company complianceとは 意味・読み方・使い方

Whether the investment trust management company has established arrangements and procedures for continuously examining the entrusted entity’s business execution capability and its compliance with contract provisions.発音を聞く 例文帳に追加

また、委託先の業務遂行能力や、契約条項の遵守状況について継続的に確認できる体制が整備されているか。 - 金融庁

① Whether the board of directors of a management company places among the top priorities of business management the observance of laws and regulations and takes the initiatives in establishing the system of compliance with laws and regulations of the managing company and group companies.発音を聞く 例文帳に追加

①経営管理会社の取締役は、法令等遵守をグループ経営上の重要課題の一つとして位置付け、率先して経営管理会社及びグループ内会社の法令等遵守態勢の構築に取り組んでいるか。 - 金融庁

Under Company Law, corporate auditors or the audit committee is required to evaluate the relevance of the approach employed by the external auditor on the financial audit of the statutory accounts (in compliance with the Company Law), as well as the results of the financial audit conducted by the external auditor.発音を聞く 例文帳に追加

また、会社法上、監査役又は監査委員会は、会計監査人が計算書類について実施した会計監査の方法と結果の相当性を評価することとされている。 - 金融庁

① Whether the boards of directors of a management company (hereinafter referred to as the "Boards of Directors") understand the importance of compliance with laws and regulations concerning the capital increases of a management company or group companies by third party allocations of newly issued shares and have established group-wide systems, including the clarification of where the decision-making authorities and responsibilities lie.発音を聞く 例文帳に追加

① 経営管理会社の取締役会（以下「取締役会」という。）は、経営管理会社又はグループ内会社の第三者割当増資に関する法令等遵守の重要性を理解し、決定権限や責任の所在の明確化を含むグループ全体の態勢整備を行っているか。 - 金融庁

④ When group financial institutions are involved in the capital increases of a management company or group companies by third party allocations of newly issued shares, whether the management company establishes a compliance system of laws and regulations so that such financial institutions take appropriate actions.発音を聞く 例文帳に追加

④経営管理会社は、経営管理会社自身、あるいはグループ内会社の第三者割当増資にグループ内の金融機関が関与する場合には、当該金融機関においても適切な対応が行われるよう、法令等遵守態勢の整備を図っているか。 - 金融庁

On June 6, 2008, the company was ordered by the director-general of the Kanto Finance Bureau to take business improvement measures, including strengthening its systems for legal compliance, internal control and governance. Later, the company also submitted a report on misconduct, and it was found to have committed many illegal acts発音を聞く 例文帳に追加

同社は、平成20年6月6日に関東財務局長より、法令等遵守態勢、内部管理態勢及び経営管理態勢を充実・強化するため業務改善命令を受けましたが、その後、同社からの不祥事件等届出などもございまして、多数の法令違反行為等が判明いたしました - 金融庁

In compliance with new company policy set forth to foster a better working environment, factory shift hours will be changed on an experimental basis for six months starting March 15.例文帳に追加

よりよい就業環境を促進するために発表された新しい会社方針に従って、工場のシフト時間を、3 月15 日から6 か月間、実験的に変更します。 - Weblio英語基本例文集

(iv) Revision of a system to ensure that the liquidators carry out their duties in compliance with applicable laws and regulations and the articles of incorporation, and any other system required by a Cabinet Office Ordinance for ensuring that the business of a Liquidation Mutual Company is executed in an appropriate manner.発音を聞く 例文帳に追加

四　清算人の職務の執行が法令及び定款に適合することを確保するための体制その他清算相互会社の業務の適正を確保するために必要なものとして内閣府令で定める体制の整備 - 日本法令外国語訳データベースシステム