「compliance with regulations」に関連した英語例文の一覧と使い方 - Weblio英語例文検索

(b) Do the internal rules clearly require the sales divisions, etc. to confirm with the chief compliance officer, etc. in relation to the interpretation of laws, regulations or internal rules, etc.? 例文帳に追加

⑥ 内部通報制度 - 金融庁

b. Compliance: Information is processed in compliance with applicable rules and regulations, accounting standards, in-house rules, etc. 例文帳に追加

b. 準拠性：情報が関連する法令や会計基準、社内規則等に合致して処理されていること - 金融庁

b. Compliance: Information is processed in compliance with applicable rules and regulations, accounting standards, in-house rules, etc. 例文帳に追加

c. 信頼性：情報が組織の意思・意図に沿って承認され、漏れなく正確に記録・処理 - 金融庁

Positioning of Compliance with Criminal Proceeds Transfer Prevention Laws and Regulations within the Legal Compliance System 例文帳に追加

法令等遵守体制における犯罪収益移転防止法令遵守の位置付け - 財務省

Positioning of Compliance with Foreign Exchange Laws and Regulations within the Administrative Risk Management System 例文帳に追加

事務リスク管理体制における外為法令遵守の位置付け - 財務省

Compliance with applicable laws and regulations relevant to business activities means promoting compliance with laws, ordinances and other codes relevant to business activities. 例文帳に追加

○ 事業活動に関わる法令等の遵守とは、事業活動に関わる法令その他の規範の遵守を促進することをいう。 - 金融庁

Compliance with applicable laws and regulations relevant to business activities means promoting compliance with laws, ordinances and other codes relevant to business activities. 例文帳に追加

事業活動に関わる法令等の遵守とは、事業活動に関わる法令その他の規範の遵守を促進することをいう。 - 金融庁

Use made with the consent of the owner of the mark or, in the case of collective marks, in compliance with the regulations 例文帳に追加

標章の所有者の同意を得て，又は団体標章の場合は，規約に従って行われる使用 - 特許庁

Positioning of Compliance with Foreign Exchange Laws and Regulations Related to the Accounting, etc. of the Special International Financial Transactions Account within the Legal Compliance System 例文帳に追加

法令等遵守体制における特別国際金融取引勘定の経理等に関する外為法令遵守の位置付け - 財務省

(x) Matters concerning investigation of an Association member's compliance with laws and regulations or with dispositions made by a government agency under laws and regulations or the Articles of Incorporation, etc.; 例文帳に追加

十　協会員の法令、法令に基づく行政官庁の処分又は定款等の遵守の状況の調査に関する事項 - 日本法令外国語訳データベースシステム

(ii) Whether agency/brokerage service providers have prescribed specific procedures for properly examining the status of compliance with laws and regulations. 例文帳に追加

② 法令等の遵守状況について適切に検証する方法等が具体的に定められているか。 - 金融庁

Checklist for Compliance with Foreign Exchange Laws and Regulations in Relation to Economic Sanctions such as Asset Freeze 例文帳に追加

資産凍結等経済制裁に関する外為法令の遵守状況に係るチェックリスト - 財務省

Positioning of Compliance with Criminal Proceeds Transfer Prevention Laws and Regulations within the Administrative Risk Management System 例文帳に追加

事務リスク管理体制における犯罪収益移転防止法令遵守の位置付け - 財務省

9.8. The Intellectual Property Office shall process international applications in compliance with relevant law, treaty and regulations.例文帳に追加

9.8. 知的財産庁は、関連法、条約及び規則に従って国際出願を処理するものとする。 - 特許庁

(4) The registrar may, on good cause shown, condone any non-compliance with these regulations.例文帳に追加

(4) 登録官は，正当な理由が示された場合は，本規則の不遵守を容赦することができる。 - 特許庁

(b) Whether the request, description and claims are in compliance with the provisions of Rules 4 to 12 in the present Implementing Regulations.例文帳に追加

(b) 願書，説明書及びクレームが規則4から規則12までの規定に合致しているか否か - 特許庁

e. In-house regulations for operations have been developed in compliance with laws and regulations, such as the FIEA, etc. 例文帳に追加

ｅ．当該業務に関し、金商法等の法令及び諸規則に則った社内規則が整備されていること。 - 金融庁

Internal control over compliance with laws and regulations means designing and operating a system to conduct business activities in compliance with applicable laws and regulations. An organization can continue operating and expanding through these efforts. 例文帳に追加

法令等の遵守に係る内部統制は、法令等を遵守して事業活動を営むための体制を整備し、運用することであり、これらを通じ、組織の存続及び発展が図られる。 - 金融庁

Does each overseas branch of the Japanese bank provide training, etc. for ensuring compliance with necessary foreign exchange laws and regulations and internal provisions on administrative work, etc. so that employees, etc. including those employed overseas can conduct administrative processes pertaining to compliance with foreign exchange laws and regulations in an appropriate manner, in addition to training for compliance with local legislation, etc.? 例文帳に追加

現地法制等の遵守のための研修だけでなく、現地採用者を含む社員等が外為法令の遵守に係る事務処理を適正に行えるよう、必要な外為法令及び行内事務規定等の遵守を図る研修等を行っているか。 - 財務省

For example, at one firm, although a compliance committee has been established in order to strengthen its compliance system, there have been delays in improving regulations with regard to the headquarters personnel matters and compliance committee related matters. 例文帳に追加

たとえば、ある法人では、法令等遵守（コンプライアンス）体制の強化に当たり、コンプライアンス委員会を立ち上げたものの、事務局人事や委員会関係の規程の整備が遅れている状況がみられる。 - 金融庁

Whether adequate compliance with all laws and regulations which need to be observed in connection with capital increases is ensured. 例文帳に追加

増資に際し遵守すべき全ての法令等に対して、十分なコンプライアンスを確保することとしているか。 - 金融庁

(2) Partners who execute the business must perform their duties for the Membership Company in a loyal manner in compliance with the laws and regulations and articles of incorporation. 例文帳に追加

２　業務を執行する社員は、法令及び定款を遵守し、持分会社のため忠実にその職務を行わなければならない。 - 日本法令外国語訳データベースシステム

(x) a document giving the description of the organization that performs the operations pertaining to internal controls and stating the management system for compliance with laws and regulations. 例文帳に追加

十　内部管理に関する業務を行う組織の概要及び法令を遵守するための管理の体制を記載した書面 - 日本法令外国語訳データベースシステム

(ii) Matters related to compliance with relevant laws, safety management manual and other rules and regulations for ensuring transportation safety 例文帳に追加

二　関係法令及び安全管理規程その他の輸送の安全の確保のための定めの遵守に関する事項 - 日本法令外国語訳データベースシステム

The fourth point is that securities companies should provide training and education to their officers and employees so as to ensure thorough compliance with laws and regulations. 例文帳に追加

第四、証券会社の役職員に対する法令遵守の徹底のための研修等の実施を行うこと。 - 金融庁

management shall lead the development of such systems and structures with focusing on compliance of laws and regulations. 例文帳に追加

③ 監査役は、取締役会に出席し、法令等遵守や内部管理等の重大な事案に関する監視機能を果たしているか。 - 金融庁

Does the institution position the provisions of the following laws and regulations as those that must be complied with in the Compliance Manual? 例文帳に追加

コンプライアンス・マニュアルにおいて、以下の法令の規定を、遵守すべき法令等として位置付けているか。 - 財務省

Checklist for Compliance with Criminal Proceeds Transfer Prevention Laws and Regulations in Relation to the Obligation to Give Notification of Suspicious Transactions, etc. Pertaining to Money Exchange Business 例文帳に追加

両替業務に係る疑わしい取引の届出義務等に関する犯罪収益移転防止法令の遵守状況に係るチェックリスト - 財務省

Checklist for Compliance with Criminal Proceeds Transfer Prevention Laws and Regulations in Relation to the Notification Obligation Pertaining to Foreign Exchange Transactions 例文帳に追加

外国為替取引に係る通知義務に関する犯罪収益移転防止法令の遵守状況に係るチェックリスト - 財務省

if the owner of the collective mark does not take reasonable measures to prevent non-compliance with the regulations governing the use of the collective mark例文帳に追加

団体標章の所有者が，団体標章の使用規約の不遵守を防止するための合理的措置を取っていない場合 - 特許庁

An international application shall be filed in compliance with the requirements and in the manner prescribed by the Geneva Act and the Regulations under the Hague Agreement.例文帳に追加

国際出願は，ジュネーヴアクト及びヘーグ協定に基づく規則に規定される要件及び方法に従ってしなければならない。 - 特許庁

(3) The application for a compulsory licence shall be in compliance with such regulations as may be prescribed by the Minister.[Subs. Act A1088: s.7]例文帳に追加

(3)強制ライセンスの申請は，大臣が定める規則を遵守しなければならない。［法律A1088:s.7による代替］ - 特許庁

To provide exhaust gas recirculation control for compliance with exhaust gas regulations and for optimizing engine fuel economy and performance.例文帳に追加

排出ガス規制に適合し、エンジン燃費及び性能を最適化する排気ガス再循環制御を提供する。 - 特許庁

To provide a program development support device in which a program capable of performing proper calculation processing in compliance with regulations is easily organized.例文帳に追加

規制に準拠して適切な計算処理が可能なプログラムを容易に構築するプログラム開発支援装置を得ることを目的としている。 - 特許庁

To provide a "driving support device" which supports vehicle driving in compliance with traffic regulations including temporary stopping and vehicle approach prohibition except for speeding.例文帳に追加

一時停止や車両進入禁止などの最高速度以外の交通規則を遵守した自動車の運転を支援する「運転支援装置」を提供する。 - 特許庁

(x) a document giving the description of the organization that performs the operations pertaining to internal controls and stating the management system for compliance with laws and regulations. 例文帳に追加

十内部管理に関する業務を行う組織の概要及び法令を遵守するための管理の体制を記 載した書面 - 経済産業省

Assess level of compliance with laws, regulations, and the information ethics, and take necessary actions for improvement.例文帳に追加

法令、規範及び情報倫理規程の遵守状況を評価し、改善のために必要な方策を講じること。 - 経済産業省

The FSA will take appropriate actions in accordance with laws and regulations if it recognizes a problem with a financial institution's legal compliance system or internal compliance system. 例文帳に追加

金融庁としては、法令遵守態勢あるいは内部管理態勢に問題が認められる場合には、法令に則り適切な対応を行っていくことになろうかと思います。 - 金融庁

Regarding reports to the Board of Directors, etc., an institution shall be deemed to fulfill the check item if a report concerning the overall status of legal compliance includes statements concerning the status of compliance with foreign exchange laws and regulations related to economic sanctions such as asset freeze. 例文帳に追加

取締役会等への報告は、法令等遵守状況全般に関する報告の一部に資産凍結等経済制裁に関する外為法令の遵守状況に関する記述があれば、チェック項目を満たすものとする。 - 財務省

Does the Offshore Accounting Administrator receive reports on the status of compliance with foreign exchange laws and regulations related to the accounting, etc. of the Special International Financial Transactions Account from related divisions and branches on an as needed basis and thereby accurately understand the status of compliance? 例文帳に追加

オフショア勘定責任者は、必要に応じ、特別国際金融取引勘定の経理等に関する外為法令の遵守状況に関し関係部店から報告を受け、当該遵守状況につき正確に把握しているか。 - 財務省

③ Whether a division responsible for overseeing and managing the compliance-related matters of the group (hereinafter referred to as the "Compliance Overseeing Division" is established at a management company to appropriately monitor the system of compliance with laws and regulations of the group or group companies. 例文帳に追加

③経営管理会社に、グループのコンプライアンスに関する事項を統括して管理する部門（以下「コンプライアンス統括部門」という。）を設置し、グループの或いはグループ内会社の法令等遵守態勢を適切に監視することとしているか。 - 金融庁

① Whether the board of directors of a management company places among the top priorities of business management the observance of laws and regulations and takes the initiatives in establishing the system of compliance with laws and regulations of the managing company and group companies. 例文帳に追加

①経営管理会社の取締役は、法令等遵守をグループ経営上の重要課題の一つとして位置付け、率先して経営管理会社及びグループ内会社の法令等遵守態勢の構築に取り組んでいるか。 - 金融庁

Exhibit for “7. Status of Fulfillment of the Confirmation Obligation by Banks, etc., Response to the regulations on the purpose of use of fund” in II in “Checklist for Compliance with Foreign Exchange Laws and Regulations in Relation to Economic Sanctions such as Asset Freeze” 例文帳に追加

「資産凍結等経済制裁に関する外為法令の遵守に係るチェックリスト」の中のⅡの「７．銀行等の確認義務の履行状況　④資金使途規制への対応」に係る別紙資料 - 財務省

Exhibit for “7. Status of Fulfillment of the Confirmation Obligation by Banks, etc., (iv) Response to the regulations on the purpose of use of fund” in II in (Attachment 2) “Checklist for Compliance with Foreign Exchange Laws and Regulations in Relation to Economic Sanctions such as Asset Freeze” 例文帳に追加

（別添２）「資産凍結等経済制裁に関する外為法令の遵守に係るチェックリスト」の中のⅡの「７．銀行等の確認義務の履行状況　④資金使途規制への対応」に係る別紙資料 - 財務省

(i) Whether the Business Management Company has, in order to ensure thorough group-wide compliance with the relevant laws, regulations and rules of each country, established an appropriate control environment for legal compliance in accordance with the size of its overseas bases and the characteristics of its business operations, for example, by ensuring necessary staffing (such as the allocation of officers and employees who are adept in the relevant laws, regulations and rules of the local area) and developing rules and regulations. 例文帳に追加

① グループ全体として各国の関連法令諸規則の遵守を徹底するため、海外拠点の規模や業務の特性にも応じて、たとえば必要な人的構成の確保（現地の関連法令諸規則に精通した役職員の配置等）や規程類の整備など、適切な法令等遵守態勢を確立しているか。 - 金融庁