「discretionary orders」に関連した英語例文の一覧と使い方 - Weblio英語例文検索

discretionary orders 例文帳に追加

【商業】 成り行き注文. - 研究社 新英和中辞典

Whether the discretionary investment business operator has separate divisions for making investment divisions and for taking orders. 例文帳に追加

投資判断を行う部門と、注文を発注する部門は分離されているか。 - 金融庁

(v) Regarding the selection of the entities to which orders are placed and business operations are entrusted, whether the discretionary investment business operator has properly specified the matters concerning the entities’ transaction execution capability, the control environment for legal compliance, credit risk and trading costs as items that should be taken into consideration. 例文帳に追加

⑤ 発注先や業務委託先等の選定に関し、当該者に係る取引執行能力、法令等遵守状況、信用リスク及び取引コスト等に関する事項が、勘案すべき事項として適切に定められているか。 - 金融庁

In cases where the discretionary investment business operator places orders involving the proportional allocation of executed transactions with regard to two or more investment asset accounts, whether it provides customers with appropriate explanations regarding the criteria for allocation in the case of the total executed transaction volume falling short of the total order volume. 例文帳に追加

また、複数の運用財産に係る約定配分を伴う発注を行う場合には、顧客に対して、内出来時の配分基準について適切に説明しているか。 - 金融庁

(ii) It should be kept in mind that discretionary investment business operators’ use of the said account for placing orders covering both transactions related to investment based on investment decisions commissioned by customers and transactions made on their own account is equivalent to the “use of the relevant account for purposes other than the settlement of the relevant transaction” specified under Article 130(1)(xi) of the FIB Cabinet Office Ordinance. 例文帳に追加

② 投資一任業者が、顧客から一任された投資判断に基づく投資に係る取引と自己の計算で行う取引を一括して発注するために当該決済口座を利用することは、金商業等府令第130条第１項第11号の「当該取引の決済以外の目的で当該口座を利用」することとなることに留意する。 - 金融庁