private placement securitiesとは 意味・読み方・使い方

(ix) dealing in Public Offering or Secondary Distribution of Securities or dealing in Private Placement of Securities;発音を聞く 例文帳に追加

九　有価証券の募集若しくは売出しの取扱い又は私募の取扱い - 日本法令外国語訳データベースシステム

(vi) Underwriting of Securities (meaning acts listed in any of the items of paragraph (6) conducted at the time of Public Offering, Secondary Distribution or Private Placement of Securities);発音を聞く 例文帳に追加

六　有価証券の引受け（有価証券の募集若しくは売出し又は私募に際し、第六項各号に掲げるもののいずれかを行うことをいう。） - 日本法令外国語訳データベースシステム

(v) Handling of a private placement of securities (except those that fall under monetary claims indicated on the certificates prescribed in item (iv) and Short-Term Bonds, etc.);発音を聞く 例文帳に追加

五　有価証券（第四号に規定する証書をもって表示される金銭債権に該当するもの及び短期社債等を除く。）の私募の取扱い - 日本法令外国語訳データベースシステム

Article 196 (1) A corporate officer(s) of an Investment Corporation shall not conduct affairs pertaining to Public Offerings, etc. (meaning Public Offerings (meaning the Public Offering of Securities as prescribed in Article 2, paragraph (3) of the Financial Instruments and Exchange Act), Private Placement (meaning the Private Placement of Securities prescribed in that paragraph) and other acts specified by a Cabinet Order; the same shall apply hereinafter) of Investment Securities, etc. issued by said Investment Corporation.発音を聞く 例文帳に追加

第百九十六条　投資法人の執行役員は、当該投資法人の発行する投資証券等の募集等（募集（金融商品取引法第二条第三項に規定する有価証券の募集をいう。）、私募（同項に規定する有価証券の私募をいう。）その他政令で定める行為をいう。以下同じ。）に係る事務を行つてはならない。 - 日本法令外国語訳データベースシステム

(6) The term "Underwriter" as used in this Act (excluding Chapter V) means a person who, at the time of Public Offering, Secondary Distribution and Private Placement of Securities, conducts any of the acts set forth in the following items:発音を聞く 例文帳に追加

６　この法律（第五章を除く。）において「引受人」とは、有価証券の募集若しくは売出し又は私募に際し、次の各号のいずれかを行う者をいう。 - 日本法令外国語訳データベースシステム

Article 1 (1) As used in this Cabinet Office Ordinance, the term "Securities," "Public Offering of Securities," "Private Placement of Securities," "Secondary Distribution of Securities," "Issuer," "Financial Instruments Services," "Financial Instruments Specialist," "Financial Instruments Market," "Financial Instruments Exchange," "Derivatives Transactions," "Exchange-Traded Derivatives Transactions," "Over-the-Counter Transactions of Derivatives," "Exchange-Traded Derivatives Transactions in a Foreign Market," "Financial Instruments," "Financial Indicator," "Brokerage for the Clearing of Securities, etc.," "Professional Investor," "Specified Listed Securities," and "(a) Credit Rating(s)" respectively mean Securities, Public Offering of Securities, Private Placement of Securities, Secondary Distribution of Securities, Issuer, Financial Instruments Services, Financial Instruments Specialist, Financial Instruments Market, Financial Instruments Exchange, Derivatives Transactions, Exchange-Traded Derivatives Transactions, Over-the-Counter Transactions of Derivatives, Exchange-Traded Derivatives Transactions in a Foreign Market, Financial Instruments, Financial Indicator, Brokerage for the Clearing of Securities, etc., Professional Investor, Specified Listed Securities, and (a) Credit Rating(s) as defined in Article 2 of the Financial Instruments and Exchange Act (Act No. 25 of 1948; hereinafter referred to as the "Act").発音を聞く 例文帳に追加

第一条　この府令において「有価証券」、「有価証券の募集」、「有価証券の私募」、「有価証券の売出し」、「発行者」、「金融商品取引業」、「金融商品取引業者」、「金融商品市場」、「金融商品取引所」、「デリバティブ取引」、「市場デリバティブ取引」、「店頭デリバティブ取引」、「外国市場デリバティブ取引」、「金融商品」、「金融指標」、「有価証券等清算取次ぎ」、「特定投資家」、「特定上場有価証券」又は「信用格付」とは、それぞれ金融商品取引法（昭和二十三年法律第二十五号。以下「法」という。）第二条に規定する有価証券、有価証券の募集、有価証券の私募、有価証券の売出し、発行者、金融商品取引業、金融商品取引業者、金融商品市場、金融商品取引所、デリバティブ取引、市場デリバティブ取引、店頭デリバティブ取引、外国市場デリバティブ取引、金融商品、金融指標、有価証券等清算取次ぎ、特定投資家、特定上場有価証券又は信用格付をいう。 - 日本法令外国語訳データベースシステム

Article 286 (1) The provisions of Article 208(2) and Article 209 shall apply mutatis mutandis to a Public Offering, etc. (meaning a Public Offering of Securities or Private Placement of Securities prescribed in Article 2(3) of the Financial Instruments and Exchange Act; the same shall apply in the following paragraph) of Beneficiary Certificates by the Originator. In this case, any other necessary technical replacement of terms shall be specified by a Cabinet Order.発音を聞く 例文帳に追加

第二百八十六条　第二百八条第二項及び第二百九条の規定は、原委託者が行う受益証券の募集等（金融商品取引法第二条第三項に規定する有価証券の募集又は有価証券の私募をいう。次項において同じ。）について準用する。この場合において、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 207 In cases where a notification under paragraph (2) of the following Article has been made with regard to the handling of a Public Offering, etc. (meaning a Public Offering of Securities or Private Placement of Securities as prescribed in Article 2(3) of the Financial Instruments and Exchange Act; hereinafter the same shall apply in this Part) of Asset-Backed Securities issued by a Specific Purpose Company, neither the director nor the employees of the Specific Purpose Company shall administer the affairs related to the Public Offering, etc. of Asset-Backed Securities.発音を聞く 例文帳に追加

第二百七条　特定目的会社の取締役又は使用人は、当該特定目的会社の発行する資産対応証券の募集等（金融商品取引法第二条第三項に規定する有価証券の募集又は有価証券の私募をいう。以下この編において同じ。）の取扱いについて次条第二項の規定による届出が行われたときは、当該資産対応証券の募集等に係る事務を行ってはならない。 - 日本法令外国語訳データベースシステム