merchant's riskとは 意味・読み方・使い方

(vii) When there is a risk of the Futures Commission Merchant becoming insolvent in light of the status of its business or property発音を聞く 例文帳に追加

七業務又は財産の状況に照らし支払不能に陥るおそれがあるとき。 - 経済産業省

Article 215 A Futures Commission Merchant shall engage in a Commodity Transactions Brokerage Business in such a manner that it does not fail to protect customers by carrying out solicitation which is found to be inappropriate in light of the customers' knowledge and experience or the status of their property or for the purpose of concluding a Brokerage Contract or risk failing to protect such customers.発音を聞く 例文帳に追加

第二百十五条　商品取引員は、顧客の知識、経験、財産の状況及び受託契約を締結する目的に照らして不適当と認められる勧誘を行つて委託者の保護に欠け、又は欠けることとなるおそれがないように、商品取引受託業務を営まなければならない。 - 日本法令外国語訳データベースシステム

A Futures Commission Merchant shall engage in a Business of Accepting Consignment of Commodity Transactions in such a manner that it does not fail to protect customers by carrying out solicitation which is found to be inappropriate in light of the knowledge, experience and the status of property of such customers or risk failing to protect such customers.発音を聞く 例文帳に追加

商品取引員は、顧客の知識、経験及び財産の状況に照らして不適当と認められる勧誘を行つて委託者の保護に欠け、又は欠けることとなるおそれがないように、商品取引受託業務を営まなければならない。 - 経済産業省

Article 304 When a Consumer Protection Fund has received a notice under paragraph (1) or paragraph (3) of the preceding Article (including the case where there is no notice under paragraph (1) of the same Article but when said Consumer Protection Fund learns that its member has fallen under any of the items in the same paragraph), it shall make recognition of whether or not it is difficult for the Futures Commission Merchant pertaining to said notice (including a Futures Commission Merchant which said Consumer Protection Fund has learned has fallen under any of the respective items of the same paragraph in the case where there is no notice under the same paragraph; hereinafter referred to as the "Futures Commission Merchant Subject to a Notice") to repay smoothly any liabilities pertaining to the return of Customer Assets to the Futures Commission Merchant's General Customer (hereinafter referred to as "General Customer Liabilities" in this Chapter), except when it is found that there is clearly no risk of a lack of protection of customers.発音を聞く 例文帳に追加

第三百四条　委託者保護基金は、前条第一項又は第三項の規定による通知を受けた場合（同条第一項の通知がない場合であつて、当該委託者保護基金の会員が同項各号のいずれかに該当することを知つたときを含む。）には、委託者の保護に欠けるおそれがないことが明らかであると認められるときを除き、当該通知に係る商品取引員（同条第一項の通知がない場合に当該委託者保護基金が同項各号のいずれかに該当することを知つた商品取引員を含む。以下「通知商品取引員」という。）につき、その一般委託者に対する委託者資産の返還に係る債務（以下この章において「一般委託者債務」という。）の円滑な弁済が困難であるかどうかの認定を遅滞なく行わなければならない。 - 日本法令外国語訳データベースシステム

When a Consignor Protection Fund has received a notice under paragraph 1 or paragraph 3 of the preceding Article (including the case where there is no notice under paragraph 1 of the same Article but when said Consignor Protection Fund learns that its member has fallen under any of the items in the same paragraph), it shall make recognition of whether or not it is difficult for the Futures Commission Merchant pertaining to said notice (including a Futures Commission Merchant which said Consignor Protection Fund has learned has fallen under any of the respective items of the same paragraph in the case where there is no notice under the same paragraph; hereinafter referred to as the "Futures Commission Merchant Subject to a Notice") to repay smoothly any liabilities pertaining to the return of Customer Assets to the Futures Commission Merchant’s General Customer (hereinafter referred to as "General Customer Liabilities" in this Chapter), except when it is found that there is clearly no risk of a lack of protection of customers.発音を聞く 例文帳に追加

委託者保護基金は、前条第一項又は第三項の規定による通知を受けた場合（同条第一項の通知がない場合であつて、当該委託者保護基金の会員が同項各号のいずれかに該当することを知つたときを含む。）には、委託者の保護に欠けるおそれがないことが明らかであると認められるときを除き、当該通知に係る商品取引員（同条第一項の通知がない場合に当該委託者保護基金が同項各号のいずれかに該当することを知つた商品取引員を含む。以下「通知商品取引員」という。）につき、その一般委託者に対する委託者資産の返還に係る債務（以下この章において「一般委託者債務」という。）の円滑な弁済が困難であるかどうかの認定を遅滞なく行わなければならない。 - 経済産業省

(A) Trade name of the futures commission merchant; (B) The fact that the merchant is a futures commission merchant; (C) The breakdown and total amount of consideration payable by customers under whatever titles including but not limited to commission, remuneration and expenses in connection with the consignment contract or, alternatively, the maximum amounts thereof, or the outline of their calculation method (if it is impossible to indicate them, that fact and the reasons thereof); (D) In the case of transactions which require the customers to deposit a clearing margin, etc., the amount thereof and its calculation method; (E) If the transaction amount under the consignment contract is significantly larger than that of the clearing margin, etc. to be deposited by customers for the transaction, that fact, and the ratio of such transaction amount to such clearing margin, etc. (if such calculation is impossible, that fact and the reasons thereof); (F) The fact that transactions under the consignment contract involve a risk of loss incurred by customers due to the fluctuations in the commodity market and, furthermore, that the amount of such loss may exceed that of the clearing margin, etc., and the reasons thereof; and (G) If the futures commission merchant is a member of the Commodity Futures Association of Japan, that fact and the name of the specific association.発音を聞く 例文帳に追加

①商品取引員の商号②商品取引員である旨③手数料、報酬、費用その他いかなる名称によるかを問わず、受託契約に関して顧客が支払うべき対価の種類ごとの金額若しくはその上限額又はこれらの計算方法の概要及び当該金額の合計額若しくはその上限額又はこれらの計算方法の概要（これらの表示をすることができない場合にあっては、その旨及びその理由）④受託契約に関して顧客が預託すべき取引証拠金等がある場合にあっては、その額又は計算方法⑤受託契約に基づく取引が、当該取引について顧客が預託すべき取引証拠金等の額に比して著しく大きい旨及び当該取引の額の当該取引証拠金等の額に対する比率（当該比率を算出することができない場合にあっては、その旨及び理由）⑥商品市場における相場の変動により受託契約に基づく取引について顧客に損失が生ずることとなるおそれがあり、かつ、当該損失の額が取引証拠金等の額を上回ることとなるおそれがある旨及びその理由⑦商品取引員が商品先物取引協会に加入している場合にあっては、その旨及び当該商品先物取引協会の名称 - 経済産業省