「Instruments」を含む例文一覧(5943)

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  • In any case, a wide range of studies are being conducted by the IOSCO on various issues, including the problem of rating methods concerning complex financial instruments such as securitized products, and more in-depth discussions will be held hereafter from various perspectives, on the international level as well as the national level. As such, it is important for supervisory authorities to pay careful attention to these developments and take appropriate measures as necessary in a timely manner.
    いずれにせよ、格付会社を巡っては、上述のように、IOSCO において証券化商品等の複雑な金融商品に対する格付手法の問題点等について幅広く調査が行われているところであり、今後、国際的にも様々な角度から議論が深められていくと思われることから、金融監督当局においては、こうした状況を注視し、必要に応じて適時適切な対応を行うことが重要である。 - 金融庁
  • In addition, regarding a Financial Instruments Business Operator, etc., that is planning a system integration as part of a merger or another similar business restructuring move, and regarding which a problem has been pointed out with regard to the internal control environment for managing system integration risk, the supervisor shall order the submission of a report under the same legal provision on the policy for implementing its system integration plan precisely and on the internal control environment regarding the system risk (including internal audits), among other matters, when they deem it necessary and appropriate to do so.
    また、合併等によりシステム統合等を予定している金融商品取引業者等において、システム統合リスクの管理態勢に関する指摘がある場合のうち、必要かつ適当と認められる場合には、当該システム統合等の計画を的確に履行するための方策、システムリスクに係る内部管理態勢（内部監査を含む。）等についても、同項の規定に基づき報告書の提出を命ずるものとする。 - 金融庁
  • In cases where a serious problem from the viewpoint of protecting public interests and investors has been detected as a result of the examination of the contents of reports submitted by Financial Instruments Business Operators, etc., or the contents of recommendations issued by the Securities and Exchange Surveillance Commission in light of the evaluation items specified in this Guideline for Supervision, the supervisory departments shall decide which administrative dispositions to take with due consideration of the factors described in (1) to (3) below after considering, among other factors, the following points:
    金融商品取引業者等からの報告又は証券取引等監視委員会からの勧告等の内容について、本監督指針に掲げた評価項目等に照らして総合的に検証した結果、公益又は投資者保護の観点から重大な問題が認められる場合、以下（１）から（３）までに掲げる要素を勘案するとともに、それ以外に考慮すべき要因がないかどうかを吟味した上で、 - 金融庁
  • In cases where the Financial Instruments Business Operators, etc., and other business operators are required to submit reports, regarding the matters pointed out in the said letters of recommendations and inspection reports, for factual confirmation or other purposes, the said orders shall be issued within one month from the receipt of the reports (within two months in cases where the chief of the relevant Local Finance Bureau needs to consult the FSA Commissioner and in cases where the orders are based on laws that are under the joint jurisdiction of the FSA and other ministries and agencies).
    なお、当該勧告書若しくは検査報告書において指摘された事項につき、事実確認等のため金融商品取引業者等やその他の者に対して報告徴求を行った場合は、報告書を受理したときから１ヵ月（財務局長から金融庁長官への協議を要する場合又は処分が他省庁との共管法令に基づく場合は２ヵ月）以内を目途に行うものとする。 - 金融庁
  • This means that the facts that constitute the basis of adverse dispositions, such as the issuance of orders for business improvement and the contents of the dispositions, should be published, except for cases where the publication of those matters could undermine efforts to improve the management of the relevant Financial Instruments Business Operators, etc. The purpose of this publication is to make it easier for financial institutions in general to predict what administrative dispositions will be taken under what circumstances, thereby reducing the possibility of similar inappropriate incidents arising in the future
    すなわち、業務改善命令等の不利益処分については、他の金融機関等における予測可能性を高め、同様の事案の発生を抑制する観点から、財務の健全性に関する不利益処分等、公表により対象金融商品取引業者等の経営改善に支障が生ずるおそれのあるものを除き、処分の原因となった事実及び処分の内容等を公表することとする。 - 金融庁
  • c. In cases where the Financial Instruments Business Operator utilizes a “corporation that can conduct complaint processing services or dispute resolution services in a fair and appropriate manner” ((a)vi and (b)vi), whether the business operator assesses whether the said corporation is a corporation adequately staffed and with an adequate accounting basis to conduct complaint processing services and dispute resolution services in a fair and appropriate manner (Article 115-2(1)(v) and (2)(v) of the FIB Cabinet Office Ordinance), in a reasonable manner based on considerable materials and other factors.
    ｃ．「苦情処理業務・紛争解決業務を公正かつ適確に遂行できる法人」（（ａ）ⅵ・（ｂ）ⅵ）を利用する場合、当該法人が苦情処理業務・紛争解決業務を公正かつ適確に遂行するに足りる経理的基礎及び人的構成を有する法人であること（金商業等府令第 115条の２第１項第５号、同条第２項第５号）について、相当の資料等に基づいて、合理的に判断しているか。 - 金融庁
  • When supervisors have recognized an issue of supervisory concern regarding a Financial Instruments Business Operator’s internal control environment for implementing customer identification and reporting suspicious transactions, through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the business operator by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2 (1) of the FIEA.
    日常の監督事務や、事故届出等を通じて把握された金融商品取引業者の本人確認義務又は疑わしい取引の届出義務の履行に関する内部管理態勢上の課題については、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、金融商品取引業者における自主的な業務改善状況を把握することとする。 - 金融庁
  • When supervisors have recognized an issue of supervisory concern regarding a Financial Instruments Business Operator’s control environment for managing information technology risk, through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the business operator, by holding in-depth hearings with the business operator and the outsourcing contractor and, when necessary, requiring the submission of reports based on Article 56-2 (1) of the FIEA.
    日常の監督事務や、事故届出等を通じて把握された金融商品取引業者のシステムリスク管理態勢上の課題については、金融商品取引業者又はその業務委託先に対し深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、金融商品取引業者における自主的な改善状況を把握することとする。 - 金融庁
  • A. When supervisors have recognized the occurrence of an emergency or the possibility of an emergency occurring, they shall hold hearings periodically and check the situation first-hand so that they can identify and keep track of how the relevant Financial Instruments Business Operator is responding to the emergency, including whether the response (status of the development of a control environment for crisis management, communications with relevant parties and dissemination of information) is sufficient in light of the level and type of the emergency, until the situation is stabilized.
    イ．危機的状況の発生又はその可能性が認められる場合には、事態が沈静化するまでの間、当該金融商品取引業者における危機対応の状況（危機管理態勢の整備状況、関係者への連絡状況、情報発信の状況）が危機のレベル・類型に応じて十分なものとなっているかについて、定期的にヒアリング又は現地の状況等を確認するなど実態把握に努める - 金融庁
  • In cases where supervisors have concluded, after the emergency has been brought under control, that it is necessary to examine the Financial Instruments Business Operator’s response to the emergency, they shall require the business operator, under Article 56-2 (1) of the FIEA, to submit a report regarding the outline of the emergency, its response, the analysis of the cause and measures to prevent a recurrence.
    金融商品取引業者における危機的状況が沈静化した後、危機発生時の対応状況を検証する必要があると認められる場合には、当該金融商品取引業者に対して、事案の概要と金融商品取引業者の対応状況、発生原因分析及び再発防止に向けた取組みについて、金商法第56条の２第１項の規定に基づき報告徴求を行うこととする。 - 金融庁
  • When the Financial Instruments Business Operator is deemed to have a serious problem from the viewpoint of protecting public interests and investors, because its internal control environment is extremely fragile, as shown by, for example, a failure to take appropriate steps toward dissolving relations with anti-social forces despite recognizing the provision of funds thereto and the presence of inappropriate business relations therewith, supervisors shall take actions such as issuing an order for business improvement based on Article 51 of the FIEA.
    その際、反社会的勢力への資金提供や反社会的勢力との不適切な取引関係を認識しているにも関わらず関係解消に向けた適切な対応が図られないなど内部管理態勢が極めて脆弱であり、公益又は投資者保護の観点から重大な問題があると認められる場合には、金商法第51条の規定に基づく業務改善命令を発出する等の対応を行うものとする。 - 金融庁
  • However, supervisors shall hold in-depth hearings regarding the decision-making process concerning the proposed appointments of officers and employees, in cases where a Financial Instruments Business Operator is deemed to have failed to take those elements into consideration sufficiently in the said decision-making process, and where it is deemed to be necessary and appropriate to hold such hearings.
    ただし、金融商品取引業者の役員又は使用人の選任プロセス等において、こうした要素が十分に勘案されていないと認められる場合であって、金融商品取引業者の業務の運営に関し公益又は投資者保護のため必要かつ適当であると認めるときは、当該人的構成に関する金融商品取引業者の認識、及び役員又は使用人の選任プロセス等について深度あるヒアリングを行い、 - 金融庁
  • In the case of a Financial Instruments Business Operator who accepts margin deposits from customers in amounts corresponding to a certain proportion of the contracted principal amount, and conducts foreign exchange transactions through net settlements (so-called foreign exchange margin transactions) in particular, whether it has developed a risk management and internal control environment that enables the precise and appropriate identification of the impact that rapid movements in the foreign exchange market could have on the soundness of its financial condition and its capital.
    特に、顧客から約定元本の一定率の証拠金（保証金）の預託を受け、差金決済による外国為替の売買を行う取引（いわゆる「外国為替証拠金取引」）を行っている金融商品取引業者については、為替相場の急激な変動などが財務の健全性や自己資本に及ぼす影響を的確かつ適正に把握できるリスク管理及び内部管理態勢を整備しているか。 - 金融庁
  • A. Whether the Financial Instruments Business Operator has obtained a confirmation, in writing when necessary, of a legal opinion that indicates that if the counterparty to the transaction goes bankrupt or a dispute with the counterparty arises, the rational judgment of the court of jurisdiction or the authorities concerned will be that the business operator’s provision of credit should be limited to the netted value under the relevant netting contract in light of the relevant laws.
    イ．その法的有効性について、取引の相手方が破綻した場合又は取引の相手方との間で紛争が生じた場合に、関連する法律に照らして、金融商品取引業者の与信が当該ネッティング契約の下で相殺された金額に留まると所管の裁判所又は監督機関が合理的に判断するであろうことを示す、法的見解（リーガル・オピニオン）を必要に応じ書面により確認しているか。 - 金融庁
  • If over-the-counter derivatives business operators (Type 1 Financial Instruments Business Operators engaging in the business specified under Article 2(8)(iv) of the FIEA; the same shall apply hereinafter) are to gain the trust of investors, it is important that they strive to manage their business operations in an appropriate manner, while strictly complying with laws, regulations and various business rules, and fully recognizing their roles as undertakers of over-the-counter derivatives business.
    店頭デリバティブ取引業者（金商法第２条第８項４号に掲げる行為を業として行う第一種金融商品取引業者をいう。以下同じ。）が、店頭デリバティブ取引の担い手としての自らの役割を十分に認識して、法令や業務上の諸規則を厳格に遵守し健全かつ適切な業務運営に努めることは、店頭デリバティブ取引業者に対する投資者からの信頼を確立する上で重要である。 - 金融庁
  • B. In addition to the above, based on the said contract, the said contract may be cancelled when a client has re-deposited securities in a Financial Instruments Business Operator, etc., and when the client has not paid, in part nor in full, the payment for the purchase of securities for a consecutive period of one year or more following the first payment, after three years have passed under the workers’ property accumulation savings contract, or after five years have passed under the workers’ property accumulation pension savings contract or the contract on workers’ property accumulation savings for house construction.
    ロ．上記ａのほか、顧客が最初の払込みの後、勤労者財産形成貯蓄契約にあっては３年、勤労者財産形成年金貯蓄契約及び勤労者財産形成住宅貯蓄契約にあっては５年を経過し、引き続き１年を超えて有価証券の買付代金の全部又は一部の払込みを行わなかったときは、当該契約を解約することができるものとする。 - 金融庁
  • Supervisors shall examine the appropriateness of the business operations of investment trust management companies, etc. (Financial Instruments Business Operators engaging in the activities specified under Article 2(8)(xii)(a) of the FIEA and based on contracts specified under the same provision and the activities specified in Article 2(8)(xiv); the same shall apply hereinafter) by paying attention to the following points.
    投資信託委託会社等（投資信託委託業等（金融商品取引業のうち、金商法第２条第８項第12号イに規定する契約に基づく同号に掲げる行為又は同項第14号に規定する行為（外国投資信託を国内から直接設定・指図する行為を除く。）を業として行うことをいう。）を行う者をいう。以下同じ。）の業務の適切性に関しては、以下の点に留意して検証することとする。 - 金融庁
  • Financial instruments business operators which manage these products are required to ensure the appropriateness of the implementation of due processes, information disclosure and measures to prevent conflicts of interest, which are prerequisites for the exercise of an appropriate price formation function of the real estate market, thereby fulfilling the duties of loyalty and due care to investors.
    これらを運用する金融商品取引業者（以下「不動産関連ファンド運用業者」という。）に係る監督は、投資者の保護と、不動産市場における適正な価格形成機能の発揮の前提となる、デュープロセスの履行、情報開示の実施、利益相反取引防止の取組み等の適切性を確保し、もって投資者に対し忠実に職務を遂行すること及び善良な管理者としての注意をもって職務を遂行することを求めるものである。 - 金融庁
  • In cases where notification is received from an authorized transaction-at-exchange operator in accordance with Article 60-5(1) of the FIEA regarding an additional transaction-at-exchange office or an additional financial instruments exchange at which it has trading participant rights, supervisors shall confirm the appropriateness of the personnel structure and business operations of the said transaction-at-exchange office, and confirm that no reasons exist for the refusal of permission under each item of Article 60-3(1) of the FIEA.
    取引所取引許可業者から金商法第 60条の５第１項の規定に基づき、取引所取引店の追加又は取引参加者となる金融商品取引所の追加に係る届出書を受理した場合には、当該取引所取引店の人的構成・業務の適切性について、金商法第 60条の３第１項各号の規定による許可拒否の事由の存しないことについて確認するものとする。 - 金融庁
  • III-2 (excluding III-2-5-2, III-2-5-3 and III-2-6(1)(ii)), IV-3-1 (excluding IV-3-1-2(2), IV-3-1-3(1) and (2) and IV-3-1-6) and IV-3-3-2(5) (limited to the sections related to transactions that have a similar risk profile as over-the-counter derivative transactions (such as the sale of structured bonds)) shall be applied mutatis mutandis to the examination of the appropriateness of the business operations of financial instruments intermediary service providers, and regarding the Explanation Documents as specified under Article 66-18 of the FIEA, attention shall also be paid to the following points.
    金融商品仲介業者の業務の適切性については、Ⅲ－２（Ⅲ－２－５－２、Ⅲ－２－５３及びⅢ－２－６（１）②を除く。）、Ⅳ－３－１（Ⅳ―３－１－２（２）、Ⅳ－３－１－３（１）及び（２）並びにⅣ－３－１－６を除く。）並びにⅣ－３－３－２（３）及び（６）（店頭デリバティブ取引に類する複雑な仕組債・投資信託の販売に係る部分に限る。）に準ずるほか、金商法第66条の18に規定する説明書類については、以下の点に留意して検証することとする。 - 金融庁
  • (4) Each Limited Partner hereby confirms that it has received from the General Partner a sufficient explanation in respect of important matters as set forth in Article 3(1) of the Act on Sales, etc. of Financial Instruments (Act No. 101 of 2000, as amended), such as that there is a risk of loss of principal in connection with contribution to the Partnership under this Agreement, and a document stating such important matters.
    4. 有限責任組合員は、本契約に基づく本組合に対する出資に伴い、その元本欠損が生じるおそれがあることその他金融商品の販売等に関する法律（平成12 年法律第101 号、その後の改正を含む。）第3 条第1 項に定める重要事項について、無限責任組合員より十分な説明を受け、当該重要事項について記載された書面の交付を受けたことを、本契約書をもって確認する。 - 経済産業省
  • At the time of 1995, the top 10 commodities imported from China included toys, clothing and footwear, but in 2010, as shown in Table 2-2-1-14, the high ranked commodities were electric instruments and parts, optical instrument, photographic equipment and automobile, etc. The export and import commodities seem to be higher amount of processing and high value added products (however, toys, clothing and footwear were placed at 14th (US$580 million), 15th (US$560 million) and 18th (US$40 million)positions respectively).
    1995 年時点での中国からの輸入では、玩具、衣類、履物が上位10 品目に含まれていたが、2010 年には第2-2-1-14 表のとおり電気機器及びその部分品、光学機器、写真用機器、自動車等の品目が上位の品目となっており、輸出入品目が、より加工度の高い高付加価値品化しているように見受けられる（ただし、玩具、衣類、履物は、14 位（5.8 億ドル）、15 位（5.6 億ドル）、18 位（4 億ドル）に依然として位置している）。 - 経済産業省
  • Article 27-30-8 (1) The Financial Instruments Exchange, and the Authorized Financial Instruments Firms Association specified by a Cabinet Order which has been notified under the provision of Article 27-30-6 shall, pursuant to the provisions of a Cabinet Order, make available for public inspections the information (excluding the parts that shall not be made available for public inspection under the provision of Article 25(4) (including the cases where it is applied mutatis mutandis pursuant to Article 27)) notified under the provision of Article 27-30-6 pertaining to the copies of documents prescribed in Article 25(3) (including the cases where it is applied mutatis mutandis pursuant to Article 27), Article 27-14(3) (including the cases where it is applied mutatis mutandis pursuant to Article 27-22-2(2)) or Article 27-28(2) (including the cases where it is applied mutatis mutandis pursuant to Article 27-29(2)), or the documents containing said information.
    第二十七条の三十の八　第二十七条の三十の六の規定により通知を受けた金融商品取引所及び政令で定める認可金融商品取引業協会は、政令で定めるところにより、第二十五条第三項（第二十七条において準用する場合を含む。）、第二十七条の十四第三項（第二十七条の二十二の二第二項において準用する場合を含む。）又は第二十七条の二十八第二項（第二十七条の二十九第二項において準用する場合を含む。）に規定する書類の写しに係る第二十七条の三十の六の規定により通知された事項（第二十五条第四項（第二十七条において準用する場合を含む。）の規定により公衆の縦覧に供しないものとされている部分を除く。）又は当該事項を記載した書類を公衆の縦覧に供するものとする。 - 日本法令外国語訳データベースシステム
  • Article 11 (1) In cases where the acquisition or transfer of Specified Assets (excluding Securities listed on a Financial Instruments Exchange as provided in Article 2, paragraph (16) of the Financial Instruments and Exchange Act and other assets specified by a Cabinet Office Ordinance (hereinafter referred to as "Designated Assets")) or any other act specified by a Cabinet Office Ordinance has been carried out with regard to the Investment Trust Property regarding which the Settlor Company of an Investment Trust gives instructions on investment, the Settlor Company of said Investment Trust shall have persons other than itself, Interested Persons, etc. (meaning those who hold a majority of the voting rights of all the shareholders of the Settlor Company of an Investment Trust and who have a close relationship with said Settlor Company of an Investment Trust as specified by a Cabinet Order; the same shall apply in Article 13, paragraph (1), item (ii) and item (iii)), and a Trustee Company as specified by a Cabinet Order, investigate the value of the Specified Assets and other matters specified by a Cabinet Office Ordinance.
    第十一条　投資信託委託会社は、運用の指図を行う投資信託財産について特定資産（金融商品取引法第二条第十六項に規定する金融商品取引所に上場されている有価証券その他の内閣府令で定める資産（以下「指定資産」という。）を除く。）の取得又は譲渡その他の内閣府令で定める行為が行われたときは、当該投資信託委託会社、その利害関係人等（当該投資信託委託会社の総株主の議決権の過半数を保有していることその他の当該投資信託委託会社と密接な関係を有する者として政令で定める者をいう。第十三条第一項第二号及び第三号において同じ。）及び受託会社以外の者であつて政令で定めるものに当該特定資産の価格その他内閣府令で定める事項を調査させなければならない。 - 日本法令外国語訳データベースシステム
  • Article 52-45-2 The provisions of Subsection 1 of Section 2 of Chapter III of the Financial Instruments and Exchange Act (excluding Article 35 to 36-4 inclusive (Scope of Businesses of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Bonds), Article 37(1)(ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3(1)(ii) and (vi) and Article 37-3(3) (Delivery of Document prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6(1) and (2), the proviso to Article 37-6 (4) and Article 37-6(5)(Cancellation by Means of Document), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39(3) and Article 39(5) (Prohibition of Compensation of Loss, etc.), Article 40-2 (Best Execution Policy) and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured)) (General Rules) shall apply mutatis mutandis to agency or intermediary for conclusion of Contracts for Specified Deposits, etc. by a Bank Agency. In this case, the term "Financial Instruments Business" in these provisions shall be deemed to be replaced with "agency service or intermediary service for conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,"; the term "Act of Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,"; the term "Contract for Financial Instruments Transaction" in these provisions (excluding Article 37-6(3)) shall be deemed to be replaced with "Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act,"; the terms "intends to conclude" in Article 37-3(1) shall be deemed to be replaced with "conducts agency service or intermediary service for conclusion of,"; the term "; provided" shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. as defined in Article 2(5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer in advance with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of a Cabinet Office Ordinance; provided"; the term "Financial Instruments Business Operator, etc." in Article 37-3(1)(i) of that Act shall be deemed to be replaced with "the Principal Bank (meaning an Principal Bank as defined in Article 2(16) of the Banking Act) for which the Bank Agent (meaning a Bank Agent as defined in Article 2(15) of the Banking Act) is acting,"; the terms "Where a Contract for Financial Instruments Transaction has been cancelled" and "the customer to pay damages or penalty for the cancellation of that Contract for Financial Instruments Transaction beyond the amount designated by a Cabinet Office Ordinance as the amount of fees, remuneration or any other Consideration payable by the customer with regard to that contract for financial instruments transaction (referred to as "Consideration" in the following paragraph) for the period until the cancellation of that Contract for Financial Instruments Transaction" in Article 37-6(3) of that Act shall be deemed to be replaced with "When he/she has paid money to a Bank as damages or otherwise for cancellation of a Contract for a Specified Deposit, etc. (meaning a Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act; the same shall apply in Article 39) made" and "person who canceled the contract to pay money as damages or otherwise for the payment he/she has made to the Bank," respectively; the terms "sales and purchase or any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance or other transactions designated by a Cabinet Order) or Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)," "the customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1(1) of the Act on Securities Investment Trust and Securities Investment Corporations; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)," "Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article)" and "make up" in Article 39(1)(i) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.," "the customer," "Contract for a Specified Deposit, etc." and "make up, not through the Contract for a Specified Deposit, etc.," respectively; the terms "Sales and Purchase or Other Transaction of Securities, etc." and "Securities, etc." in Article 39(1)(ii) and (iii) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc." and "Contract for a Specified Deposit, etc.," respectively; the term "make an addition to the profit accrued to the customer from such Securities, etc." in Article 39(1)(ii) shall be deemed to be replaced with "make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,"; the term "make an addition to the profit accrued to the customer from Such Securities, etc." in Article 39(1)(iii) shall be deemed to be replaced with "make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in Article 39(2) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.,"; the term "that is specified by a Cabinet Office Ordinance as a potential cause of a dispute" in Article 39(2) shall be deemed to be replaced with "that may become a cause of dispute,"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order.
    第五十二条の四十五の二　金融商品取引法第三章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の六第一項、第二項、第四項ただし書及び第五項（書面による解除）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）、第四十条の二（最良執行方針等）並びに第四十条の三（分別管理が確保されていない場合の売買等の禁止）を除く。）（通則）の規定は、銀行代理業者が行う特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引業」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結の代理又は媒介の業務」と、「金融商品取引行為」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結」と、これらの規定（同法第三十七条の六第三項の規定を除く。）中「金融商品取引契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「銀行代理業者（銀行法第二条第十五項に規定する銀行代理業者をいう。）の所属銀行（同条第十六項に規定する所属銀行をいう。）」と、同法第三十七条の六第三項中「金融商品取引契約の解除があつた場合には」とあるのは「特定預金等契約（銀行法第十三条の四に規定する特定預金等契約をいう。第三十九条において同じ。）の解除に伴い銀行に損害賠償その他の金銭の支払をした場合において」と、「金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価（次項において「対価」という。）の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除」とあるのは「支払」と、「又は違約金の支払を」とあるのは「その他の金銭の支払を、解除をした者に対し、」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム
  • (vi) With respect to the rating provision policy, etc., regarding the “symbols, numbers or other notation for clearly stating that the items subject to an determined credit rating are an evaluation pertaining to the credit status of an asset securitization product” (Article 313(3)(iii)(k)(2) of the FIB Cabinet Office Ordinance), whether the credit rating agency uses symbols or numbers that are different to the symbols or numbers pertaining to the credit status of corporations or of financial instruments other than asset securitization products.
    ⑥格付提供方針等において、金商業等府令第313条第３項第３号ル（２）の「付与した信用格付の対象となる事項が資産証券化商品の信用状態に関する評価であることを明示するための記号又は数字その他の表示」については、資産証券化商品以外の金融商品または法人の信用状態に関する評価に係る記号又は数字と異なる記号又は数字を用いることとしているか。 - 金融庁
  • - Eligibility of the institution's capital under regulations on capital requirements in light of the purposes of "Criteria for Judging Whether A Financial Institution's Own Capital Is Sufficient in Light of the Assets Held, etc. under the Provision of Article 14-2 of the Banking Law" (Notification No. 19 of 2006, the Financial Services Agency)" (hereinafter referred to as the "Notification"), the Basel agreement, and the "Instruments Eligible for Inclusion in Tier 1 Capital" (issued in 1998 by the Basel Committee on Banking Supervision)
    ・ 「銀行法第十四条の二の規定に基づき、銀行がその保有する資産等に照らし自己資本の充実の状況が適当であるかどうかを判断するための基準（平成 18年金融庁告示第 19号）」（以下「告示」という。）並びにバーゼル合意及び「自己資本の基本的項目(TierⅠ)としての発行が適格な資本調達手段」（平成 10年バーゼル銀行監督委員会）の趣旨を十分に踏まえた自己資本規制上の自己資本の適格性 - 金融庁
  • - Eligibility of the institution's capital under regulations on capital requirements in light of the purposes of "Criteria for Judging Whether A Financial Institution's Own Capital Is Sufficient in Light of the Assets Held, etc. under the Provision of Article 14-2 of the Banking Law" (Notification No. 19 of 2006, the Financial Services Agency)" (hereinafter referred to as the "Notification"), the Basel agreement, and the "Instruments Eligible for Inclusion in Tier 1 Capital" (issued in 1998 by the Basel Committee on Banking Supervision)
    ・ 「銀行法第十四条の二の規定に基づき、銀行がその保有する資産等に照らし自己資本の充実の状況が適当であるかどうかを判断するための基準（平成18 年金融庁告示第19 号）」（以下「告示」という。）並びにバーゼル合意及び「自己資本の基本的項目(TierⅠ)としての発行が適格な資本調達手段」（平成10 年バーゼル銀行監督委員会）の趣旨を十分に踏まえた自己資本規制上の自己資本の適格性 - 金融庁
  • (3) On the basis of the exclusive right of exploitation, the patentee shall also be entitled to prevent any person not having his consent from supplying or offering to supply a person, other than a person entitled to exploit the invention, with means (instruments, appliances) relating to an essential element of the invention, for carrying out the invention, when such person knows, or it is obvious from the circumstances, that those means are suitable and intended for carrying out the invention.
    (3) 特許権者は，実施の排他的権利に基づき，その同意を得ない者が，発明を実施する権利を有する者以外の者に対して，発明を実施するために不可欠な発明の要素に関連する手段(器械，装置)を供給すること又は供給の申出をすることを妨げることもできる。ただし，これらの手段が発明を実施するのに適し，かつ，意図されていることを当該者が知り又はそのことが状況から明白な場合に限る。 - 特許庁
  • For the purposes of this Law, information shall not be considered an industrial secret where it is public property, is obvious to an expert in the field or has to be disclosed by virtue of a legal provision or court order. The manual dexterity or personal skill of one or more workers shall likewise not be considered a production secret. Information that is supplied to any authority by a person possessing it shall not be considered as public property or disclosed by virtue of a legal provision when it is supplied with a view to obtaining licenses, permits, authorizations, registrations or any other official instruments.
    本法において，公共財産である情報，該当分野の専門家に明白である情報及び法の規定若しくは裁判所の命令が開示を要求する情報は産業秘密とはみなされない。所有者が当局に提供する情報は，それが免許，許可，授権，登録又はその他公的な証書を得るために提供される場合は，公共財産及び法規が開示を要求する情報の何れともみなされない。 - 特許庁
  • A registered patent agent or a registered trade mark agent shall not be guilty of an offence under section 58 of the Solicitors Act, 1954 (which prohibits the preparation for reward of certain instruments by persons not legally qualified), by reason only of the preparation by the agent of-- (a) a deed assigning the property in a design application or design; or (b) any document (not being a deed) for use in proceedings under this Act before the Controller or the appropriate court.
    登録特許代理人又は登録商標代理人は，次に掲げるものを作成したという理由のみにより，1954年事務弁護士法第58条(法的資格を有さない者が報酬を得て一定の証書を作成することを禁じる規定)の違反で有罪となることはない。(a) 意匠登録出願又は意匠についての権利を譲渡する捺印証書，又は(b) 長官又は適合裁判所における本法下の手続で使用する書類(捺印証書ではない。) - 特許庁
  • Indonesia should continue to work on implementing its action plan to address these deficiencies, including by: (1) adequately criminalising terrorist financing (Special Recommendation II); (2) ensuring effective criminalisation of money laundering (Recommendation 1); (2) establishing and implementing adequate procedures to identify and freeze terrorist assets (Special Recommendation III); and (3) amending and implementing laws or other instruments to fully implementing the 1999 International Convention for the Suppression of Financing of Terrorism (Special Recommendation I).
    同国は、①テロ資金供与の適切な犯罪化（特別勧告Ⅱ）、②資金洗浄の効果的な犯罪化の確保（勧告１）、③テロリスト資産を特定し凍結するための適切な手続きの構築及び履行（特別勧告Ⅲ）、④1999年のテロリズムに対する資金供与の防止に関する国際条約を完全に実施するための法もしくはその他手段の改正及び実施（特別勧告Ⅰ）を含む、これらの欠陥に対応するためのアクションプランの実施への取り組みを継続すべきである。 - 財務省
  • We underscored the imperative of: strengthening our national efforts to address systemic risks; extending the perimeter of regulation to include all systemically important institutions, markets, and instruments; ensuring sound regulation, adequate capitalization of financial institutions, and strengthened risk management practices; enhancing transparency; reinforcing international collaboration; improving accounting standards on valuation and provisioning; and bolstering market integrity.
    我々は、システミック・リスクに対処するための各国の取組みを強化すること、すべてのシステム上重要な機関、市場及び商品を包含するよう規制の範囲を拡大すること、健全な規制、金融機関の十分な資本増強及び強化されたリスク管理慣行を確保すること、透明性を向上すること、国際的な協働を強化すること、評価及び引当てに関する会計基準を改善すること、及び市場の公正性を強化すること、の必要性を強調した。 - 財務省
  • (4) The term "Secondary Distribution of Securities" as used in this Act means, among solicitations of an application to sell or purchase already-issued Securities (referred to as "Solicitation for Selling, etc." in item (ii)), those falling under the categories specified for each kind of Securities in the following items (excluding those made relating to sales and purchase of Securities in a Financial Instruments Exchange Market and a transaction equivalent thereto and other transactions of Securities specified by a Cabinet Order):
    ４　この法律において「有価証券の売出し」とは、既に発行された有価証券の売付けの申込み又はその買付けの申込みの勧誘（第二号において「売付け勧誘等」という。）のうち、次の各号に掲げる有価証券の区分に応じ、当該各号に定める場合に該当するもの（取引所金融商品市場における有価証券の売買及びこれに準ずる取引その他の政令で定める有価証券の取引に係るものを除く。）をいう。 - 日本法令外国語訳データベースシステム
  • (11) The provisions of this Act and orders given thereunder (hereinafter referred to as the "Financial Instruments and Exchange Act and Related Regulations" in this Chapter to Chapter II-4) shall apply to cases where a Reporting Foreign Company submits a Foreign Company Report and Supplementary Documents thereof under paragraphs (8) and (9), by deeming the Foreign Company Report and Supplementary Documents to be Annual Securities Reports, etc. and deeming submission of the former to be submission of the latter.
    １１　第八項及び第九項の規定により報告書提出外国会社が外国会社報告書及びその補足書類を提出した場合には、当該外国会社報告書及びその補足書類を有価証券報告書とみなし、これらの提出を有価証券報告書等を提出したものとみなして、この法律又はこの法律に基づく命令（以下この章から第二章の四までにおいて「金融商品取引法令」という。）の規定を適用する。 - 日本法令外国語訳データベースシステム
  • (15) When Documents Substituting Part of an Annual Securities Report are submitted together with an Annual Securities Report set forth in paragraph (1) as applied by replacing certain terms under the preceding paragraph, the provisions of the Financial Instruments and Exchange Act and Related Regulations shall apply by deeming the Documents Substituting Part of an Annual Securities Report to form a part of the Annual Securities Report and deeming submission of the Documents Substituting Part of an Annual Securities Report to be submission of the Documents Substituting Part of an Annual Securities Report as a part of the Annual Securities Report.
    １５　前項の規定により読み替えて適用する第一項の有価証券報告書と併せて報告書代替書面を提出した場合には、当該報告書代替書面を当該有価証券報告書の一部とみなし、当該報告書代替書面を提出したことを当該報告書代替書面を当該有価証券報告書の一部として提出したものとみなして、金融商品取引法令の規定を適用する。 - 日本法令外国語訳データベースシステム
  • (iii) Sales and purchase or the like of Securities conducted at Financial Instruments Exchange Markets through sales and purchase, etc. of Share Certificates, etc. using a method that is designated by the Prime Minister as a method other than the method of auction (such sales and purchase, etc. of Share Certificates, etc. are hereinafter referred to as "Specified Sales and Purchase, etc." in this paragraph) after which the Share Certificates, etc. Holding Rate of Share Certificates, etc. in possession by the person who conducted the Purchase, etc. exceeds one third;
    三　取引所金融商品市場における有価証券の売買等であつて競売買の方法以外の方法による有価証券の売買等として内閣総理大臣が定めるもの（以下この項において「特定売買等」という。）による買付け等による株券等の買付け等の後におけるその者の所有に係る株券等の株券等所有割合が三分の一を超える場合における特定売買等による当該株券等の買付け等 - 日本法令外国語訳データベースシステム
  • (iii) an act of receiving property benefit provided under item (iii) of the preceding paragraph by a Financial Instruments Business Operator, etc. or a third party with regard to the Sales and Purchase or Other Transaction of Securities, etc. or having a third party receive such property benefit (limited to cases where such act is conducted based on the promise set forth in either of the preceding two items that is gained as a result of the request made by the customer him/herself or via a third party, or where such provision of property benefit is conducted as a result of the request made by the customer him/herself or via a third party).
    三　有価証券売買取引等につき、金融商品取引業者等又は第三者から、前項第三号の提供に係る財産上の利益を受け、又は第三者に当該財産上の利益を受けさせる行為（前二号の約束による場合であつて当該約束が自己がし、又は第三者にさせた要求によるとき及び当該財産上の利益の提供が自己がし、又は第三者にさせた要求による場合に限る。） - 日本法令外国語訳データベースシステム
  • (iii) giving advice intended to conduct a transaction with regard to his/her Investment Advisory Business that is unnecessary in light of the policy of the transaction, the amount of the transaction or the market conditions, or making investment intended to conduct a transaction with regard to his/her Investment Management Business that is unnecessary in light of the policy of the investment, the amount of Investment Property or the market conditions, for the purpose of securing the interest of the Parent Juridical Person, etc. or Subsidiary Juridical Person, etc. of the Financial Instruments Business Operator, etc.; and
    三　当該金融商品取引業者の親法人等又は子法人等の利益を図るため、その行う投資助言業務に関して取引の方針、取引の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした助言を行い、又はその行う投資運用業に関して運用の方針、運用財産の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした運用を行うこと。 - 日本法令外国語訳データベースシステム
  • (5) For application of the provision of Article 29-4(1) in cases where the abolition of Financial Instruments Business has been ordered under Article 52(1) which is applied by replacing certain terms under the provisions of the preceding paragraph, the heir who received the order of said abolition shall be deemed to be a person who has had his/her registration under Article 29 rescinded under the provisions of Article 52(1), and the day when said abolition was ordered shall be deemed to be the day when registration under Article 29 has rescinded under the provisions of Article 52(1).
    ５　前項の規定により読み替えて適用する第五十二条第一項の規定により金融商品取引業の廃止が命じられた場合における第二十九条の四第一項の規定の適用については、当該廃止を命じられた相続人を第五十二条第一項の規定により第二十九条の登録を取り消された者と、当該廃止を命じられた日を同項の規定による同条の登録の取消しの日とみなす。 - 日本法令外国語訳データベースシステム
  • Article 63-3 (1) A Financial Instruments Business Operator, etc. who engages in Specially Permitted Businesses for Qualified Institutional Investor, etc. (excluding those who have obtained registration under Article 29 or Article 33-2 for engaging in acts listed in the items of Article 63(1) in the course of trade) shall notify the Prime Minister to that effect and of the Category of Business prescribed in Article 63(2)(v) in advance, pursuant to the provisions of a Cabinet Office Ordinance.
    第六十三条の三　適格機関投資家等特例業務を行う金融商品取引業者等（第六十三条第一項各号の行為を業として行うことについて第二十九条又は第三十三条の二の登録を受けている者を除く。）は、あらかじめ、内閣府令で定めるところにより、内閣総理大臣にその旨及び第六十三条第二項第五号に規定する業務の種別を届け出なければならない。 - 日本法令外国語訳データベースシステム
  • Article 64 (1) A Financial Instruments Business Operator, etc. shall have persons who conduct the following acts on his/her behalf among his/her Officers and employees (hereinafter referred to as a "Sales Representative") registered in the Registry of Sales Representatives to be equipped in a place specified by a Cabinet Office Ordinance (hereinafter referred to as the "Registry"), with their names, birth dates, and other matters specified by a Cabinet Office Ordinance, irrespective of their titles such as solicitor, sales person, agent or others:
    第六十四条　金融商品取引業者等は、勧誘員、販売員、外交員その他いかなる名称を有する者であるかを問わず、その役員又は使用人のうち、その金融商品取引業者等のために次に掲げる行為を行う者（以下「外務員」という。）の氏名、生年月日その他内閣府令で定める事項につき、内閣府令で定める場所に備える外務員登録原簿（以下「登録原簿」という。）に登録を受けなければならない。 - 日本法令外国語訳データベースシステム
  • Article 79-72 A Fund may, when the Fund finds it necessary for conducting the business listed in items (i) to (iv) and (vi) of Article 79-49, borrow (including refinancing) funds from a Financial Institution, etc. (meaning a bank, Financial Instruments Business Operator or other person specified by a Cabinet Office Ordinance and Ordinance of the Ministry of Finance) with the authorization of the Prime Minister and the Minister of Finance, within the scope of the amount specified by a Cabinet Order.
    第七十九条の七十二　基金は、第七十九条の四十九第一号から第四号まで及び第六号に掲げる業務を行うため必要があると認めるときは、政令で定める金額の範囲内において、内閣総理大臣及び財務大臣の認可を受けて、金融機関等（銀行、金融商品取引業者その他内閣府令・財務省令で定めるものをいう。）から資金の借入れ（借換えを含む。）をすることができる。 - 日本法令外国語訳データベースシステム
  • Article 102-20 The Self-Regulation Related Services conducted by a Self-Regulation Organization based on entrustment from a Financial Instrument Exchange shall terminate when said Self-Regulation Organization has been dissolved based on the grounds listed in the respective item of Article 102-35(1). In this case, the entrusted Self-Regulation Related Services shall be carried out by the Entrusting Financial Instruments Exchange (meaning the Financial Instrument Exchange that has entrusted the Self-Regulation Related Services; hereinafter the same shall apply in this Chapter).
    第百二条の二十　自主規制法人が金融商品取引所の委託を受けて行う自主規制業務は、当該自主規制法人が第百二条の三十五第一項各号に掲げる事由により解散した場合には、終了するものとする。この場合において、委託された自主規制業務は、委託金融商品取引所（自主規制業務を委託した金融商品取引所をいう。以下この章において同じ。）が行わなければならない。 - 日本法令外国語訳データベースシステム
  • Article 105-10 (1) In cases where an executive officer or a director of a Specified Stock Company-Type Financial Instruments Exchange engages in, or is likely to engage in, any act in violation of a decision of a Self-Regulating Committee with regard to Self-Regulation Related Services, and if such acts are likely to cause substantial detriment to appropriate operation of the Self-Regulation Related Services, the member of the Self-Regulating Committee may demand such executive officer or director to cease such act.
    第百五条の十　自主規制委員は、特定株式会社金融商品取引所の執行役又は取締役が自主規制業務に関し自主規制委員会の決定に違反する行為をし、又はその行為をするおそれがある場合において、当該行為によつて自主規制業務の適正な運営に著しい支障をきたすおそれがあるときは、当該執行役又は取締役に対し、当該行為をやめることを請求することができる。 - 日本法令外国語訳データベースシステム
  • (7) In addition to the activities conducted pursuant to the provisions of paragraph (1) and paragraph (2), a credit cooperative may carry out the activities of conducting the acts specified in the items of Article 33, paragraph (2) (Prohibition, etc. of Securities-related Business by Financial Institutions) of the Financial Instruments and Exchange Act (excluding the activities conducted pursuant to the provisions of paragraph (2)) with regard to securities and transactions listed in the items of the same paragraph, within a limit of not obstructing the execution of the activities set forth in paragraph (1), items (i) to (iii).
    ７　信用協同組合は、第一項及び第二項の規定により行う事業のほか、第一項第一号から第三号までの事業の遂行を妨げない限度において、金融商品取引法第三十三条第二項各号（金融機関の有価証券関連業の禁止等）に掲げる有価証券又は取引について、同項各号に定める行為を行う事業（第二項の規定により行う事業を除く。）を行うことができる。 - 日本法令外国語訳データベースシステム
  • (i) An Investment Trust Contract where Real Property (meaning buildings or building lots as prescribed in Article 2, item (i) of the Building Lots and Buildings Transaction Business Act (Act No. 176 of 1952); the same shall apply in the following item, Article 66, paragraph (3), item (i), sub-items (a) and (b), Article 199, items (i) and (ii), and Article 224-2) is one of the assets subject to investment: The Financial Instruments Business Operator who has obtained a license set forth in Article 3, paragraph (1) of that Act;
    一　投資の対象とする資産に不動産（建物又は宅地建物取引業法（昭和二十七年法律第百七十六号）第二条第一号に規定する宅地をいう。次号、第六十六条第三項第一号イ及びロ、第百九十九条第一号及び第二号並びに第二百二十四条の二において同じ。）が含まれる投資信託契約　同法第三条第一項の免許を受けている金融商品取引業者 - 日本法令外国語訳データベースシステム
  • (ii) The public offering of beneficial rights based on the establishment of the said foreign investment trust has been conducted, outside Japan, by way of a solicitation of acquisition prescribed in Article 2(3) of the Financial Instruments and Exchange Act which is equivalent to the one listed in item (i) of Article 2(3), and it is stated in the prospectus of the said foreign investment trust or any other document similar thereto that the relevant solicitation of acquisition is equivalent to the one listed in the said item.
    二　当該外国投資信託の設定に係る受益権の募集が、国外において、金融商品取引法第二条第三項に規定する取得勧誘のうち同項第一号に掲げる場合に該当するものに相当するものにより行われたものであり、かつ、当該外国投資信託の目論見書その他これに類する書類にその取得勧誘が同号に掲げる場合に該当するものに相当するものである旨の記載がなされて行われていること。 - 日本法令外国語訳データベースシステム
  • In Tang, he learned not only Confucianism, but also astronomy, music and military science, and brought back "Tokan Kanki" (historical records of Eastern Han Dynasty) to Japan, and offered to the Imperial Court many other books and materials, including Keisho (Confucianism documents [130 volumes of "Torai"]), an astronomical calendar book (one volume of "Taien Calendar" and 12 volumes of "Daienreki Ryusei"), a sun clock (Sokuei Kaneshaku), music instruments (Dorikkan, 鉄如方響, 写律管声12条), music theory books (ten volumes of "Gakusho Yoroku"), bows (arms) (絃纏漆角弓、馬上飲水漆角弓、露面漆四節角弓各1張) and arrows (20 of Shakosen [square arrow] and 10 of Heishasen [flat arrow]).
    唐では儒学のほか、天文学や音楽、兵学などを学び、帰朝時には、経書（『唐礼』130巻）、天文暦書（『大衍暦経』1巻、『大衍暦立成』12巻）、日時計（測影鉄尺）、楽器（銅律管、鉄如方響、写律管声12条）、音楽書（『楽書要録』10巻）、弓(武器)（絃纏漆角弓、馬上飲水漆角弓、露面漆四節角弓各1張）、矢（射甲箭20隻、平射箭10隻）などを献上し、『東漢観記』を持ち来たらした。 - Wikipedia日英京都関連文書対訳コーパス
  • (a) Coordinate measuring instruments that are controlled by computer or numerically- controlled coordinate measuring equipment and that, when the precision of measurement of intervals is measured according to the measurement method specified in International Standard ISO 10360-2:2001 for any of the points of measurement within the limits of operation, have a number of maximum permissible indications of error of the measured axis displayed in micrometers that is equal to or less than the value obtained by multiplying the length of said measured axis in millimeters by 0.001 and then adding 1.7
    イ　電子計算機又は数値制御装置によって制御される座標測定機であって、国際規格ＩＳＯ一〇三六〇／二（二〇〇一）（座標計測第二部）で定める測定方法により空間の測定精度を測定した場合に、操作範囲内のいずれかの測定点において、測定軸のマイクロメートルで表した最大許容指示誤差がミリメートルで表した当該測定軸の長さに〇・〇〇一を乗じて得た数値に一・七を加えた数値以下となるもの - 日本法令外国語訳データベースシステム
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