relationship” with a rating stakeholder, acts of providing a rating or making a rating available for inspection are prohibited?発音を聞く 例文帳に追加

４．情報開示に関する態勢 - 金融庁

(1) Prohibition, etc. of the provision/inspection of a credit rating in cases where there is a close relationship with a rating stakeholder発音を聞く 例文帳に追加

（１）格付関係者と密接な関係を有する場合の信用格付の提供・閲覧の禁止等 - 金融庁

(ii) When providing a credit rating or making it available for inspection, does the credit rating agency confirm in advance that the credit rating agency or the person in charge of the rating does not have a “close relationship” with a rating stakeholder?発音を聞く 例文帳に追加

市場参加者にとっての信用格付の有用性を高める観点からは、信用格付に関する情報開示に透明性・適時性が確保されることが重要であると考えられる。 - 金融庁

(1) PROHIBITION OF ACTS OF PROVIDING OR MAKING AVAILABLE FOR INSPECTION A CREDIT RATING ON A MATTER IN WHICH THE SAID RATING STAKEHOLDER HAS AN INTEREST IN CASES WHERE A CREDIT RATING AGENCY OR AN OFFICER OR EMPLOYEE THEREOF HAS A CLOSE RELATIONSHIP WITH A RATING STAKEHOLDER, [ARTICLE 66-35(I) OF THE FIEA]発音を聞く 例文帳に追加

例えば、グループ内の無登録の格付会社が信用格付行為を行うに際して、登録業者である自社の名義で信用格付行為を行ったこととするなどの不適切な行為をしていないか。 - 金融庁

In cases where there is a “close relationship” with a rating stakeholder, Article 66-35(i) of the FIEA prohibits credit rating agencies and their officers and employees from engaging in acts of providing or making available for inspection a credit rating on a matter in which the said rating stakeholder has an interest.発音を聞く 例文帳に追加

金商法第66条の35第１号においては、信用格付業者及びその役職員は、格付関係者と「密接な関係」を有する場合に、当該格付関係者が利害を有する事項を対象とする信用格付を提供し、又は閲覧に供する行為を行うことが禁止されている。 - 金融庁

(ii) Whether there is a system in place to prevent officers and employees from being involved in processes relating to the determination of a credit rating, not only in cases where the relationship between the credit rating agency and its officers and employees and a rating stakeholder correspond to a “close relationship,” but also in cases where “a person in charge of rating conducts a sale, purchase or other transaction of securities, etc. with a potential conflict of interest” as prescribed in Article 306(1)(vii)(A)1. of the FIB Cabinet Office Ordinance, and “cases where there is a potential conflict of interest between an officer or employee and a rating stakeholder” as prescribed in clause (A)2. of the same article.発音を聞く 例文帳に追加

②信用格付業者及びその役職員と格付関係者との関係が「密接な関係」に該当する場合のみならず、金商業等府令第306条第１項第７号イ（１）の「格付担当者が利益相反のおそれのある有価証券の売買その他の取引等」を行っている場合及び同号イ（２）の「役員又は使用人と格付関係者との間で利益相反のおそれのある場合」についても、役職員が、信用格付の付与に係る過程に関与しないような態勢となっているか。 - 金融庁

As a result, although the average value D31 of the absolute value D3 of a value obtained by subtracting rating reference data D2 from the pitch data D1 becomes a large value, the absolute value D42 of the average value D41 of D1-D2 is close to the rating reference data D2.例文帳に追加

そのため、音高データＤ１から採点基準データＤ２を減算した値の絶対値Ｄ３の平均値Ｄ３１はそれなりに大きな値となるが、Ｄ１−Ｄ２の平均値Ｄ４１の絶対値Ｄ４２は採点基準データＤ２に近くなる。 - 特許庁