Substitute Securitiesとは 意味・読み方・使い方

(2) Points of Attention Regarding Assessment Rates for Substitute Securities Used in Margin Trading発音を聞く 例文帳に追加

（２）信用取引に係る代用有価証券の掛目変更に係る留意事項 - 金融庁

Whether the securities company, etc., in accordance with “Regarding Treatment of Changes in Assessment Rates for Cash Margin Deposit Substitute Securities Related to Margin Trading,” a resolution adopted by the Japan Securities Dealers Association’s Board of Governors, implements appropriate measures such as the provision of prior explanations regarding incidents which may lead to changes in the assessment rates, so as to ensure that all customers are aware of the changes, the notification of changes, the setting of the notification periods and the establishment of relevant internal rules.発音を聞く 例文帳に追加

証券会社等においては、日本証券業協会理事会決議「信用取引に係る委託保証金代用有価証券の掛目の変更等の取扱いについて」を踏まえ、掛目の変更等を行う事象の顧客への事前説明・周知、掛目変更に当たっての顧客への通知、変更に当たっての周知期間の設定、社内規則の制定等が適切に図られているか。 - 金融庁

(2) When supervisors have received the original of a certificate of receipt submitted by a Financial Instruments Business Operator after it has submitted a request for substitute deposit/additional deposit in order to substitute redemption funds for deposited securities, they shall provide a certificate of custody in accordance with (5) below and return the original of the statement of deposit already in their custody to the Financial Instruments Business Operator.発音を聞く 例文帳に追加

（２）金融商品取引業者が既に供託している有価証券の償還金の代供託を行うため、供託所に代供託・付属供託請求書を提出した後、その受入証書正本を届け出てきた場合は、下記（５）に準じ保管証書を交付するとともに、既に受理保管していた原供託書正本を金融商品取引業者に返還する。 - 金融庁

(2) When supervisors have received the original of a certificate of receipt submitted by investment advisor/agency business operators after they have submitted a request for substitute deposit/additional deposit in order to substitute redemption funds for deposited securities, the supervisors shall provide a certificate of custody in accordance with (5) below and return the original of the statement of deposit already in their custody to the business operators.発音を聞く 例文帳に追加

（２）投資助言・代理業者が既に供託している有価証券の償還金の代供託を行うため、供託所に代供託・付属供託請求書を提出した後、その受入証書正本を届け出てきた場合は、下記（５）に準じ保管証書を交付するとともに、既に受理保管していた原供託書正本を投資助言・代理業者に返還する。 - 金融庁