「重要なこと」を含む例文一覧(6190)

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  • 腐敗した公務員が世界的な金融システムにアクセスし,腐敗による収益を洗浄することを防止するため,我々はG20に対し,資金洗浄を防止しこれと闘うための努力を更に強化するよう求めるとともに,金融活動作業部会(FATF)に対し,ピッツバーグにおいて要請したように腐敗対策問題を重視し続けるよう,並びに引き続き戦略的なマネーロンダリング・テロ資金供与対策(AML/CFT)上の不備を有する国・地域を特定し及びこれに関与し続け,また,クロスボーダー電信送金,真の受益者,顧客のデューデリジェンス及び「重要な公的地位を有する者」に関する透明性を求めるFATF勧告を,更新し実施する作業について,フランスにおけるG20において報告するよう求める。
    To prevent corrupt officials from accessing the global financial system and from laundering their proceeds of corruption, we call upon the G20 to further strengthen its effort to prevent and combat money laundering, and invite the Financial Action Task Force (FATF) to continue to emphasize the anti-corruption agenda as we urged in Pittsburgh and report back to us in France on its work to: continue to identify and engage those jurisdictions with strategic Anti-Money Laundering/Counter-Financing of Terrorism (AML/CFT) deficiencies;and update and implement the FATF standards calling for transparency of cross-border wires, beneficial ownership, customer due diligence, and due diligence for “politically exposed persons”.  - 財務省
  • 4 信託法第百三条第四項から第八項まで(受益権取得請求)、第百四条(受益権の価格の決定等)、第二百六十二条(第五項を除く。)(信託に関する非訟事件の管轄)、第二百六十三条(信託に関する非訟事件の手続の特例)及び第二百六十四条(最高裁判所規則)の規定は、第一項の受益権の買取りの請求について準用する。この場合において、同法第百三条第四項中「重要な信託の変更等」とあるのは「資産の流動化に関する法律(以下「資産流動化法」という。)第二百六十九条第一項(第一号の場合に限る。)の規定により資産信託流動化計画に記載し、又は記録する事項に係る特定目的信託契約の変更」と、「受益者」とあるのは「資産流動化法第二百七十一条第一項に規定する受益証券の権利者」と、同条第五項中「官報による公告」とあるのは「公告」と、同条第六項中「第一項又は第二項」とあるのは「資産流動化法第二百七十一条第一項」と、「受益権の内容」とあるのは「元本持分(種類の異なる受益権を定めた場合にあっては、受益権の種類及び種類ごとの元本持分)」と、同条第八項中「重要な信託の変更等」とあるのは「資産流動化法第二百六十九条第一項(第一号の場合に限る。)の規定により資産信託流動化計画に記載し、又は記録する事項に係る特定目的信託契約の変更」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
    (4) The provisions of Article 103(4) to (8) inclusive (Demand for the Acquisition of a Beneficial Interest), Article 104 (Valuation of a Beneficial Interest, etc.), Article 262 (excluding paragraph (5)) (Jurisdiction over Non-Contentious Cases Concerning Trusts), Article 263 (Special Provisions on Procedure in Non-Contentious Cases Concerning Trusts), and Article 264 (Supreme Court Rules) of the Trust Act shall apply mutatis mutandis to the demand that a beneficial interest be purchased as set forth in paragraph (1). In this case, the term "Material Change to the Trust, etc." in Article 103(4) of that Act shall be deemed to be replaced with "a change to the Specific Purpose Trust Contract with regard to matters stated or recorded in the Asset Trust Securitization Plan pursuant to the provisions of Article 269(1) (limited to the case set forth in item (i)) of the Act on Securitization of Assets (hereinafter referred to as the "Asset Securitization Act")," the term "beneficiaries" in that paragraph shall be deemed to be replaced with "Beneficiary Certificate Holder prescribed in Article 271(1) of the Asset Securitization Act," the phrase "public notice in an official gazette" in paragraph (5) of that Article shall be deemed to be replaced with "public notice," the phrase "paragraph (1) or paragraph (2)" in paragraph (6) of that Article shall be deemed to be replaced with "Article 271(1) of the Asset Securitization Act," the phrase "details of the beneficial interest" in that paragraph shall be deemed to be replaced with "Share of Principal (in cases where multiple classes of beneficial interest are provided for, the classes of beneficial interest and the Share of Principal relating to each class)," the term "Material Change to the Trust, etc." in paragraph (8) of that Article shall be deemed to be replaced with "a change to the Specific Purpose Trust Contract with regard to matters stated or recorded in the Asset Trust Securitization Plan pursuant to the provisions of Article 269(1) (limited to the case set forth in item (i)) of the Asset Securitization Act," and any other necessary technical replacement of terms shall be specified by a Cabinet Order.  - 日本法令外国語訳データベースシステム
  • 5 行政庁は、共済事業を行う組合が法令若しくは法令に基づいてする行政庁の処分若しくは定款、規約、共済規程若しくは火災共済規程に定めた事項のうち特に重要なものに違反したとき、又は公益を害する行為をしたときは、当該組合の業務の全部若しくは一部の停止若しくは役員の解任を命じ、若しくは第九条の六の二第一項(第九条の九第五項において準用する場合を含む。)の認可を取り消し、又は火災共済協同組合若しくは第九条の九第一項第三号の事業を行う協同組合連合会については、第二十七条の二第一項の認可を取り消すことができる。
    (5) When a cooperative engaged in mutual aid activities has violated any especially important matter prescribed in a law or an ordinance, a disposition given by an administrative agency based on a law or an ordinance, the articles of association, the constitution, mutual aid rules or fire mutual aid rules, or has committed an act that is harmful to the public interest, it may order the suspension of all or part of the operations of the cooperative or the dismissal of officers, or rescind the approval set forth in Article 9-6-2, paragraph (1) (including the case where it is applied mutatis mutandis pursuant to Article 9-9, paragraph (5)), or, in the case of a fire mutual aid cooperative or a federation of cooperatives engaged in the activities set forth in Article 9-9, paragraph (1), item (iii), rescind the approval set forth in Article 27-2, paragraph (1).  - 日本法令外国語訳データベースシステム
  • 今回深く立ち入らなかったテーマとして、各国の為替制度をどう考えるかという課題も重要である。この点について一言だけ触れると、1970年代前半までのドルを機軸とする固定相場制、いわゆるブレトンウッズ体制の下では、3つは両立しないとされている「国際金融のトリレンマ」のうち、為替の安定と各国の金融政策の独立性が追求され、国境を越えた資本の自由な移動という点は、むしろ資本移動を抑制すべきという考え方であった。その後、固定相場の維持が困難になり変動相場制に移行した後は、金融政策の独立性とともに、自由な資本移動が積極的に促進されるようになった。
    An important topic that I could not address in depth in this article was the exchange regimes. Under the Bretton Woods system of the dollar-based fixed exchange rate until the early 1970s, among the three objectives of the "international financial trilemma," that is, exchange rate stability, autonomy of monetary policy and free flow of capital, the former two were pursued and many believed that the free flow of capital across borders should be controlled. Subsequently, after it became difficult to maintain fixed exchange rate regime and floating rate regimes were implemented, the free flow of capital were actively promoted rather than just permitted.  - 財務省
  • 三 当該上場会社等の売上高、経常利益若しくは純利益(以下この条において「売上高等」という。)若しくは第一号トに規定する配当又は当該上場会社等の属する企業集団の売上高等について、公表がされた直近の予想値(当該予想値がない場合は、公表がされた前事業年度の実績値)に比較して当該上場会社等が新たに算出した予想値又は当事業年度の決算において差異(投資者の投資判断に及ぼす影響が重要なものとして内閣府令で定める基準に該当するものに限る。)が生じたこと
    (iii) existence of difference (limited to that which is regarded under the criteria specified by a Cabinet Office Ordinance as a difference that may have a material influence on investors' Investment Decisions) between, on one hand, the latest Publicized forecasts (or Publicized actual figures of the preceding business year in the case of lack of such forecasts) of net sales, current profits or net income (hereinafter referred to as "Net Sales, etc." in this Article) or of the dividend prescribed in (g) of item (i) of the Listed Company, etc. or of Sales, etc. of the Corporate Group to which the Listed Company, etc. belongs, and, on the other hand, new forecasts thereof newly prepared by the Listed Company, etc. or the results in the settlement of account for the business year of the Listed Company, etc.;  - 日本法令外国語訳データベースシステム
  • 検査報告書において指摘のあった法令に抵触する行為、その他金融商品取引業者の業務の運営又は財産の状況、登録金融機関の業務の運営に関し、公益又は投資者保護の観点から問題のある行為又は状況、及び前回検査で指摘を受けた重要な事項で改善が認められない場合のうち、必要かつ適当と認められる場合には、金融商品取引業者等に対し、当該報告書で指摘された事項についての事実確認、発生原因分析、改善・対応策、その他を取りまとめた報告書を1ヵ月以内(必要に応じ、項目ごとに短縮するものとする。)に提出することを、金商法第56条の2第1項の規定に基づき命ずるものとする。
    Regarding violation of laws pointed out in inspection reports, and acts and situations that are related to Financial Instruments Business Operators’ business operations and assets and registered financial institutions’ business operations, and that are problematic from the viewpoint of protecting public interests and investors, as well as important matters pointed out in the previous inspection regarding which improvement is not sufficient, supervisors shall order, under Article 56-2(1) of the FIEA, the submission within one month (the deadline for the submission may be shortened on an item-by-item basis) of a report on factual confirmation, the analysis of causes, and improvement and corrective measures, when they deem it necessary and appropriate to do so.  - 金融庁
  • 監査の目的は、紛争鉱物報告書に示されている発行人のデュー・ディリジェンス措置のデザインが、その報告書の対象期間に関するあらゆる重要な点において、国内的または国際的に広く認められ、その発行人が利用したデュー・ディリジェンスの枠組に示されている基準に合致しているか否か、および発行人が報告書の対象期間に関して実行したと紛争鉱物報告書に示しているデュー・ディリジェンス措置についての記述が、その発行人の実行したデュー・ディリジェンスのプロセスと一致しているか否かについて、意見または結論を表明することである。
    The audit’s objective is to express an opinion or conclusion as to whether the design of the issuer’s due diligence measures as set forth in the Conflict Minerals Report, with respect to the period covered by the report, is in conformity with, in all material respects, the criteria set forth in the nationally or internationally recognized due diligence framework used by the issuer, and whether the issuer’s description of the due diligence measures it performed as set forth in the Conflict Minerals Report, with respect to the period covered by the report, is consistent with the due diligence process that the issuer undertook. - 経済産業省
  • 法第百四十四条の三第一項の主務省令で定める事項は、新設合併設立商品取引所が株式 会社商品取引所である場合にあっては、次に掲げる事項とする。 一法第百四十三条第一項第六号及び第七号に掲げる事項についての定めの相当性に関 する事項 二他の新設合併消滅商品取引所(清算株式会社及び清算会員商品取引所を除く。以下 この号において同じ。)についての次に掲げる事項 イ最終事業年度に係る計算書類等又は財産目録、貸借対照表及び当該貸借対照表と ともに作成された損益計算書(最終事業年度がない場合にあっては、他の新設合 併消滅株式会社商品取引所の成立の日における貸借対照表)の内容 ロ最終事業年度の末日(最終事業年度がない場合にあっては、他の新設合併消滅商 品取引所の成立の日)後の日を臨時決算日(二以上の臨時決算日がある場合にあ っては、最も遅いもの)とする臨時計算書類等があるときは、当該臨時計算書類 等の内容 ハ他の新設合併消滅商品取引所において最終事業年度の末日(最終事業年度がない 場合にあっては、他の新設合併消滅商品取引所の成立の日)後に重要な財産の処 分、重大な債務の負担その他の当該他の新設合併消滅商品取引所の財産の状況に 重要な影響を与える事象が生じたときは、その内容(法第百四十四条の三第四項 の会員総会の日の十日前の日後新設合併設立株式会社商品取引所の成立の日まで の間に新たな最終事業年度が存することとなる場合にあっては、当該新たな最終 事業年度の末日後に生じた事業の内容に限る。) 三 他の新設合併消滅商品取引所(清算株式会社又は清算会員商品取引所に限る。)が 会社法第四百九十二条第一項(法第七十七条第一項において準用する場合を含む。) の規定により作成した貸借対照表 四当該新設合併消滅会員商品取引所(清算会員商品取引所を除く。以下この号におい て同じ。)において最終事業年度の末日(最終事業年度がない場合にあっては、当該 新設合併消滅会員商品取引所の成立の日)後に重要な財産の処分、重大な債務の負担 その他の当該新設合併消滅会員商品取引所の財産の状況に重要な影響を与える事象が 生じたときは、その内容(法第百四十四条の三第四項の会員総会の日の十日前の日後 新設合併設立株式会社商品取引所の成立の日までの間に新たな最終事業年度が存する こととなる場合にあっては、当該新たな最終事業年度の末日後に生じた事業の内容に 限る。) 五新設合併設立株式会社商品取引所の成立の日以後における当該新設合併設立株式会 社商品取引所の債務(他の新設合併消滅商品取引所から承継する債務を除く。)の履 行の見込みに関する事項 六法第百四十四条の三第四項の会員総会の日の十日前の日後、前各号に掲げる事項に 変更が生じたときは、変更後の当該事項
    The matters specified by an ordinance of the competent ministry set forth in Article 144-3, paragraph 1 of the Act shall be as follows in the case where a Member Commodity Exchange Established by an Incorporation-Type Merger is an Incorporated Commodity Exchange: (i) matters concerning the appropriateness of the provisions on matters listed in Article 143, paragraph 1, item 6 and item 7 of the Act; (ii) the following matters concerning another Commodity Exchange Dissolved in an Incorporation-Type Merger (excluding clearing corporations and Clearing Member Commodity Exchanges; hereinafter the same shall apply in this item): (a) accounting documents or an inventory of property and a balance sheet pertaining to the final business year, and the contents of a profit and loss statement prepared along with said balance sheet (in the case where the final business year does not exist, a balance sheet as on the day of the - 94 - establishment of another Incorporated Commodity Exchange Dissolved in an Incorporation-Type Merger); (b) when there are extraordinary accounting documents, etc. as deeming a day after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of another Commodity Exchange Dissolved in an Incorporation-Type Merger) as an extraordinary closing day (in the case where there are two or more extraordinary closing days, the last one), the contents of said extraordinary accounting documents, etc.; (c) when there has occurred an event that has a significant influence on the status of the property of another Commodity Exchange Dissolved in an Incorporation-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said other Commodity Exchange Dissolved in an Incorporation-Type Merger) at said other Commodity Exchange Dissolved in an Incorporation-Type Merger, the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144-3, paragraph 4 of the Act and the day of the establishment of the Incorporated Commodity Exchange Established by an Incorporation-Type Merger, limited to the contents of an event which occurred after the last day of said new final business year); (iii) a balance sheet which another Commodity Exchange Dissolved in an Incorporation-Type Merger (limited to a clearing corporation or Clearing Member Commodity Exchange) prepared pursuant to the provisions of Article 492, paragraph 1 of the Company Act (including the case where it is applied - 95 - mutatis mutandis pursuant to Article 77, paragraph 1 of the Act); (iv) when there has occurred an event that has a significant influence on the status of the property of the Member Commodity Exchange Dissolved in an Incorporation-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Member Commodity Exchange Dissolved in an Incorporation-Type Merger) at said Member Commodity Exchange Dissolved in an Incorporation-Type Merger, the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144-3, paragraph 4 of the Act and the day of the establishment of the Incorporated Commodity Exchange Established by an Incorporation-Type Merger, limited to the contents of an event which occurred after the last day of said new final business year); (v) matters concerning estimates of the performance of liabilities (excluding liabilities inherited from another Commodity Exchange Dissolved in an Incorporation-Type Merger) of the Incorporated Commodity Exchange Established by an Incorporation-Type Merger on and after the day of the establishment of said Incorporated Commodity Exchange Established by an Incorporation-Type Merger; (vi) when there have been changes to the matters listed in the preceding items after 10 days prior to a general meeting of members set forth in Article 144-3, paragraph 4 of the Act, said new matters.  - 経済産業省
  • 加盟国は、世界経済の成長及び発展にとってサービスの貿易の重要性が増大していることを認め、透明性及び漸進的な自由化を確保しつつサービスの貿易を拡大することを目的として、また、すべての参加国の経済成長及び開発途上国の発展を促進する手段として、サービスの貿易に関する原則及び規則の多角的枠組みを設定することを希望し、すべての参加国の利益を互恵的な基礎の上に増進し、かつ、権利及び義務の全体的な均衡を確保することを目的として引き続き行われる多角的交渉のラウンドを通じ、国家の政策目的に十分な考慮を払いつつ、漸進的かつ早期に一層高い水準のサービスの貿易の自由化を達成することを希望し、国家の政策目的を実現するため自国の領域内におけるサービスの提供に関して規制を行い又は新たな規制を導入する権利を有すること及びサービスの規制に係る発展の程度に関して国の間に存在する不均衡にかんがみ開発途上国にはこの権利を行使する必要が特にあることを認め、特に開発途上国の国内のサービスに関する能力並びにその効率性及び競争力を強化することにより、開発途上国のサービスの貿易への参加の増大及びサービスの輸出の拡大を促進することを希望し、後発開発途上国の特別な経済的事情並びにこれらの国の開発上、貿易上及び資金上のニーズにかんがみ、後発開発途上国が重大な困難を有することに特に留意して、ここに、次のとおり協定する。
    Members, Recognizing the growing importance of trade in services for the growth and development of the world economy; Wishing to establish a multilateral framework of principles and rules for trade in services with a view to the expansion of such trade under conditions of transparency and progressive liberalization and as a means of promoting the economic growth of all trading partners and the development of developing countries; Desiring the early achievement of progressively higher levels of liberalization of trade in services through successive rounds of multilateral negotiations aimed at promoting the interests of all participants on a mutually advantageous basis and at securing an overall balance of rights and obligations, while giving due respect to national policy objectives; Recognizing the right of Members to regulate, and to introduce new regulations, on the supply of services within their territories in order to meet national policy objectives and, given asymmetries existing with respect to the degree of development of services regulations in different countries, the particular need of developing countries to exercise this right; Desiring to facilitate the increasing participation of developing countries in trade in services and the expansion of their service exports including, inter alia, through the strengthening of their domestic services capacity and its efficiency and competitiveness; Taking particular account of the serious difficulty of the least-developed countries in view of their special economic situation and their development, trade and financial needs; Hereby agree as follows: - 経済産業省
  • 法第百四十四条の三第一項の主務省令で定める事項は、新設合併設立商品取引所が会員 商品取引所である場合にあっては、次に掲げる事項とする。一第五十七条各号に掲げる事項についての定めの相当性に関する事項 二他の新設合併消滅会員商品取引所(清算会員商品取引所を除く。以下この号におい て同じ。)についての次に掲げる事項 イ最終事業年度に係る財産目録、貸借対照表及び当該貸借対照表とともに作成され た損益計算書の内容 ロ他の新設合併消滅会員商品取引所において最終事業年度の末日(最終事業年度が ない場合にあっては、他の新設合併消滅会員商品取引所の成立の日)後に重要な 財産の処分、重大な債務の負担その他の当該他の新設合併消滅会員商品取引所の 財産の状況に重要な影響を与える事象が生じたときは、その内容(法第百四十四 条の三第四項の会員総会の日の十日前の日後新設合併設立会員商品取引所の成立 の日までの間に新たな最終事業年度が存することとなる場合にあっては、当該新 たな最終事業年度の末日後に生じた事業の内容に限る。) 三 他の新設合併消滅会員商品取引所(清算会員商品取引所に限る。)が法第七十七条 第一項において準用する会社法第四百九十二条第一項の規定により作成した貸借対照 表 四当該新設合併消滅会員商品取引所(清算会員商品取引所を除く。以下この号におい て同じ。)において最終事業年度の末日(最終事業年度がない場合にあっては、当該 新設合併消滅会員商品取引所の成立の日)後に重要な財産の処分、重大な債務の負担 その他の当該新設合併消滅会員商品取引所の財産の状況に重要な影響を与える事象が 生じたときは、その内容(法第百四十四条の三第四項の会員総会の日の十日前の日後 新設合併設立会員商品取引所の成立の日までの間に新たな最終事業年度が存すること となる場合にあっては、当該新たな最終事業年度の末日後に生じた事象の内容に限 る。) 五新設合併設立会員商品取引所の成立の日以後における当該新設合併設立会員商品取 引所の債務(他の新設合併消滅会員商品取引所から承継する債務を除く。)の履行の 見込みに関する事項 六法第百四十四条の三第四項の会員総会の日の十日前の日後、前各号に掲げる事項に 変更が生じたときは、変更後の当該事項
    The matters specified by an ordinance of the competent ministry set forth in Article 144-3, paragraph 1 of the Act shall be as follows in the case where a Member Commodity Exchange Established by an Incorporation-Type Merger is a Member Commodity Exchange: (i) matters concerning the appropriateness of the provisions on matters listed in respective items of Article 57; (ii) the following matters concerning another Member Commodity Exchange Dissolved in an Incorporation-Type Merger (excluding Clearing Member Commodity Exchanges; the same shall apply in this item): (a) an inventory of property and a balance sheet pertaining to the final business year and the contents of a profit and loss statement prepared along with said balance sheet; (b) when there has occurred an event that has a significant influence on the status of the property of another Member Commodity Exchange Dissolved in an Incorporation-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business - 92 - year (in the case where the final business year does not exist, the day of the establishment of said other Member Commodity Exchange Dissolved in an Incorporation-Type Merger) at said other Member Commodity Exchange Dissolved in an Incorporation-Type Merger, the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144-3, paragraph 4 of the Act and the day of the establishment of the Member Commodity Exchange Established by an Incorporation-Type Merger, limited to the contents of an event which occurred after the last day of said new final business year); (iii) a balance sheet which another Member Commodity Exchange Dissolved in an Incorporation-Type Merger (limited to a Clearing Member Commodity Exchange) has prepared pursuant to the provisions of Article 492, paragraph 1 of the Company Act as applied mutatis mutandis pursuant to Article 77, paragraph 1 of the Act; (iv) when there has occurred an event that has a significant influence on the status of the property of another Member Commodity Exchange Dissolved in an Incorporation-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Member Commodity Exchange Dissolved in an Incorporation-Type Merger) at said Member Commodity Exchange Dissolved in an Incorporation-Type Merger (excluding Clearing Member Commodity Exchanges; hereinafter the same shall apply in this item), the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144-3, paragraph 4 of the Act and the day of the establishment of the Member Commodity Exchange Established by an Incorporation-Type Merger, limited to the contents of an event which occurred after the last day of said new final - 93 - business year); (v) matters concerning estimates of the performance of liabilities (excluding liabilities inherited from another Member Commodity Exchange Dissolved in an Incorporation-Type Merger) of the Member Commodity Exchange Established by an Incorporation-Type Merger on and after the day of the establishment of said Member Commodity Exchange Established by an Incorporation-Type Merger; (vi) when there have been changes to the matters listed in the preceding items after 10 days prior to a general meeting of members set forth in Article 144-3, paragraph 4 of the Act, said new matters.  - 経済産業省
  • 利用規定スクリーンセーバーパスワード規定ソフトウェアのダウンロードとインストールについてユーザが監視されている場合の情報提示アンチウイルスソフトの使いかたについて重要情報の取り扱い(すべての書類、電子情報)机の整理整頓と機密情報保管出かける前のPCのシャットダウン暗号の使用信用できる同僚との鍵取り扱い移動時の機密資料取り扱い移動時のコンピュータ装置の取り扱い移動時とホテル滞在時のラップトップコンピュータの取り扱い異なるユーザが異なるレベルやアクセスタイプを要求するかもしれません、そしてポリシー自体はそれらをすべてに対応するため変更される可能性があります。
    Acceptable use Screen saversPassword handlingSoftware download and installationInformation stating if the users are being monitoredUse of anti-virus softwareHandling of sensitive information (any written form, paper or digital)Clean desk and locked up classified informationPC shutdown before leavingUse of encryptionHandling of keys to trusted co-workersHandling of confidential material when travelingHandling of computer equipment when travelingLaptop handling during travels and hotel staysDifferent users may require different levels or types of access, and as suchyour policy may vary to accommodate them all. - Gentoo Linux
  • それから、閣議におきまして、谷垣国土交通大臣から発言がございまして、「地域の金融に関連しまして、地域の建設業、不動産業等関連業界については経営力の強化等の施策に取り組むこととしておりますが、現在、金融機関からの円滑な資金調達が特に重要となっており、金融担当大臣、経済産業大臣をはじめ関係閣僚におかれましても、特別のご配慮をお願いいたします」というご発言がございましたので、閣僚懇におきまして、私の方からは、「金融庁といたしましても、幹部職員を8月に一斉に地方出張へ出し、ヒアリングを通じて、中小企業金融のきめ細かい実態把握と円滑化に向けた監視の強化に努めているところであります。
    At the cabinet meeting, Mr. Tanigaki, the minister of land, infrastructure and transport, made this statement: "Regarding regional financing, as local construction and real estate industries seek to implement measures to strengthen their management, it is particularly important that they raise funds from financial institutions smoothly, so I would like to ask relevant cabinet ministers to pay special consideration to this point." At the informal meeting of cabinet ministers, I made this statement: "The FSA (Financial Services Agency) dispatched senior officials to various regions in August, in an effort to precisely grasp the current state of financing for small- and medium-size enterprises (SMEs) and to strengthen surveillance, with a view to ensuring smooth financing.  - 金融庁
  • 我輩がハイカラと云ふ言葉を書き始めた為めに、今日では大変に世間に行はれて居るが、此のハイカラと云ふ言葉を書いたのは、全く此のフルベツキ先生の話のピストルに対照させる為めで有ッた、即ち横浜毎日新聞に掲げたる当世人物評中に、「山縣有朋、鳥尾小弥太、谷干城などは保守主義の武断派、攘夷党の日本党、頑冥不霊なるチヨム髷党、ピストル党であるが、大隈重信、伊藤博文、西園寺公望等は進歩主義の文治派で、開国党の欧化党、胸襟闊達なるハイカラ党、ネクタイ党、コスメチツク党で有る」と書いたのが起因で、外のチヨム髷党、ピストル党、コスメチツク党、ネクタイ党などは少しも流行しなかッたが、唯此のハイカラと云ふ一語だけが、馬鹿に大流行を来した、今日では最早や我輩が発明したと云ふ事を知らずに用ひて居る者も多く、一の重要なる日本語となッて仕舞ふたが、然るに実は我輩が此のハイカ(p18/p19)ラと云ふことを書いた起因を申すと、全く此の時のフルベッキ先生の話を胸中に蓄えて居て、それを五六年の後に至って新聞の上に現はした結果で有る。
    The word haikara I began to write has been used very often today in our society and the reason I wrote this word is to contrast it with a pistol in Verbeck's story, that is to say, I wrote in my Tosei Personal Criticism in the Yokohama Mainichi Shimbun that "Aritomo YAMAGATA, Koyata SHIMAO, Tateki TANI and so on belong to a conservative budanha (party of hawks), Nippon Party of Jyoiha (exclusionists sect), stubborn/unwise Party of hawks, Chiyomumage Party or Pistol Party, while Shigenobu OKUMA, Hirobumi ITO, Kinmochi SAIONJI and so on belong to a Liberal Party of doves, Oka (Westernization) Sect of Kaikoku (opening of Japan to western countries) party, free-spirited Haikara Party, Necktie Party or Cosmetic Party", which became the origin of the word haikara, and among them this word alone has become extremely popular, but today many people use it without knowing that I invented the word, which has become one important Japanese word, however, I originally wrote this word haikara (pp.18-19) in the newspaper five or six years after the interview with Mr.Verbeck.  - Wikipedia日英京都関連文書対訳コーパス
  • 特に、富裕層の隆盛で日本食に対する関心が広がるアジアを中心とした海外市場の開拓に向けて、①国内においては、海外の市場ニーズを的確に捉え、販路開拓に必要なネットワークを構築する人材や情報等といったボトルネックを克服し、大手商社と比して小回りの利く規模で地域の産品の価値を発信、販売する「新たな商社機能」を有するいわば「地域商社」が、食料バリューチェーン全体の管理を担う主体として生産と流通を結びつけること、②国境措置については、我が国農林水産物・食品の輸出を拡大するため、政府間の検疫協議の加速化に取り組むなど、戦略的対応を図ること、③海外市場においては、消費者接点となる日本食レストランを切り口とした日本食や日本食材市場の裾野拡大や、地域ブランド等の知的財産及び技術流出の防止等を通じ、一過性でない我が国農産物の常連客を作ること、が重要である。
    For the exploitation of overseas markets, mainly in Asia where interest in Japanese food is increasing based on the prosperity of the wealthy class in particular, it is important (1) as internal activities, to overcome bottlenecks such as human resources, information, etc. in order to appropriately identify overseas market needs and construct a network necessary for sales channel development as well as to let a type of “local trading companies” that have “new trade company capabilities” to provide information on the unique value of local products and sell them in a more appropriate size and adaptable manner than major trading companies to make production and distribution connected as entities responsible for the management of the entire food value chain; (2) as cross-boundary activities, to adopt strategic measures, including the acceleration of intergovernmental discussions on quarantine in order to increase the export of agricultural fishery, and food products from Japan; and (3) as activities in overseas markets, to secure loyal non-transient customers of Japanese agricultural products through the expansion of markets for Japanese food and food materials and the prevention of the leakage of intellectual properties such as local brands, making good use of Japanese restaurants that are the point of contact with customers. - 経済産業省
  • 2 重要な事由があるときは、裁判所は、社員総数の千分の三(これを下回る割合を定款で定めた場合にあっては、その割合)以上又は三千名(これを下回る数を定款で定めた場合にあっては、その数)以上の社員(特定相互会社にあっては、第三十八条第一項に規定する政令で定める数以上の社員)であって六月(これを下回る期間を定款で定めた場合にあっては、その期間)前から引き続き社員である者(総代会を設けているときは、これらの者又は九名(これを下回る数を定款で定めた場合にあっては、その数)以上の総代)の申立てにより、前項の清算人を解任することができる。
    (2) The court may, when it finds any material grounds, dismiss a liquidator under the preceding paragraph in response to a petition filed by members representing at least three thousandths (or any smaller proportion prescribed by the articles of incorporation) of the total membership, or three thousand (or any smaller number prescribed by the articles of incorporation) or more members of the Mutual Company (or, in a Specified Mutual Company, members equal to or exceeding the number specified by the Cabinet Order set forth in Article 38, paragraph (1)), who have been members of the Mutual Company without interruption for the preceding six months (or any shorter period prescribed by the articles of incorporation) (or, in a company with a General Meeting, those members or nine (or any smaller number prescribed by the articles of incorporation) or more general representatives).  - 日本法令外国語訳データベースシステム
  • (1) 第13条の運用に影響を与えることなく,登録使用者としての人の登録は次に掲げることができる。 (a) 登録官は,登録所有者及び登録使用者の申請に基づき,当該登録が効力を有する商品,当該登録が効力を有するための条件又は制約について,変更することができる。又は, (b) 登録官は,登録所有者及び登録使用者の申請に基づき,登録官として適切と考える3年を超えない期間で延長することできるが,その期間は当該商標の現在の登録期間の満了日を超えて延長してはならない。又は (c) 登録官は,登録所有者及び登録使用者の申請に基づき,登録を抹消することができる。又は, (d) 登録官は,次に掲げる理由に基づき,ある者の申請を抹消することができる。 (i) 登録使用者が許可された使用方法以外の方法で,若しくは誤認又は混同を招く,又はそのおそれのある方法で商標を使用したこと,又は, (ii) 登録所有者又は登録使用者が登録出願にとって重要な事実を偽って伝えた又は開示しなかった,若しくは事情が登録の日から著しく変化したこと,又は, (iii) 当該登録は,出願人がその履行に利害関係を有する契約により出願人に付与される権利を考慮して登録は認められるべきではなかったこと
    (1) Without affecting the operation of Section 13, the registration of a person as a registered user - (a) may be varied by the Registrar, on the application of the registered proprietor and the registered user, with respect to the goods for which, or any conditions or restrictions subject to which, the registration has effect; or (b) may be extended by the Registrar, on the application of the registered proprietor and the registered user, for such period not exceeding three years, as the Registrar thinks fit, but such period shall not extend beyond the date of expiration of the current registration of the trade mark; or (c) may be cancelled by the Registrar on the application of the registered proprietor or of the registered user; or (d) may be cancelled by the Registrar on the application of a person on the ground - (i) that the registered user has used the trade mark otherwise than by way of the permitted use, or in such a way as to cause, or to be likely to cause, deception or confusion; or (ii) that the registered proprietor or the registered user misrepresented, or failed to disclose, some fact material to the application for the registration or that the circumstances have materially changed since the date of the registration; or (iii) that the registration ought not to have been effected having regard to rights vested in the applicant by virtue of a contract in the performance of which he is interested. - 特許庁
  • 第二十七条の二十五 大量保有報告書を提出すべき者は、大量保有者となつた日の後に、株券等保有割合(第二十七条の二十三第四項に規定する株券等保有割合をいう。以下この章において同じ。)が百分の一以上増加し又は減少した場合(保有株券等の総数の増加又は減少を伴わない場合を除く。以下この章において同じ。)その他の大量保有報告書に記載すべき重要な事項の変更として政令で定めるものがあつた場合は、内閣府令で定めるところにより、その日から五日以内に、当該変更に係る事項に関する報告書(以下「変更報告書」という。)を内閣総理大臣に提出しなければならない。ただし、株券等保有割合が百分の一以上減少したことによる変更報告書で当該変更報告書に記載された株券等保有割合が百分の五以下であるものを既に提出している場合その他の内閣府令で定める場合については、この限りでない。
    Article 27-25 (1) A person who is required to submit a Report of Possession of Large Volume shall, if, after the day when the person has come to be a Large Volume Holder, the Holding Ratio of Share Certificates, etc. (meaning the Holding Ratio of Share Certificates, etc. set forth in Article 27-23(4); hereinafter the same shall apply in this Chapter) has increased or decreased by 1% or more (excluding the case where said increase or decrease does not result in increase or decrease in the Total Number of Share Certificates, etc. Held by said person; hereinafter the same shall apply in this Chapter), or where there arises any other matters specified by a Cabinet Order as changes in important matters to be contained in the Report of Possession of Large Volume, submit to the Prime Minister a report on the changed matters (hereinafter referred to as a "Change Report") within five days from the change, pursuant to the provisions of a Cabinet Office Ordinance; provided, however, that this shall not apply to a Change Report that reports a decrease of 1% or more in the Holding Ratio of Share Certificates, etc., in which case a Change Report reporting that the Holding Ratio of Share Certificates, etc. are 5% or less has already been submitted or to other cases specified by a Cabinet Office Ordinance.  - 日本法令外国語訳データベースシステム
  • ということで非常に苦労しておりますし、そういった皆様方もよくお分かりのように、金融というのはリーマン・ショック以来、国際的な会議というのは非常に重要でございまして、国内の景気の動向、あるいはその国が置かれた伝統的な金融の状態、あるいは経済の状態、それを国際的にどうハーモナイズするかということが非常に世界的な大事な問題でございまして、国際でやるべきところはきちっと協調政策、G20でやっていかねば、なかなかこういった金融のグローバル化、あるいは経済のグローバル化の時代に効果がございませんから、その辺を非常に苦労を各国やっておられるわけでございますから、国際会議というのは実は非常に多いのでございますし、ご存じ、その中で国際室の昨日もたまたま話を聞きますと、非常に国際室の人手が足らないという話を聞きまして、そういった非常に大事な金融庁、予算は220億で少ないのですけれども、極めて経済の中で果たす金融政策は大事でございまして、それが今も申し上げましたけれども、国際的にも国内的にも非常に大事な難しい時期でもございまして、それゆえに責任が重たいわけでございますが、そういった中で、なかなか人件費を主とした役所でございますから、そのことはぜひ考慮していただきたいということをこれは実は警察庁も法務省もそういうことを申されまして、これも人件費が多い省ですから、特に金融庁の場合は何も私は省益を代表して言う気はございませんが、現実にこれは非常に大事な分野でございます。
    This means that we are struggling hard to make ends meet and, as everyone well realizes, international meetings have become extremely important in the world of finance since the Lehman crisis, because it is now indeed a very critical global issue to decide how to harmonize on an international scale a given country's domestic economic trends or the financial condition, or economic condition, that it has traditionally been situated in. Therefore, what has to be done on an international scale must be done properly in the form of policy coordination or as G20 initiatives, as otherwise no effect could be expected in an era of increasing globalization in finance or the economy that we live in now, and each country is equally struggling to achieve that end, which explains why there are so many international meetings. That is, as you see, the situation we have now, and I also happened to hear just yesterday in connection with this subject that our Office of International Affairs is in serious shortage of labor, a fact that stands in contrast to such critical importance of the FSA, to which a mere 22 billion yen is given as its budget, and the extremely significant role that financial policies play in an economy. As I have just said, though, now is a very important and delicate period of time both internationally and domestically and we are accordingly charged with a weighty responsibility. Seeing as the FSA is a public office with labor costs representing its main spending category, I did emphatically asked that attention should be paid to that point and, actually, similar comments were also made by the National Police Agency and the Ministry of Justice, both of them being ministries with a hefty payroll as well. In the case of the FSA, it is not really my particular intention to make a case to represent an interest of the FSA, but the fact still remains that it is in charge of a very important field.  - 金融庁
  • 平成11年12月の金融審議会答申を踏まえ、平成12年の預金保険法改正により名寄せデータ整備の義務付け等、破綻処理の迅速化措置が講じられた。金融庁では、個別金融機関に対する検査・監督を通じてオペレーショナル・リスク、流動性リスク等の適切な管理態勢の確保を図るとともに、先般の金融機関のシステム障害発生を契機に責任体制の明確化等の措置を講じた。また、平成14検査事務年度検査基本方針及び基本計画において、金融機関の経営におけるシステムの重要性に鑑み、システムリスク管理態勢の厳正な検証及びシステム統合リスクの拡大に対応した検査マニュアル別冊の作成等が盛り込まれた。日本銀行では、平成14年度考査において、金融機関が多様化、複雑化する各種リスクに対応した機動的な管理体制の整備・拡充やその実効性向上に努めているかを確認することを基本的視点とし、決済・流動性リスク面では日常的な流動性リスク管理の適切性や資金繰り逼迫時を想定した緊急時対応等を、また、システム関連では、特に金融機関の経営統合や業務提携の際の対応の適切性等をそれぞれ確認することとしている。
    It is expected that the development of a new system in the bill clearing system and the domestic money transfer system will reduce the risks of financial institutions and contribute to the smooth completion of payments and settlements in the event of a failure of a financial institution.  - 金融庁
  • 中華人民共和国衛生計画生育委員会、日本国厚生労働省、大韓民国保健福祉部(以下、「参加国」と称する)は、パンデミックインフルエンザや共通の課題である新興/再興感染症(以下、新興/再興感染症とする)に関連する保健及び医学の分野における各国間の有意義な協力を構築するという意志に導かれ、 中華人民共和国、日本国、大韓民国が、公衆衛生研究において強固な伝統を共有し、公衆衛生における協力の長い歴史を有することを考慮し、 パンデミックインフルエンザや新興/再興感染症による国民の健康危機及び社会経済への影響を最小限にするために国際的協力が重要であることを認識し、 中華人民共和国、日本国、大韓民国間のパンデミックインフルエンザと新興/再興感染症の無い地域を達成する必要性と、そのような地域を構築するための効果的な方法を創るための共通の努力の必要性を考慮し、 次の共通認識に達した。
    The National Health and Family Planning Commission (NHFPC) of the People's Republic of China and the Ministry of Health, Labour and Welfare (MHLW) of Japan and the Ministry of Health and Welfare (MOHW) of the Republic of Korea(hereinafter referred to as "the Participants");Guided by their willingness to develop fruitful cooperation among the three countries in the field of public health security related to pandemic influenza and emerging/re-emerging infectious diseases of common concern (hereinafter referred to as "ERIDCC");Considering that the People's Republic of China, Japan and the Republic of Korea share a strong tradition in public health research and have a long history of collaboration in the public health field;Recognizing the importance of international cooperation to minimize damage on public health security and socio-economy caused by an outbreak of pandemic influenza and ERIDCC;Considering the need to pursue a pandemic influenza and ERIDCC-free area among the People's Republic of China, Japan and the Republic of Korea and to make common efforts to develop efficient ways to create such an area;Have reached common recognition: - 厚生労働省
  • 二 第六条(第十二条、第二十三条の十二第一項、第二十四条第七項、第二十四条の二第三項、第二十四条の四の四第五項、第二十四条の四の五第二項、第二十四条の四の七第五項、第二十四条の五第六項及び第二十四条の六第三項において準用し、並びにこれらの規定(第二十四条の六第三項を除く。)を第二十七条において準用する場合を含む。)、第二十四条の七第四項(同条第六項(第二十七条において準用する場合を含む。)及び第二十七条において準用する場合を含む。)、第二十七条の三第四項(第二十七条の八第六項(第二十七条の十三第三項において準用する場合を含む。)、第二十七条の十一第四項、第二十七条の十三第三項並びに第二十七条の二十二の二第二項及び第三項において準用する場合を含む。)又は第二十七条の二十二の二第四項(同条第八項において準用する場合を含む。)の規定による書類の写しの提出又は送付に当たり、重要な事項につき虚偽があり、かつ、写しの基となつた書類と異なる内容の記載をした書類をその写しとして提出し、又は送付した者
    (ii) a person who has, in submitting or sending copies of statement and other related documents under Article 6 (including the cases where it is applied mutatis mutandis pursuant to Article 12, Article 23-12(1), Article 24(7), Article 24-2(3), Article 24-4-4(5), Article 24-4-5(2), Article 24-4-7(5), Article 24-5(6), and Article 24-6(3) and these provisions (excluding Article 24-6(3)) are applied mutatis mutandis pursuant to Article 27), Article 24-7(4) (including the cases where it is applied mutatis mutandis pursuant to Article 24-7(6) (including the cases where it is applied mutatis mutandis pursuant to Article 27) and Article 27), Article 27-3(4) (including the cases where it is applied mutatis mutandis pursuant to Article 27-8(6) (including the cases where it is applied mutatis mutandis pursuant to Article 27-13(3)), Article 27-11(4), Article 27-13(3), and Article 27-22-2(2) and (3)), or Article 27-22-2(4) (including the cases where it is applied mutatis mutandis pursuant to Article 27-22-2(8)), submitted or sent statement and other related documents containing misstatement on important matters and different contents from those in the original documents as the copies thereof;  - 日本法令外国語訳データベースシステム
  • 第五条 前条第一項又は第二項の規定による有価証券の募集又は売出し(特定有価証券(その投資者の投資判断に重要な影響を及ぼす情報がその発行者が行う資産の運用その他これに類似する事業に関する情報である有価証券として政令で定めるものをいう。以下この項及び第五項並びに第二十四条において同じ。)に係る有価証券の募集及び売出しを除く。以下この項及び次項において同じ。)に係る届出をしようとする発行者は、その者が会社(外国会社を含む。第五十条の二第九項及び第百五十六条の三第二項第三号を除き、以下同じ。)である場合(当該有価証券(特定有価証券を除く。以下この項から第四項までにおいて同じ。)の発行により会社を設立する場合を含む。)においては、内閣府令で定めるところにより、次に掲げる事項を記載した届出書を内閣総理大臣に提出しなければならない。ただし、当該有価証券の発行価格の決定前に募集をする必要がある場合その他の内閣府令で定める場合には、第一号のうち発行価格その他の内閣府令で定める事項を記載しないで提出することができる。
    Article 5 (1) The Issuer of Securities who intends to make a notification for Public Offering or Secondary Distribution of Securities (excluding a Public Offering or Secondary Distribution of Securities to be made with regard to Regulated Securities (meaning Securities specified by a Cabinet Order as those for which information that will have material influence on investors' Investment Decisions is information on assets investment or other similar business conducted by the Issuer of the Securities; hereinafter the same shall apply in this paragraph and paragraph (5) of this Article and Article 24); hereinafter the same shall apply in this paragraph and the following paragraph) under paragraph (1) or (2) of the preceding Article shall submit a statement containing descriptions on the following matters to the Prime Minister pursuant to the provisions of a Cabinet Office Ordinance, if the Issuer is a company (including a foreign company; the same shall apply hereinafter, except in Article 50-2(9) and Article 156-3(2)(iii)) (including the cases where the company is to be established by issuance of said Securities (excluding Regulated Securities; hereinafter the same shall apply in this paragraph to paragraph (4))); provided, however, that, in cases where it is necessary to make the Public Offering of Securities before deciding their Issue Price or in other cases specified by a Cabinet Office Ordinance, the statement may be submitted without stating the Issue Price or other matters specified by a Cabinet Office Ordinance among the matters required to be stated under item (i) below:  - 日本法令外国語訳データベースシステム
  • (5)「虚偽の商品表示」とは次に挙げるものをいう。(a)当該表示が付される商品又は役務の重要な点において不実であるか誤認を生ずるおそれのある商品表示を使用すること。(b)商品又は役務に関する商品表示に不実であるか誤認を生ずるおそれのある追加、削除又は改変を行うこと。(c)商品表示で、容器内に入れられた商品の正確な量がヤード原器又はメートル原器の総量より多いように示すこと。(d)商品のいずれの品目であっても、実際にその者のものである品物又は製品をそれ以外の者の商品又は製品であると人に誤認させるおそれのある方法で、当該品目に何らかの標章又はその配列若しくは組合せを付すること。(e)商品又は役務の商品表示に虚偽の名称又は人の頭文字を、当該名称又は頭文字が次に掲げるものであるかのような方法で使用すること。(i)商標ではない、又は商標の一部ではないもの(ii)当該表示を付した商品又は役務と関連する事業を営む者であって、その者の名称又は頭文字の使用を許諾していない者の名称又は頭文字と同一であるか又はまぎらわしいもの(iii)架空の人物又は当該表示を付した商品又は役務と関連する事業を営む、善良ではない者の名称又は頭文字いかなる商品表示も、商標であると商標の一部であるとを問わず、本法の目的の範囲内で虚偽の商品表示とみなされる。
    (5) "False trade description" means- (a) to use a trade description which is untrue or misleading in a material respect as regards the goods or services to which it is applied; (b) to make such an addition, effacement or alteration to a trade description as regards the goods or services as are untrue or misleading; (c) to indicate in a trade description that the accurate amount of the goods which are contained in the container is more than the amount of the standard yards or standard meters; (d) to apply any marks or arrangement or combination thereof to any item of goods in such manner as to be likely to lead persons to believe that the goods are the manufacture or merchandise of some person other than the person whose merchandise or manufacture they really are; or (e) to use any false name or initials of a person to a trade description 7 of goods or services in such manner as if such name or initials were- (i) not a trademark or a part of a trademark; and (ii) identical with or deceptively similar to the name or initials of a person carrying on business in connection with goods or services of the same description and who has not authorised the use of such name or initials; and (iii) either the name or initials of a fictitious person or of some person not bona fide carrying on business in connection with such goods or services; and any trade description, though it is a trademark or a part of a trademark, shall be considered as false trade description within the meaning of this Act;  - 特許庁
  • 第十一条 内閣総理大臣は、有価証券届出書のうちに重要な事項について虚偽の記載がある場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、当該有価証券届出書又はその届出者がこれを提出した日から一年以内に提出する第五条第一項に規定する届出書若しくは第二十三条の三第一項に規定する発行登録書若しくは第二十三条の八第一項に規定する発行登録追補書類について、届出者に対し、公益又は投資者保護のため相当と認められる期間、その届出の効力若しくは当該発行登録書若しくは当該発行登録追補書類に係る発行登録の効力の停止を命じ、又は第八条第一項(第二十三条の五第一項において準用する場合を含む。)に規定する期間を延長することができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
    Article 11 (1) In cases where a Securities Registration Statement contains any fake statements on important matters, when the Prime Minister finds it necessary and appropriate for the public interest or protection of investors, he/she may, with regard to said Securities Registration Statement, or other statements submitted under Article 5(1), Shelf Registration Statements submitted under Article 23-3(1) or Shelf Registration Supplements submitted under Article 23-8(1) by the person who submitted said Securities Registration Statement during the period within one year from the day when the person submitted said Securities Registration Statement, order the suspension of effect of the notification or of the Shelf Registration pertaining to the Shelf Registration Statement or the Shelf Registration Supplements, or extend the period stipulated in Article 8(1) (including the cases where it is applied mutatis mutandis pursuant to Article 23-5(1)), for the period that he/she considers appropriate for the public interest or protection of investors. In this case, a hearing shall be held irrespective of the categories of procedures for hearing statements of opinion under Article 13(1) of the Administrative Procedure Act.  - 日本法令外国語訳データベースシステム
  • (1) (a) 優先出願の写しを規則9B(4)に基づいて提出し, (b) 当該優先出願が英語以外の言語によるものであり, (c) 優先権主張の有効性が,関係発明が特許性を有するか否かを決定する上で重要であり,かつ (d) 登録官が,出願人又は場合により所有者に送付する通知により,当該優先出願の英語翻訳文を登録局に提出するよう同人に対し要求する場合は, 当該出願人又は場合により所有者は,当該通知の日から2月以内に, (i) (A) 当該優先出願の英語翻訳文,及び (B) 証明書類の写しであって, (BA) 登録官の要求に従って作成し,かつ (BB) 当該翻訳文が当該優先出願の原文に対応することを証明するもの, の双方を同時に登録局に提出するものとし,又は (ii) 当該優先出願の英語翻訳文が登録局に保管されているときは,登録官の要求に従う代わりに, (A) 当該翻訳文の写しが作成されるべき旨の請求書,及び (B) 当該作成された写しを認証するよう登録官に請求する特許様式26, を提出しなければならない。
    (1) Where -- (a) a copy of any priority application is furnished under rule 9B(4); (b) that priority application is in a language other than English; (c) the validity of the claim to priority is relevant to determining whether the invention concerned is patentable; and (d) the Registrar, by notice sent to the applicant or proprietor, as the case may be, requires him to furnish to the Registry an English translation of that priority application, the applicant or proprietor, as the case may be, shall, within 2 months from the date of the notice -- (i) furnish to the Registry both of the following at the same time: (A) an English translation of that priority application; (B) a copy of a verification document -- (BA) made in accordance with the Registrar’s requirements; and (BB) verifying that the translation corresponds to the original text of that priority application; or (ii) if an English translation of that priority application is kept at the Registry, as an alternative to complying with the Registrar’s requirement, file -- (A) a request that a copy of the translation be prepared; and (B) Patents Form 26 requesting the Registrar to certify the prepared copy. - 特許庁
  • 法第百四十四条の十二第一項の主務省令で定める事項は、次に掲げる事項とする。 一法第百四十三条第一項第六号及び第七号に掲げる事項についての定めの相当性に関 する事項 二新設合併消滅株式会社商品取引所の全部又は一部が新株予約権を発行しているとき は、法第百四十三条第一項第八号及び第九号に掲げる事項についての定め(当該事項 についての定めとして、全部又は一部の新株予約権の新株予約権者に対して交付する 新設合併設立株式会社商品取引所の新株予約権の数及び金銭の額を零と定めた場合に おける当該定めを含む。)の相当性に関する事項 三他の新設合併消滅商品取引所(清算株式会社及び清算会員商品取引所を除く。以下 この号において同じ。)についての次に掲げる事項 イ最終事業年度に係る計算書類等又は財産目録、貸借対照表及び当該貸借対照表と ともに作成された損益計算書(最終事業年度がない場合にあっては、他の新設合 併消滅株式会社商品取引所の成立の日における貸借対照表)の内容 ロ最終事業年度の末日(最終事業年度がない場合にあっては、他の新設合併消滅株 式会社商品取引所の成立の日)後の日を臨時決算日(二以上の臨時決算日がある 場合にあっては、最も遅いもの)とする臨時計算書類等があるときは、当該臨時 計算書類等の内容 ハ他の新設合併消滅商品取引所において最終事業年度の末日(最終事業年度がない 場合にあっては、他の新設合併消滅商品取引所の成立の日)後に重要な財産の処 分、重大な債務の負担その他の当該他の新設合併消滅商品取引所の財産の状況に 重要な影響を与える事象が生じたときは、その内容(法第百四十四条の十二第一 項各号に掲げる日のいずれか早い日後新設合併設立株式会社商品取引所の成立の 日までの間に新たな最終事業年度が存することとなる場合にあっては、当該新た な最終事業年度の末日後に生じた事業の内容に限る。)四 他の新設合併消滅商品取引所(清算株式会社又は清算会員商品取引所に限る。)が 会社法第四百九十二条第一項(法第七十七条第一項において準用する場合を含む。) の規定により作成した貸借対照表 五当該新設合併消滅株式会社商品取引所(清算株式会社を除く。以下この号において 同じ。)についての次に掲げる事項 イ当該新設合併消滅株式会社商品取引所において最終事業年度の末日(最終事業年 度がない場合にあっては、当該新設合併消滅株式会社商品取引所の成立の日)後 に重要な財産の処分、重大な債務の負担その他の当該新設合併消滅株式会社商品 取引所の財産の状況に重要な影響を与える事象が生じたときは、その内容(法第 百四十四条の十二第一項各号に掲げる日のいずれか早い日後新設合併設立株式会 社商品取引所の成立の日までの間に新たな最終事業年度が存することとなる場合 にあっては、当該新たな最終事業年度の末日後に生じた事象の内容に限る。)ロ当該新設合併消滅株式会社商品取引所において最終事業年度がないときは、当該 新設合併消滅株式会社商品取引所の成立の日における貸借対照表 六新設合併設立株式会社商品取引所の成立の日以後における当該新設合併設立株式会 社商品取引所の債務(他の新設合併消滅商品取引所から承継する債務を除く。)の履 行の見込みに関する事項 七法第百四十四条の十二第一項各号に掲げる日のいずれか早い日後、前各号に掲げる 事項に変更が生じたときは、変更後の当該事項
    The matters specified by an ordinance of the competent ministry set forth in Article 144-12, paragraph 1 of the Act shall be as follows: (i) matters concerning the appropriateness of the provisions on matters listed in Article 143, paragraph 1, item 6 and item 7; (ii) when all or part of the Incorporated Commodity Exchanges Dissolved in an Incorporation-Type Merger issue the rights to subscribe for new shares of stock, matters concerning the appropriateness of the provisions on matters listed in Article 143, paragraph 1, item 8 and item 9 of the Act (including the provisions that specify that the number and the amount of the money of the rights to subscribe for new shares of stock of the Incorporated Commodity Exchange Established by an Incorporation-Type Merger which are to be issued to the holders of the rights to subscribe for the whole or part of new shares of stock shall be zero); (iii) the following matters concerning another Commodity Exchange Dissolved in an Incorporation-Type Merger (excluding clearing corporations and Clearing Member Commodity Exchanges; hereinafter the same shall apply in this item): (a) accounting documents or an inventory of property and a balance sheet pertaining to the final business year, and the contents of profit and loss statement prepared along with said balance sheet (in the case where the final - 106 - business year does not exist, a balance sheet as on the day of the establishment of another Incorporated Commodity Exchange Dissolved in an Incorporation-Type Merger); (b) when there are extraordinary accounting documents, etc. deeming a day after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of another Incorporated Commodity Exchange Dissolved in an Incorporation-Type Merger) as an extraordinary closing day (in the case where there are two or more extraordinary closing days, the last one), the contents of said extraordinary accounting documents, etc.; (c) when there has occurred an event that has a significant influence on the status of the property of another Commodity Exchange Dissolved in an Incorporation-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said other Commodity Exchange Dissolved in an Incorporation-Type Merger) at said other Commodity Exchange Dissolved in an Incorporation-Type Merger, the contents thereof (in the case where a new final business year emerges during the period between the earliest day among those listed in the respective items of Article 144-12, paragraph 1 of the Act and the day of the establishment of the Incorporated Commodity Exchange Established by an Incorporation-Type Merger, limited to the contents of an event which occurred after the last day of said new final business year); (iv) a balance sheet which another Commodity Exchange Dissolved in an Incorporation-Type Merger (limited to a clearing corporation or Clearing Member Commodity Exchange) has prepared pursuant to the provisions of - 107 - Article 492, paragraph 1 of the Company Act (including the case where it is applied mutatis mutandis pursuant to Article 77, paragraph 1 of the Act); (v) the following matters concerning said Incorporated Commodity Exchange Dissolved in an Incorporation-Type Merger (excluding clearing corporations; hereinafter the same shall apply in this item): (a) when there has occurred an event that has a significant influence on the status of the property of the Incorporated Commodity Exchange Dissolved in an Incorporation-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Incorporated Commodity Exchange Dissolved in an Incorporation-Type Merger) at said Incorporated Commodity Exchange Dissolved in an Incorporation-Type Merger, the contents thereof (in the case where a new final business year emerges during the period between the earliest day among those listed in the respective items of Article 144-12, paragraph 1 of the Act and the day of the establishment of the Incorporated Commodity Exchange Established by an Incorporation-Type Merger, limited to the contents of an event which occurred after the last day of said new final business year); (b) when the final business year does not exist at said Incorporated Commodity Exchange Dissolved in an Incorporation-Type Merger, a balance sheet as on the day of the establishment of said Incorporated Commodity Exchange Dissolved in an Incorporation-Type Merger; (vi) matters concerning estimates of the performance of liabilities (excluding liabilities inherited from another Commodity Exchange Dissolved in an Incorporation-Type Merger) of the Incorporated Commodity Exchange Established by an Incorporation-Type Merger on and after the day of the establishment of said Incorporated Commodity Exchange Established by an Incorporation-Type Merger; (vii) when there were changes to the matters listed in the preceding items after the earliest day among those listed in respective items of Article 144-12, paragraph 1 of the Act, said new matters.  - 経済産業省
  • 第百七十二条の二 発行者が、重要な事項につき虚偽の記載がある有価証券報告書等(第二十四条第一項若しくは第三項(これらの規定を同条第五項(第二十七条において準用する場合を含む。)及び第二十七条において準用する場合を含む。)及び第二十四条第六項(第二十七条において準用する場合を含む。)の規定による有価証券報告書及びその添付書類又は第二十四条の二第一項(第二十七条において準用する場合を含む。)において準用する第七条、第九条第一項若しくは第十条第一項の規定による訂正報告書をいう。第百七十八条第五項並びに第百八十五条の七第二項及び第三項において同じ。)を提出したときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し、第一号に掲げる額(第二号に掲げる額が第一号に掲げる額を超えるときは、第二号に掲げる額)に相当する額の課徴金を国庫に納付することを命じなければならない。ただし、発行者の事業年度(当該発行者が第二十四条第一項(第二十七条において準用する場合を含む。)に規定する特定有価証券の発行者である場合には、当該特定有価証券に係る第二十四条第五項において準用する同条第一項に規定する特定期間。以下この項及び第百八十五条の七第十九項において同じ。)が一年である場合以外の場合においては、当該額に当該事業年度の月数を十二で除して得た数を乗じて得た額に相当する額の課徴金を国庫に納付することを命じなければならない。
    Article 172-2 (1) When an Issuer has submitted an Annual Securities Reports, etc. containing a misstatement on important matters (which means the Annual Securities Report and documents attached thereto prescribed in Article 24(1) or (3) (including the cases where they are applied mutatis mutandis pursuant to Article 24(5) (including the cases where it is applied mutatis mutandis pursuant to Article 27) and pursuant to Article 27) and Article 24(6) (including the cases where it is applied mutatis mutandis pursuant to Article 27), or Amendments prescribed in Article 7, Article 9(1) or Article 10(1) as applied mutatis mutandis pursuant to Article 24-2(1) (including the cases where it is applied mutatis mutandis pursuant to Article 27); hereinafter the same shall apply in Article 178(5) and Article 185-7(2) and (3)), the Prime Minister shall, in accordance with the procedures prescribed in the following Section, order said Issuer to pay to the national treasury an administrative monetary penalty equivalent to the amount listed in item (i) (when the amount listed in item (ii) exceeds the amount listed in item (i), the amount listed in item (ii)); provided, however, that in cases where the period of a business year of an Issuer (if said Issuer is an Issuer of the Regulated Securities prescribed in Article 24(1) (including the cases where it is applied mutatis mutandis pursuant to Article 27), the Specified Period pertaining to the Regulated Securities set forth in Article 24(1) as applied mutatis mutandis pursuant to Article 24(5); hereinafter the same shall apply in this paragraph and Article 185-7(19)) is not one year, the Prime Minister shall order said Issuer to pay to the national treasury an administrative monetary penalty equivalent to the amount obtained by the following: dividing the number of months of said business year by 12, and then multiplying such number by the above amount:  - 日本法令外国語訳データベースシステム
  • 第二十七条の二十六 金融商品取引業者(第二十八条第一項に規定する第一種金融商品取引業を行う者又は同条第四項に規定する投資運用業を行う者に限る。以下この条において同じ。)、銀行その他の内閣府令で定める者(第三項に規定する基準日を内閣総理大臣に届け出た者に限る。)が保有する株券等で当該株券等の発行者の事業活動に重大な変更を加え、又は重大な影響を及ぼす行為として政令で定めるもの(第四項及び第五項において「重要提案行為等」という。)を行うことを保有の目的としないもの(株券等保有割合が内閣府令で定める数を超えた場合及び保有の態様その他の事情を勘案して内閣府令で定める場合を除く。)又は国、地方公共団体その他の内閣府令で定める者(第三項に規定する基準日を内閣総理大臣に届け出た者に限る。)が保有する株券等(以下この条において「特例対象株券等」という。)に係る大量保有報告書は、第二十七条の二十三第一項本文の規定にかかわらず、株券等保有割合が初めて百分の五を超えることとなつた基準日における当該株券等の保有状況に関する事項で内閣府令で定めるものを記載したものを、内閣府令で定めるところにより、当該基準日から五日以内に、内閣総理大臣に提出しなければならない。
    Article 27-26 (1) A Report of Possession of Large Volume pertaining to Share Certificates, etc. which are held by a Financial Instruments Business Operator (limited to those who conduct the Type I Financial Instruments Business under Article 28(1), or who conduct the Investment Management Business under paragraph (4) of the same Article; hereinafter the same shall apply in this Article), a bank or any other person specified by a Cabinet Office Ordinance (limited to those who have notified the Reference Date specified in paragraph (3) to the Prime Minister) where the purpose of holding is not for effecting material changes in or giving material effect to the business activities of the issuer of said Share Certificates, etc., as specified by a Cabinet Order (referred to as "Act of Making Important Suggestion, etc." in paragraphs (4) and (5)) (excluding the cases where the Holding Ratio of Share Certificates, etc. exceeds the ratio specified by a Cabinet Office Ordinance, or other cases specified by a Cabinet Office Ordinance by taking into consideration the manner of holding and other circumstances), or which are held by the State, local government or other person specified by a Cabinet Office Ordinance (limited to those who have notified the Reference Date specified in paragraph (3) to the Prime Minister) (such Share Certificates, etc. are hereinafter collectively referred to as "Share Certificates, etc. Subject to Special Provisions" in this Article) shall, notwithstanding the provision of the main clause of Article 27-23(1), be submitted to the Prime Minister with a statement of the matters specified by a Cabinet Office Ordinance with regard to the status of holding of said Share Certificates, etc. as of the Reference Date when the Holding Ratio of Share Certificates, etc. have exceeded 5% for the first time, within five days from said Reference Date, pursuant to the provisions of a Cabinet Office Ordinance.  - 日本法令外国語訳データベースシステム
  • アフリカの成長は引き続き堅調であるが、依然として食料やエネルギー価格の高騰を含むショック影響を受けやすい。これらの価格の高騰は、最も脆弱な人々にとって大きな問題。高く安定した成長が広範な基礎を有する開発及びミレニアム開発目標を達成するために不可欠であり、アフリカへの援助倍増する公約を踏まえつつ、我々は、アフリカ諸国と協働し、持続可能な民間セクター主導の成長を進していくことにコミット。我々は、各国の成長戦略を支援する際、「アフリカにおける民間セクター主導成長のためのG8アクションプラン」における二つの柱、すなわち、①投資環境の改善、②金融セクタの強化、に支援の焦点を当てることを提唱。この点に関し、我々は、国境を横断する運輸回廊等、信性のあるインフラ整備のための支援を拡大しつつある。中小企業の能力向上、及び貿易のための援等を通じてアフリカ諸国の貿易促進のための努力、を支援。資源国における長期の財政規律等の良財政ガバナンスや、採掘産業透明性イニシアティブ(EITI)をより多くの国が実施すること重要性を確認さらに、公式経済へのアクセス向上の必要性を強調。我々は、地場金融機関の能力強化、アフリカのり手に対する現地通貨建て資金供給の促進、アフリカ諸国における現地債券市場の育成、及び外国らの送金の円滑化を助けていく。
    Growth in Africa remains robust, though it is still susceptible to shocks, including rising food and energy prices, which pose great challenges to the most vulnerable populations. As high, stable growth is critical to attaining broad-based development and the Millennium Development Goals, we are committed to working together with African countries to foster sustainable, private sector led growth, building on our commitments to double aid to Africa. In support of country specific growth strategies, we propose to focus on two pillars in our ''G-8 Action Plan for Private Sector Led Growth in Africa'': improving the investment climate; and strengthening the financial sector. In this regard, we are increasing contributions for the development of reliable infrastructures, such as cross-border transport corridors. We will support capacity building of small- and medium-sized enterprises and help African countries' efforts to promote their capacity to trade including through Aid for Trade. We affirm the importance of good financial governance, including long-term fiscal discipline for resource rich countries, and of broader implementation of the Extractive Industries Transparency Initiative. Furthermore, we underline the necessity of enhancing a greater access to the formal economy. We will help strengthen local financial institutions, promote local currency financing for African borrowers, enhance local bond market development in African countries, and facilitate remittance flows.  - 財務省
  • (1)本法51条の規定を妨げず、登録使用権者としての登録は次に掲げとおりとする。(a)登録官は、当該商標登録の所有者が所定の方式の書面による請求があれば、関連の当該商品若しくは役務について、又はその前提となる条件又は制限が有効であれば当該条件についても変更することができる。(b)登録官は、当該商標登録の所有者若しくは登録使用権者又はその他任意の登録使用権者の所定の方式の書面による請求があれば、当該登録を取り消すことができる。(c)登録官は、次に掲げる理由のいずれかにより、何人であれ所定の方式で書面による請求を行った場合、当該登録を取り消すことができる。(i)登録使用権者が許諾された使用以外の方法で、又は誤認若しくは混同を招くかそのおそれのあるような方法で、当該商標を使用したこと(ii)所有者又は登録使用権者が登録出願にとって重要な事実、それが正確に表明又は開示されていれば当該登録使用権者の登録申請拒絶が正当とされたであろう事実を偽って表明し、又は開示しなかったこと(iii)当該登録は、出願人がその実施に利害を有する契約の観点から当該登録により出願人に付与される権利を考慮すると設定されるべきではなかったこと(iv)出願日であったら登録使用権者の登録を求める出願の拒絶が正当化されていたであろう態様で、登録日以後に事情の変更があったこと(d)登録官は、すでに商標が登録されていない商品又は役務(場合に応じ)につき取り消すことができる。(e)登録官は、職権により、又は何人かにより所定の方式で書面の請求があれば、当該商標が使用されるはずの商品若しくは役務の品質に関する登録所有者と登録使用権者間の合意規定が発効していない、又は遵守されていないことを理由として、取り消すことができる。
    (1) Without prejudice to the provision of section 51 of this Act. the registration of a person as a registered user- (a) may be varied by Registrar as regards the goods or services in respect of which, or any conditions or restrictions subject to which, if has effect, on the application in writing in the prescribed manner of the registered proprietor of the trademark; (b) may be cancelled by the Registrar on the application in writing in the prescribed manner of the registered proprietor or of the registered user or of any other registered user of the trademark; (c) may be cancelled by the Registrar on the application in writing in the prescribed manner of any person on any of the following grounds, namely :- (i) that the Registered user has used the trademark otherwise than by way of the permitted use, or in such a way as to cause or to be likely to cause, deception or confusion; (ii) that the proprietor or the Registered user misrepresented, or failed to disclose, some fact material to the application for the registration, which if accurately represented or disclosed would have justified the refusal of the application for registration of the Registered user; (iii) that the registration ought not to have been effected having regard to rights vested in the applicant by virtue of a contract in the performance of which he is interested; (iv) that the circumstances have changed since the date of registration in such a way that at the date of such application for cancellation they would have justified the refusal of an application for registration of the registered user; (d) may be cancelled by the Registrar in respect of any goods or services, as the case may be, in relation to which the trademark is no longer Registered; (e) may be cancelled by the Registrar of his own motion or on the application in writing in the prescribed manner of any person, on the ground that any stipulation in the agreement between the Registered proprietor and the registered user regarding the quality of the goods or services in relation to which the trademark is to be used is either no being enforced or is not being complied with.  - 特許庁
  • 2 発行者が、重要な事項につき虚偽の記載がある四半期・半期・臨時報告書等(第二十四条の四の七第一項若しくは第二項(これらの規定を同条第三項(第二十七条において準用する場合を含む。)及び第二十七条において準用する場合を含む。)の規定による四半期報告書若しくは第二十四条の五第一項(同条第三項において準用する場合を含む。)若しくは第四項(これらの規定を第二十七条において準用する場合を含む。)の規定による半期報告書若しくは臨時報告書又は第二十四条の四の七第四項(第二十七条において準用する場合を含む。)及び第二十四条の五第五項(第二十七条において準用する場合を含む。)において準用する第七条、第九条第一項若しくは第十条第一項の規定による訂正報告書をいう。第百七十八条第五項並びに第百八十五条の七第二項及び第三項において同じ。)を提出したときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し、前項第一号に掲げる額(同項第二号に掲げる額が同項第一号に掲げる額を超えるときは、同項第二号に掲げる額)の二分の一に相当する額の課徴金を国庫に納付することを命じなければならない。この場合においては、同項ただし書の規定を準用する。
    (2) When an Issuer has submitted a Quarterly Securities Report, Semiannual Securities Report or Extraordinary Securities Report, etc. (referring to a Quarterly Securities Report under Article 24-4-7(1) or (2) (including the cases where they are applied mutatis mutandis pursuant to Article 24-4-7(3) (including the cases where it is applied mutatis mutandis pursuant to Article 27) and Article 27), or Semiannual Securities Report or Extraordinary Securities Report under Article 24-5, paragraph (1) (including the cases where it is applied mutatis mutandis pursuant to Article 24-5(3)) or paragraph (4) (including the cases where they are applied mutatis mutandis pursuant to Article 27), or Amendments under Article 7, Article 9(1) or Article 10(1) as applied mutatis mutandis pursuant to Article 24-4-7(4) (including the cases where it is applied mutatis mutandis pursuant to Article 27) and Article 24-5(5) (including the cases where it is applied mutatis mutandis pursuant to Article 27); hereinafter the same shall apply in Article 178(5) and Article 185-7(2) and (3)) which contains any misstatement on important matters, the Prime Minister shall, in accordance with the procedures set forth in the following Section, order said Issuer to pay to the national treasury an administrative monetary penalty equivalent to half of the amount listed in item (i) of the preceding paragraph (when the amount listed in item (ii) of said paragraph exceeds the amount listed in item (i) of said paragraph, the amount listed in item (ii) of said paragraph). In this case, the proviso to the preceding paragraph shall apply mutatis mutandis.  - 日本法令外国語訳データベースシステム
  • 6. 我々は、金融セクター改革を続けることにコミットしている。良い進捗はあったものの、まだ多くの作業が残っている。我々は、流動性基準について合意した観察期間と見直し条項を十分に考慮しつつ、合意した期限内に銀行に対するバーゼルⅢの新たな基準を完全に実施する。同様に、我々は、国際的に整合的かつ無差別な方法で、店頭デリバティブや信用格付会社の格付への依存抑制に関する FSB 提言を実施する。我々は、2011 年の FSB 作業計画において予定されている、システム上重要な金融機関に関し進行中の以下の作業を次回のサミットまでに完了することを期待している:指標となる基準を基にした、FSB 及び各国当局によるグローバルなシステム上の重要性を有する金融機関の決定/より密度の高い監督・監視、クロスボーダーの文脈も含めた実効的な破綻処理能力、各国の状況に応じて追加的な資本賦課・コンティンジェントキャピタル・ベイルイン条項付き債務を含み得る実行可能な選択肢のメニューを通じたより高い損失吸収力のための措置、負担金を含めた各国当局が決定するその他の補完的な措置、を含む包括的かつ多角的な枠組み。当初 G-SIFIs に適用される枠組みに合意したところで、我々は全ての SIFIs をカバーすべく速やかに動く。我々は、BIS、IMF 及び FSB によるマクロ健全性の枠組みについての報告、FSB、IMF 及び世界銀行が各国当局からのインプットを受けてまとめる新興市場・途上国における金融の安定に関する課題についての報告、の 2 つの報告が 10 月の会合までに最終化されることを期待している。我々は、シャドーバンキング及びシャドーバンキングと規制された銀行システムとの相互関係に伴うリスク、とりわけ裁定行為のリスクに実効的に対処するため、FSB が 2011 年半ばまでに策定することになっているシャドーバンキングシステムの規制及び監視に関する提言に期待している。我々は、IOSCO に対し、特に最新の技術発展がもたらすリスクを抑制するために市場の健全性及び効率性を促進する提言を 2011 年半ばまでに策定するよう求める。我々はまた、FSB に対し、FSB のガバナンス、リソース、アウトリーチを強化するための包括的な提言を次回の会合のために提出するよう求める。我々は、ピッツバーグにおいて G20 首脳により合意されたより健全な報酬慣行に関する FSB 原則及び基準を全ての国・地域が完全に実施するよう促し、FSB にこの分野における継続的なモニタリングの実施を求め、残っているギャップを特定するための徹底した第 2 回 FSB ピア・レビューの結果を本年半ばまでに受け取ることを期待している。我々は、OECD、FSB 及びその他関係する国際機関に対し、金融サービス分野における消費者保護についての共通原則を 10 月の会合までに策定するよう求める。我々は、バーゼル委員会の原則に基づく銀行の定期的なストレステストを含む、より実効的な監視・監督にコミットすることを再確認する。
    6. We commit to pursuing the reform of the financial sector. Despite good progress, significant work remains. We will implement fully the Basel III new standards for banks within the agreed timelines while taking due account of the agreed observation periods and review clauses in respect of the liquidity standards. Likewise, we will implement in an internationally consistent and non-discriminatory way the FSB's recommendations on OTC derivatives and on reducing reliance on credit rating agencies' ratings. We look forward to the completion by the next Leaders' Summit of the following ongoing work on systemically important financial institutions as scheduled in the FSB work program for 2011: determination of Global-systemically important financial institutions by FSB and national authorities based on indicative criteria, a comprehensive multi-pronged framework with more intensive supervisory oversight; effective resolution capacity including in a cross-border context; higher loss absorbency measures through a menu of viable alternatives that may include, depending on national circumstances, capital surcharges, contingent capital and bail-in instruments ; and other supplementary requirements as determined by the national authorities including systemic levies. Once the framework initially applicable to G-SIFIs is agreed, we will move expeditiously to cover all SIFIs. We look forward to the reports to be finalized by the BIS, IMF and FSB on macro-prudential frameworks and by the FSB, IMF and World Bank with input of national authorities on financial stability issues in emerging market and developing economies by our October meeting. We look forward to the recommendations that the FSB will prepare by mid-2011 on regulation and oversight of the shadow banking system to efficiently address the risks, notably of arbitrage, associated with shadow banking and its interactions with the regulated banking system. We call on IOSCO to develop by mid-2011 recommendations to promote markets' integrity and efficiency notably to mitigate the risks created by the latest technological developments. We also call on the FSB to bring forward for our next meeting comprehensive proposals to strengthen its governance, resources and outreach. We urge all jurisdictions to fully implement the FSB principles and standards on sounder compensation practices agreed by the G20 Leaders in Pittsburgh and call on the FSB to undertake ongoing monitoring in this area and look forward to receiving the results of a second thorough FSB peer review midyear to identify remaining gaps. We call on the OECD, the FSB and other relevant international organizations to develop common principles on consumer protection in the field of financial services by our October meeting. We reaffirm our commitment to more effective oversight and supervision, including regular stress testing of banks building on the Basel committee's principles.  - 財務省
  • 第二十三条の十一 内閣総理大臣は、発行登録書及びその添付書類、第二十三条の四、第二十三条の九第一項若しくは前条第一項(同条第五項において準用する場合を含む。)の規定による訂正発行登録書又は発行登録追補書類及びその添付書類並びにこれらの書類に係る参照書類のうちに重要な事項について虚偽の記載がある場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、当該発行登録書及びその添付書類、当該訂正発行登録書若しくは当該発行登録追補書類及びその添付書類(以下この条において「発行登録書類等」という。)又は当該発行登録書類等の提出者がこれを提出した日から一年以内に提出する第五条第一項に規定する届出書若しくは発行登録書若しくは発行登録追補書類について、これらの書類の提出者に対し、公益又は投資者保護のため相当と認められる期間、当該発行登録書類等に係る発行登録の効力、当該届出書に係る届出の効力若しくは当該発行登録書若しくは当該発行登録追補書類に係る発行登録の効力の停止を命じ、又は第八条第一項(第二十三条の五第一項において準用する場合を含む。)に規定する期間を延長することができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
    Article 23-11 (1) In cases where a Shelf Registration Statement or the documents attached thereto, an Amended Shelf Registration Statement submitted under Article 23-4, Article 23-9(1) or paragraph (1) of the preceding Article (including the cases where it is applied mutatis mutandis pursuant to Article 23-10(5)), or Shelf Registration Supplements or the documents attached thereto, or Reference Documents referenced in any of the foregoing, contains any fake statements on important matters, if the Prime Minister finds it necessary and appropriate for the public interest or protection of investors, he/she may, with regard to the Shelf Registration Statement or the documents attached thereto, or the Amended Shelf Registration Statement, or the Shelf Registration Supplements or the documents attached thereto (hereinafter collectively referred to as "Shelf Registration Documents" in this Article) or statements submitted under Article 5(1), other Shelf Registration Statements or other Shelf Registration Supplements submitted by the person who submitted the Shelf Registration Documents during the period within one year from the day when the person submitted the Shelf Registration Documents, order the suspension of effect of the Shelf Registration pertaining to the Shelf Registration Documents, the suspension of effect of the notification pertaining to the statements under Article 5(1) or the suspension of effect of the Shelf Registration pertaining to the other Shelf Registration Statements, or other Shelf Registration Supplements, or extend the period stipulated in Article 8(1) (including the cases where it is applied mutatis mutandis pursuant to Article 23-5(1)), for the period that he/she considers appropriate for the public interest or protection of investors. In this case, a hearing shall be held irrespective of the categories of procedures for hearing statements of opinion under Article 13(1) of the Administrative Procedure Act.  - 日本法令外国語訳データベースシステム
  • 7 第二十七条の八第一項から第五項までの規定は、公開買付報告書について準用する。この場合において、第二十七条の八第一項中「訂正届出書」とあるのは「訂正報告書」と、同条第二項中「当該公開買付期間の末日までの間において、買付条件等の変更(第二十七条の十第三項の規定による買付け等の期間の延長を除く。)その他の公開買付届出書に記載すべき重要な事項の変更その他当該公開買付届出書の内容を訂正すべき内閣府令で定める事情がある」とあるのは「第二十七条の二十二の二第二項において準用する第二十七条の十三第五項に規定するあん分比例方式により買付け等をする上場株券等の数が確定した」と、「訂正届出書」とあるのは「訂正報告書」と、同条第三項中「訂正届出書」とあるのは「訂正報告書」と、「買付条件等がこの節の規定」とあるのは「買付け等に係る受渡しその他の決済が第二十七条の二十二の二第二項において準用する第二十七条の十三第四項(第一号を除く。)及び第二十七条の十三第五項の規定」と、「買付条件等の変更が第二十七条の六第一項の規定」とあるのは「買付け等をする上場株券等の数の計算の結果が第二十七条の二十二の二第二項において準用する第二十七条の十三第五項に規定する内閣府令で定めるあん分比例方式」と、同条第四項中「訂正届出書」とあるのは「訂正報告書」と、同条第五項中「第三項の規定による処分」とあるのは「第二十七条の二十二の二第七項において準用する第三項及び前項の規定による処分」と、「末日(当該末日後に提出される訂正届出書に係る処分にあつては、当該末日の翌日から起算して五年を経過した日)後は、することができないものとし、前項の規定による処分は、当該末日」とあるのは「末日」と読み替えるものとする。
    (7) Article 27-8(1) to (5) shall apply mutatis mutandis to a Tender Offer Report. In this case, the term "amendment" in Article 27-8(1) shall be deemed to be replaced with "amendment report"; the part "there occurs any change in the Terms of Purchase, etc. (excluding the extension of the period for Purchase, etc. made under Article 27-10(3)) or in the important matters to be stated in a Tender Offer Notification, or any other circumstance specified by a Cabinet Office Ordinance as that which requires amendment of a Tender Offer Notification, during the period after the day on which the Tender Offer Notification was submitted but before the last day of the Tender Offer Period" and the term "amendment" in Article 27-8(2) shall be deemed to be replaced with "the number of Listed Share Certificates, etc. of which Purchase, etc. is to be made is fixed by the Method of Proportional Distribution set forth in Article 27-13(5) as applied mutatis mutandis pursuant to Article 27-22-2(2) during the period after the day on which the Tender Offer Notification was submitted" and "amendment report," respectively; the term "amendment" and the parts "the Terms of Purchase, etc. stated in the Tender Offer Notification do not comply with the provisions of this Section" and "the change in the Terms of Purchase, etc. stated in the amendment violates Article 27-6(1)" in Article 27-8(3) shall be deemed to be replaced with "amendment report," "the delivery and other settlement methods stated in the Tender Offer Notification do not comply with Article 27-13(4) (excluding 27-13(4)(i)) and Article 27-13(5) as applied mutatis mutandis pursuant to Article 27-22-2(2)" and "the result of calculation for deciding the number of Listed Share Certificates, etc. of which Purchase, etc. is to be made stated in the amendment contravenes the method of proportional distribution specified by a Cabinet Office Ordinance set forth in Article 27-13(5) as applied mutatis mutandis pursuant to Article 27-22-2(2)"; the term "amendment" in Article 27-8(4) shall be deemed to be replaced with "amendment report"; the term "disposition under paragraph (3)"; and the part "the last day of the Tender Offer Period (including the period to be extended under paragraph (8); the same shall apply in paragraph (7)) (or, in the cases of the disposition resulting in the submission of an amendment report after the last day of the Tender Offer Period, after the day when five years have elapsed from the day following the last day), and the disposition under the preceding paragraph may not be given after the day when five years have elapsed from the day following the last day." in Article 27-8(5) shall be deemed to be replaced with "disposition under paragraph (3) and the preceding paragraph as applied mutatis mutandis pursuant to Article 27-22(7)" and "the day when five years have elapsed from the day following the last day of the Tender Offer Period," respectively.  - 日本法令外国語訳データベースシステム
  • 3 第二十七条の三第四項並びに第二十七条の八第一項から第六項までの規定は、公開買付報告書について準用する。この場合において、第二十七条の三第四項中「発行者(当該公開買付届出書を提出した日において、既に当該発行者の株券等に係る公開買付届出書の提出をしている者がある場合には、当該提出をしている者を含む。)」とあるのは「発行者」と、第二十七条の八第一項中「訂正届出書」とあるのは「訂正報告書」と、同条第二項中「当該公開買付期間の末日までの間において、買付条件等の変更(第二十七条の十第三項の規定による買付け等の期間の延長を除く。)その他の公開買付届出書に記載すべき重要な事項の変更その他当該公開買付届出書の内容を訂正すべき内閣府令で定める事情がある」とあるのは「第二十七条の十三第五項に規定するあん分比例方式により買付け等をする株券等の数が確定した」と、「訂正届出書」とあるのは「訂正報告書」と、同条第三項中「訂正届出書」とあるのは「訂正報告書」と、「買付条件等がこの節の規定」とあるのは「買付け等に係る受渡しその他の決済が第二十七条の十三第四項及び第五項の規定」と、「買付条件等の変更が第二十七条の六第一項の規定」とあるのは「買付け等をする株券等の数の計算の結果が第二十七条の十三第五項に規定する内閣府令で定めるあん分比例方式」と、同条第四項中「訂正届出書」とあるのは「訂正報告書」と、同条第五項中「第三項の規定による処分」とあるのは「第二十七条の十三第三項において準用する第三項及び前項の規定による処分」と、「末日(当該末日後に提出される訂正届出書に係る処分にあつては、当該末日の翌日から起算して五年を経過した日)後は、することができないものとし、前項の規定による処分は、当該末日」とあるのは「末日」と、同条第六項中「第一項から第四項まで」とあるのは「第二十七条の十三第三項において準用する第一項から第四項まで」と、「訂正届出書」とあるのは「訂正報告書」と読み替えるものとする。
    (3) Article 27-3(4) and Article 27-8(1) to (6) inclusive shall apply mutatis mutandis to a Tender Offer Report. In this case, the part "the Issuer of the Share Certificates, etc. to which the Tender Offer is made (and the person who has already submitted a Tender Offer Notification with regard to any Share Certificates, etc. issued by the Issuer as of the day on which the Tender Offer Notification is submitted, if any)" in Article 27-3(4) shall be deemed to be replaced with "the Issuer"; the term "amendment" in Article 27-8(1) shall be deemed to be replaced with "amendment report"; the part "there occurs any change in the Terms of Purchase, etc. (excluding the extension of the period for Purchase, etc. made under Article 27-10(3)) or in the important matters to be stated in a Tender Offer Notification, or any other circumstance specified for by a Cabinet Office Ordinance as that which requires amendment of a Tender Offer Notification," "submitted but before the last day of the Tender Offer Period" and the term "amendment" in Article 27-8(2) shall be deemed to be replaced with "the number of Share Certificates, etc. of which Purchase, etc. is to be made is fixed by the Method of Proportional Distribution set forth in Article 27-13(5)," "submitted" and "amendment report"; the terms "amendment," "the Terms of Purchase, etc.," "the provisions of this Section," "the change in the Terms of Purchase, etc.," and "violates Article 27-6(1)" in Article 27-8(3) shall be deemed to be replaced with "amendment report," "delivery and other settlement methods," "Article 27-13(4) and (5)," "the result of calculation for deciding the number of Share Certificates, etc. of which Purchase, etc. is to be made," and "contravenes the method of proportional distribution specified by a Cabinet Office Ordinance set forth in Article 27-13(5)," respectively; the term "amendment" in Article 27-8(4) shall be deemed to be replaced with "amendment report"; the parts "disposition under paragraph (3)" and "the last day of the Tender Offer Period (including the period to be extended under paragraph (8); the same shall apply in paragraph (7)) (or, in the cases of the disposition resulting in the submission of an amendment report after the last day of the Tender Offer Period, after the day when five years have elapsed from the day following the last day), and the disposition under the preceding paragraph may not be given after the day when five years have elapsed from the day following the last day." in Article 27-8(5) shall be deemed to be replaced with "disposition under paragraph (3) and the preceding paragraph as applied mutatis mutandis pursuant to Article 27-13(3)" and "the day when five years have elapsed from the day following the last day of the Tender Offer Period," respectively; and the terms "amendment" and "paragraphs (1) to (4) inclusive" in Article 27-8(4) shall be deemed to be replaced with "amendment report" and "paragraphs (1) to (4) inclusive as applied mutatis mutandis pursuant to Article 27-13(3)," respectively.  - 日本法令外国語訳データベースシステム
  • 2 第二十七条の二第二項から第六項まで、第二十七条の三(第一項後段及び第二項第二号を除く。)、第二十七条の四、第二十七条の五(各号列記以外の部分に限る。第五項及び第二十七条の二十二の三第五項において同じ。)、第二十七条の六から第二十七条の九まで(第二十七条の八第六項、第十項及び第十二項を除く。)、第二十七条の十一から第二十七条の十五まで(第二十七条の十一第四項並びに第二十七条の十三第三項及び第四項第一号を除く。)、第二十七条の十七、第二十七条の十八、第二十七条の二十一第一項及び前条第一項の規定は、前項の規定により公開買付けによる買付け等を行う場合について準用する。この場合において、これらの規定(第二十七条の三第四項及び第二十七条の十一第一項ただし書を除く。)中「株券等」とあるのは「上場株券等」と、第二十七条の二第六項中「売付け等(売付けその他の有償の譲渡をいう。以下この章において同じ。)」とあるのは「売付け等」と、第二十七条の三第二項中「次に」とあるのは「第一号及び第三号に」と、同項第一号中「買付け等の期間(前項後段の規定により公告において明示した内容を含む。)」とあるのは「買付け等の期間」と、同条第三項中「公開買付者、その特別関係者(第二十七条の二第七項に規定する特別関係者をいう。以下この節において同じ。)その他政令で定める関係者」とあるのは「公開買付者その他政令で定める関係者」と、同条第四項前段中「当該公開買付けに係る株券等の発行者(当該公開買付届出書を提出した日において、既に当該発行者の株券等に係る公開買付届出書の提出をしている者がある場合には、当該提出をしている者を含む。)に送付するとともに、当該公開買付けに係る株券等が次の各号に掲げる株券等に該当する場合には、当該各号に掲げる株券等の区分に応じ、当該各号に定める者」とあるのは「次の各号に掲げる当該公開買付けに係る上場株券等の区分に応じ、当該各号に定める者に送付するとともに、当該公開買付届出書を提出した日において、既に当該公開買付者が発行者である株券等に係る公開買付届出書の提出をしている者がある場合には、当該提出をしている者」と、同項各号中「株券等」とあるのは「上場株券等」と、第二十七条の五ただし書中「次に掲げる」とあるのは「政令で定める」と、第二十七条の六第一項第一号中「買付け等の価格の引下げ(公開買付開始公告及び公開買付届出書において公開買付期間中に対象者(第二十七条の十第一項に規定する対象者をいう。)が株式の分割その他の政令で定める行為を行つたときは内閣府令で定める基準に従い買付け等の価格の引下げを行うことがある旨の条件を付した場合に行うものを除く。)」とあるのは「買付け等の価格の引下げ」と、同条第二項中「買付条件等の変更の内容(第二十七条の十第三項の規定により買付け等の期間が延長された場合における当該買付け等の期間の延長を除く。)」とあるのは「買付条件等の変更の内容」と、第二十七条の八第二項中「買付条件等の変更(第二十七条の十第三項の規定による買付け等の期間の延長を除く。)」とあるのは「買付条件等の変更」と、第二十七条の十一第一項ただし書中「公開買付者が公開買付開始公告及び公開買付届出書において公開買付けに係る株券等の発行者若しくはその子会社(会社法第二条第三号に規定する子会社をいう。)の業務若しくは財産に関する重要な変更その他の公開買付けの目的の達成に重大な支障となる事情(政令で定めるものに限る。)が生じたときは公開買付けの撤回等をすることがある旨の条件を付した場合又は公開買付者に関し破産手続開始の決定その他の政令で定める重要な事情の変更が生じた」とあるのは「当該公開買付けにより当該上場株券等の買付け等を行うことが他の法令に違反することとなる場合又は他の法令に違反することとなるおそれがある事情として政令で定める事情が生じた」と、第二十七条の十三第四項中「次に掲げる条件を付した場合(第二号の条件を付す場合にあつては、当該公開買付けの後における公開買付者の所有に係る株券等の株券等所有割合(第二十七条の二第八項に規定する株券等所有割合をいい、当該公開買付者に同条第一項第一号に規定する特別関係者がある場合にあつては、当該特別関係者の所有に係る株券等の同条第八項に規定する株券等所有割合を加算したものをいう。)が政令で定める割合を下回る場合に限る。)」とあるのは「第二号に掲げる条件を付した場合」と、第二十七条の十四第一項中「、意見表明報告書及び対質問回答報告書(これらの」とあるのは「(その」と、同条第三項中「並びに第二十七条の十第九項(同条第十項において準用する場合を含む。)及び第十三項(同条第十四項において準用する場合を含む。)の規定」とあるのは「の規定」と、第二十七条の十五第一項中「、公開買付報告書、意見表明報告書又は対質問回答報告書」とあるのは「又は公開買付報告書」と、同条第二項中「公開買付者等及び対象者」とあるのは「公開買付者等」と、前条第一項中「公開買付者若しくはその特別関係者」とあるのは「公開買付者」と読み替えるものとする。
    (2) Article 27-2(2) to (6) inclusive, Article 27-3 (excluding the second sentence of paragraph (1) and item (ii) of paragraph (2)), Article 27-4, Article 27-5 (limited to the non-itemized part thereof; the same shall apply in paragraph (5) and Article 27-22-3(5)), Articles 27-6 to 27-9 inclusive (excluding Article 27-8(6), (10) and (12)), Article 27-11 to 15 inclusive (excluding Article 27-11(4) and Article 27-13(3) and (4)(i)), Article 27-17, Article 27-18, Article 27-21(1) and paragraph (1) of the preceding Article shall apply mutatis mutandis to Purchase, etc. conducted under the preceding paragraph by means of Tender Offer. In this case, the term "Share Certificates, etc." in these provisions (excluding Article 27-3(4) and the proviso to Article 27-11(1)) shall be deemed to be replaced with "Listed Share Certificates, etc."; the term "Sales, etc. (meaning sales or other type of transfer for value; hereinafter the same shall apply in this Section)" shall be deemed to be replaced with "Sales, etc."; the term "the following matters" in Article 27-3(2) shall be deemed to be replaced with "the matters listed in items (i) and (iii) below"; the part "period of Purchase, etc. (including the statement included in the public notice under the second sentence of the preceding paragraph)" in Article 27-3(2)(i) shall be deemed to be replaced with "period of Purchase, etc."; the part "The Tender Offeror, Persons in Special Relationship with the Tender Offeror (meaning Persons in Special Relationship as defined in Article 27-2(7); hereinafter the same shall apply in this Section), or other person concerned as specified by a Cabinet Order" in Article 27-3(3) shall be deemed to be replaced with "the Tender Offeror or other person concerned as specified by a Cabinet Order"; the part "to the Issuer of the Share Certificates, etc. to which the Tender Offer is made (and the person who has already submitted a Tender Offer Notification with regard to any Share Certificates, etc. issued by the Issuer as of the day on which the Tender Offer Notification is submitted, if any), and, if the Share Certificates, etc. for which the Tender Offer is made fall under any of the categories listed in the following items, also send a copy of the Tender Offer Notification to the exchange or association specified in the following items for each kind of Share Certificates, etc. set forth in the respective items" in the first sentence of Article 27-3(4) shall be deemed to be replaced with "to the exchange or association specified in the following items for each kind of Securities set forth in the respective items, and also send a copy of the Tender Offer Notification to the person who has already submitted a Tender Offer Notification with regard to any Share Certificates, etc. issued by the Issuer as of the day on which the Tender Offer Notification is submitted, if any"; the term "Share Certificates, etc." in the items of Article 27-3(4) shall be deemed to be replaced with "Listed Share Certificates, etc."; the part "lower the price for Purchase, etc. (excluding those implemented in cases where the Public Notice for Commencing Tender Offer and the Tender Offer Notification state as one of the Terms of Purchase, etc. that the price for Purchase, etc. may be lowered according to standards specified by a Cabinet Office Ordinance if the Subject Company (meaning Subject Company defined in Article 27-10(1)) conducts share split or other act specified by a Cabinet Order.)" in Article 27-6(1)(i) shall be deemed to be replaced with "lower the price for Purchase, etc."; the part "the details of the change in the Terms of Purchase, etc. (excluding the extension of the period for Purchase, etc. made under Article 27-10(3))" in Article 27-6(2) shall be deemed to be replaced with "the details of the change in the Terms of Purchase, etc."; the part "any change in the Terms of Purchase, etc. (excluding the extension of the period for Purchase, etc. made under Article 27-10(3))" in Article 27-8(2) shall be deemed to be replaced with "any change in the Terms of Purchase, etc."; the part "the Tender Offeror states as one of the Terms of Purchase, etc. in the Public Notice for Commencing Tender Offer and Tender Offer Notification that the Tender Offer may be withdrawn if there occurs any important change in the business or property of the Issuer of the Share Certificates, etc. for which the Tender Offer is made or its Subsidiary (meaning Subsidiary as defined in Article 2(iii) of the Companies Act) or there occurs any other circumstance that would significantly impede the achievement of the purpose of the Tender Offer (limited to those specified by a Cabinet Order), or where a decision of commencement of bankruptcy proceedings is made against the Tender Offeror or there occurs any other material change in circumstances as specified by a Cabinet Order" in the proviso to Article 27-11(1) shall be deemed to be replaced with "Purchase, etc. of Listed Share Certificates, etc. conducted through the Tender Offer violates other laws and regulations or where there occurs any circumstances specified by a Cabinet Order as those involving the risk of violation of other laws and regulations"; the part "states any of the following as one of the Terms of Purchase, etc. in the Public Notice for Commencing Tender Offer and Tender Offer Notification (with regard to the term specified in item (ii), limited to cases where the Share Certificates, etc. Holding Rate (meaning Share Certificates, etc. Holding Rate as defined in Article 27-2(8)) of Share Certificates, etc. in possession by the Tender Offeror after the Tender Offer, or, in cases where there are Persons in Special Relationship as specified in Article 27-2(1)(i) with the Tender Offeror, the Share Certificates, etc. Holding Rate calculated by adding the Share Certificates, etc. Holding Rate of the Persons in Special Relationship as defined in Article 27-2(8) to that for the person who conducted the Purchase, etc.) will not exceed the rate specified by a Cabinet Order)" in Article 27-13(4) shall be deemed to be replaced with "states the term specified in item (ii) below as one of the Terms of Purchase, etc. in the Public Notice for Commencing Tender Offer and Tender Offer Notification"; the part ", the Subject Company's Position Statement and the Tender Offeror's Answer (including" in Article 27-14(1) shall be deemed to be replaced with "(including"; the part ", Article 27-10(9) (including the cases where it is applied mutatis mutandis pursuant to Article 27-10(10)) and Article 27-10(13) (including the cases where it is applied mutatis mutandis pursuant to Article 27-10(14)) at" in Article 27-14(3) shall be deemed to be replaced with "at"; the part ", Tender Offer Report, Subject Company's Position Statement or Tender Offeror's Answer" in Article 27-15(1) shall be deemed to be replaced with "or Tender Offer Report"; the term "Tender Offeror, etc. and the Subject Company" in Article 27-15(2) shall be deemed to be replaced with "Tender Offeror"; and the term "Tender Offeror, Persons in Special Relationship with the Tender Offeror" in paragraph (1) of the preceding Article shall be deemed to be replaced with "Tender Offeror."  - 日本法令外国語訳データベースシステム
  • 第二十四条 有価証券の発行者である会社は、その会社が発行者である有価証券(特定有価証券を除く。次の各号を除き、以下この条において同じ。)が次に掲げる有価証券のいずれかに該当する場合には、内閣府令で定めるところにより、事業年度ごとに、当該会社の商号、当該会社の属する企業集団及び当該会社の経理の状況その他事業の内容に関する重要な事項その他の公益又は投資者保護のため必要かつ適当なものとして内閣府令で定める事項を記載した報告書(以下「有価証券報告書」という。)を、当該事業年度経過後三月以内(当該会社が外国会社である場合には、公益又は投資者保護のため必要かつ適当なものとして政令で定める期間内)に、内閣総理大臣に提出しなければならない。ただし、当該有価証券が第三号に掲げる有価証券(株券その他の政令で定める有価証券に限る。)に該当する場合においてその発行者である会社(報告書提出開始年度(当該有価証券の募集又は売出しにつき第四条第一項本文若しくは第二項本文又は第二十三条の八第一項本文若しくは第二項の規定の適用を受けることとなつた日の属する事業年度をいい、当該報告書提出開始年度が複数あるときは、その直近のものをいう。)終了後五年を経過している場合に該当する会社に限る。)の当該事業年度の末日及び当該事業年度の開始の日前四年以内に開始した事業年度すべての末日における当該有価証券の所有者の数が政令で定めるところにより計算した数に満たない場合であつて有価証券報告書を提出しなくても公益又は投資者保護に欠けることがないものとして内閣府令で定めるところにより内閣総理大臣の承認を受けたとき、当該有価証券が第四号に掲げる有価証券に該当する場合において、その発行者である会社の資本金の額が当該事業年度の末日において五億円未満(当該有価証券が第二条第二項の規定により有価証券とみなされる有価証券投資事業権利等である場合にあつては、当該会社の資産の額として政令で定めるものの額が当該事業年度の末日において政令で定める額未満)であるとき、及び当該事業年度の末日における当該有価証券の所有者の数が政令で定める数に満たないとき、並びに当該有価証券が第三号又は第四号に掲げる有価証券に該当する場合において有価証券報告書を提出しなくても公益又は投資者保護に欠けることがないものとして政令で定めるところにより内閣総理大臣の承認を受けたときは、この限りでない。
    Article 24 (1) When Securities (excluding Regulated Securities; hereinafter the same shall apply in this Article, except in the following items) issued by a company fall under any of the categories specified in the following items, the company shall submit, for each business year, a report stating the trade name of the company, financial conditions of the Corporate Group to which the company belongs and of the company, other important matters concerning the company's business and other matters specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors (hereinafter referred to as an "Annual Securities Report") to the Prime Minister within three months after the end of that business year (or, in the case of a foreign company, within the period specified by a Cabinet Order as the period necessary and appropriate for the public interest or protection of investors) pursuant to the provisions of a Cabinet Office Ordinance; provided however, that this shall not apply to cases where the Securities issued by the company fall under the category of Securities specified in item (iii) below (limited to share certificates and other Securities specified by a Cabinet Order) and the numbers of holders of the Securities on the last day of that business year and on the respective last days of the business years that began within four years before the day on which that business year began are fewer than the number calculated pursuant to the provisions of a Cabinet Order, if the Prime Minister approves pursuant to the provisions of a Cabinet Office Ordinance that even if the company does not submit Annual Securities Reports, the public interest or protection of investors would not be impaired (limited to the company for which five years have already passed after the end of the Starting Year of the Report Submission (meaning the business year that includes the day on which the main clause of Article 4(1) or (2) or the main clause of Article 23-8(1) or (2) became applicable to the Public Offering or Secondary Distribution of the Securities, or, the latest one of such business years); where the Securities issued by the company fall under the category of Securities specified in item (iv) below, if the amount of the stated capital of the company is less than 500 million yen (or if, in cases where the Securities are Rights in Securities Investment Business, etc. that shall be deemed as Securities under Article 2(2), the amount that is specified by a Cabinet Order as the amount of the stated capital of the company is less than the amount specified by a Cabinet Order on the last day of that business year) or if the number of holders of the Securities on the last day of that business year are fewer than the number specified by a Cabinet Order; and where the Securities issued by the company fall under the category of Securities specified in item (iii) or (iv) below, if the Prime Minister approves as specified by a Cabinet Order that even if the company does not submit Annual Securities Reports, the public interest or protection of investors would not be impaired.  - 日本法令外国語訳データベースシステム
  • 第三百条の二 金融商品取引法第三章第一節第五款(第三十四条の二第六項から第八項まで(特定投資家が特定投資家以外の顧客とみなされる場合)並びに第三十四条の三第五項及び第六項(特定投資家以外の顧客である法人が特定投資家とみなされる場合)を除く。)(特定投資家)及び第四十五条(第三号及び第四号を除く。)(雑則)の規定は保険会社等若しくは外国保険会社等又は保険仲立人が行う特定保険契約(金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動により損失が生ずるおそれ(当該保険契約が締結されることにより顧客の支払うこととなる保険料の合計額が、当該保険契約が締結されることにより当該顧客の取得することとなる保険金、返戻金その他の給付金の合計額を上回ることとなるおそれをいう。)がある保険契約として内閣府令で定めるものをいう。以下この条において同じ。)又は顧客のために特定保険契約の締結の媒介を行うことを内容とする契約の締結について、同章第二節第一款(第三十五条から第三十六条の四まで(第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等)、第三十七条第一項第二号(広告等の規制)、第三十七条の二(取引態様の事前明示義務)、第三十七条の三第一項第二号及び第六号並びに第三項(契約締結前の書面の交付)、第三十七条の五(保証金の受領に係る書面の交付)、第三十七条の六(書面による解除)、第三十八条第一号及び第二号並びに第三十八条の二(禁止行為)、第三十九条第三項ただし書及び第五項(損失補てん等の禁止)、第四十条の二(最良執行方針等)並びに第四十条の三(分別管理が確保されていない場合の売買等の禁止)を除く。)(通則)の規定は保険会社等、外国保険会社等、保険募集人又は保険仲立人が行う特定保険契約の締結又はその代理若しくは媒介について、それぞれ準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定保険契約等」と、「金融商品取引業」とあるのは「特定保険契約の締結又はその代理若しくは媒介の業務」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為(第二条第八項各号に掲げる行為をいう。以下同じ。)」とあるのは「特定保険契約(保険業法第三百条の二に規定する特定保険契約をいう。以下同じ。)又は顧客のために特定保険契約の締結の媒介」と、同法第三十七条第二項中「金融商品取引行為」とあるのは「特定保険契約の締結」と、同法第三十七条の三第一項中「締結しようとするとき」とあるのは「締結しようとするとき、又は特定保険契約の締結の代理若しくは媒介を行うとき」と、「次に掲げる事項」とあるのは「次に掲げる事項その他保険業法第三百条第一項第一号に規定する保険契約の契約条項のうち重要な事項」と、同項第一号中「金融商品取引業者等」とあるのは「特定保険契約等を締結する保険会社等(保険業法第二条の二第一項に規定する保険会社等をいう。)、外国保険会社等(同法第二条第七項に規定する外国保険会社等をいう。)又は保険仲立人(同条第二十五項に規定する保険仲立人をいう。)」と、同項第五号中「金融商品取引行為」とあるのは「特定保険契約の締結」と、同法第三十八条第一項中「使用人」とあるのは「使用人(保険募集人(保険業法第二条第二十三項に規定する保険募集人をいう。)を除く。第三十九条第三項において同じ。)」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)」とあるのは「特定保険契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあるのは「特定保険契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)」とあるのは「顧客」と、「損失」とあるのは「損失(当該特定保険契約が締結されることにより顧客の支払う保険料の合計額が当該特定保険契約が締結されることにより当該顧客の取得する保険金、返戻金その他の給付金の合計額を上回る場合における当該保険料の合計額から当該保険金、返戻金その他の給付金の合計額を控除した金額をいう。以下この条において同じ。)」と、「補足するため」とあるのは「補足するため、当該特定保険契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定保険契約の締結」と、「有価証券等」とあるのは「特定保険契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定保険契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定保険契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定保険契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十条第一号中「金融商品取引行為」とあるのは「特定保険契約等の締結」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三(第一項各号に掲げる事項に係る部分に限り、同項第二号及び第六号並びに第三項を除く。)及び第三十七条の四」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
    Article 300-2 The provision of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will be Deemed to be a Customer Other than Professional Investor) and Article 34-3, paragraphs (5) and (6) (Cases Where a Juridical Person who Is a Customer Other Than Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investor) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provision) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to the conclusion of a specified insurance contract (meaning an insurance contract specified by a Cabinet Office Ordinance as entailing the risk of loss due to any change in interest rates, currency values, financial instruments market prices as set forth in Article 2, paragraph (14) of that Act or any other indicator (meaning the risk that the total amount of insurance premiums to be paid by the customer following the conclusion of the insurance contract may exceed the total amount of insurance claims, reimbursements and other benefits to be paid out to the customer following the conclusion of the contract); hereinafter the same shall apply in this Article) effected by an Insurance Company, etc. or Foreign Insurance Company, etc., or a contract stipulating any specific act as an intermediary for the benefit of a customer in concluding a specified insurance contract; the provision of Section 2, Subsection 1 of the same Chapter (excluding Article 35 to 36-4 inclusive (Scope of Business for Persons Who Engage in Type 1 Financial Instruments Transaction Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name-Lending and Prohibition of Administration of Company Bonds, etc.), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Document Prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6 (Cancellation by a Written Statement), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso of Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Loss Compensation, etc.), Article 40-2 (Best Execution Policy, etc.), and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured) (General Rules)) shall apply mutatis mutandis to the conclusion of a specified insurance contract by an Insurance Company, etc., Foreign Insurance Company, etc., Insurance Solicitor or Insurance Broker and related act as an agent or intermediary. In this case, the terms "financial instruments transaction contract" and "financial instruments transaction business" in those provisions shall be deemed to be replaced with "specified insurance contract, etc.," and "the conclusion of a specified insurance contract, or any related act as an agent or intermediary," respectively; in Article 34 of that Act, the term "contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" shall be deemed to be replaced with "effecting a specified insurance contract (meaning a specified insurance contract provided in Article 300-2 of the Insurance Business Act; the same shall apply hereinafter) or acting as an intermediary for the benefit of a customer in concluding a specified insurance contract"; in Article 37, paragraph (2) of that Act, the term "carrying out Financial Instruments and Exchange Activities" shall be deemed to be replaced with "concluding specified insurance contracts"; in Article 37-3, paragraph (1) of that Act, the term "when it intends to conclude a financial instruments transaction contract" shall be deemed to be replaced with "when it intends to conclude a financial instruments transaction contract or acts as an agent or intermediary in concluding a specified insurance contract" and the term "the following matters" with "the following matters and any other important matter stipulated by an insurance contract provided in Article 300, paragraph (1), item (i) of the Insurance Business Act"; in Article 37-3, paragraph (1), item (i) of that Act, the term "Financial Instruments Business Operators, etc." shall be deemed to be replaced with "Insurance Company, etc. (meaning an Insurance Company, etc. as defined in Article 2-2, paragraph (1) of the Insurance Business Act), Foreign Insurance Company, etc. (meaning a Foreign Insurance Company, etc. as defined in Article 2, paragraph (7) of that Act) or Insurance Broker (meaning an Insurance Broker as defined in paragraph (25) of the same Article) concluding a specified insurance contract, etc."; in Article 37-3, paragraph (1), item (v) of that Act, the term "financial instruments transaction business carried out" shall be deemed to be replaced with "specified insurance contract concluded"; in Article 38, paragraph (1) of that Act, the term "employee" shall be deemed to be replaced with "employee (excluding an Insurance Solicitor as defined in Article 2, paragraph (23) of the Insurance Business Act; the same shall apply in Article 39, paragraph (3))"; in Article 39, paragraph (1), item (i) of that Act, the term "sales and purchase and any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or of Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)" shall be deemed to be replaced with "the conclusion of a specified insurance contract", the term "securities or derivative transaction (hereinafter referred to as "securities, etc." in this Article)" with "specified insurance contract," the term "customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including said person who sets the trust; hereinafter the same shall apply in this Article)" with "the customer," the term "loss" with "loss (meaning, where the total amount of insurance premiums to be paid by the customer following the conclusion of the specified insurance contract exceeds the total amount of insurance claims, reimbursements and other benefits to be paid out to the customer following the conclusion of the contract, the total amount of premium payment subtracted by the total amount of insurance claims, reimbursements and other benefits; hereinafter the same shall apply in this Article)," and the term "to supplement" with "to supplement, outside the stipulations of the specified insurance contract"; in Article 39, paragraph (1), items (ii) and (iii) of that Act, the term "securities sales transaction, etc." shall be deemed to be replaced with "the conclusion of a specified insurance contract," the term "securities, etc." with "specified insurance contract," and the term "to add to" with "to add to, outside the stipulations of the specified insurance contract"; in Article 39, paragraph (2) of that Act, the term "securities sales transaction, etc." shall be deemed to be replaced with "the conclusion of a specified insurance contract"; in Article 39, paragraph (3) of that Act, the term "determined by a Cabinet Office Ordinance as a potential cause" shall be deemed to be replaced with "a potential cause"; in Article 40, item (i) of that Act, the term "financial instruments transaction business" with "the conclusion of a specified insurance contract, etc."; in Article 45, item (ii) of that Act, the term "Article 37-2 to 37-6 inclusive, Article 40-2, paragraph (4) and Article 43-4" shall be deemed to be replaced with "Articles 37-3 (as far as any of the matters listed in the items of Article 37-3, paragraph (1) is concerned, excluding Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3)) and 37-4"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order.  - 日本法令外国語訳データベースシステム
  • 三 この法律、会社法若しくは一般社団法人及び一般財団法人に関する法律(平成十八年法律第四十八号)の規定に違反し、又は金融商品取引法第百九十七条(有価証券届出書虚偽記載等の罪)、第百九十七条の二第一号から第十号まで若しくは第十三号(有価証券の無届募集等の罪)、第百九十八条第八号(裁判所の禁止又は停止命令違反の罪)、第百九十九条(報告拒絶等の罪)、第二百条第一号から第十二号まで、第二十号若しくは第二十一号(訂正届出書の不提出等の罪)、第二百三条第三項(金融商品取引業者等の役職員に対する贈賄罪)若しくは第二百五条第一号から第六号まで、第十九号若しくは第二十号(特定募集等の通知書の不提出等の罪)の罪、金融機関等の更生手続の特例等に関する法律(平成八年法律第九十五号)第五百四十九条(詐欺更生罪)、第五百五十条(特定の債権者等に対する担保の供与等の罪)、第五百五十二条から第五百五十五条まで(報告及び検査の拒絶等の罪、業務及び財産の状況に関する物件の隠滅等の罪、管財人等に対する職務妨害の罪)若しくは第五百五十七条(贈賄罪)の罪、民事再生法(平成十一年法律第二百二十五号)第二百五十五条(詐欺再生罪)、第二百五十六条(特定の債権者に対する担保の供与等の罪)、第二百五十八条から第二百六十条まで(報告及び検査の拒絶等の罪、業務及び財産の状況に関する物件の隠滅等の罪、監督委員等に対する職務妨害の罪)若しくは第二百六十二条(贈賄罪)の罪、外国倒産処理手続の承認援助に関する法律(平成十二年法律第百二十九号)第六十五条(報告及び検査の拒絶等の罪)、第六十六条(承認管財人等に対する職務妨害の罪)、第六十八条(贈賄罪)若しくは第六十九条(財産の無許可処分及び国外への持出しの罪)の罪若しくは破産法(平成十六年法律第七十五号)第二百六十五条(詐欺破産罪)、第二百六十六条(特定の債権者に対する担保の供与等の罪)、第二百六十八条から第二百七十二条まで(説明及び検査の拒絶等の罪、重要財産開示拒絶等の罪、業務及び財産の状況に関する物件の隠滅等の罪、審尋における説明拒絶等の罪、破産管財人等に対する職務妨害の罪)若しくは第二百七十四条(贈賄罪)の罪を犯し、刑に処せられ、その執行を終わり、又はその執行を受けることがなくなった日から二年を経過しない者
    (iii) A person who has been sentenced to a penalty for having violated the provisions of this Act, the Companies Act or the Act on General Incorporated Association and General Incorporated Foundation (Act No. 48 of 2006), or for having committed: a crime under Article 197 (Crime of False Statement in Securities Registration Report, etc.), Article 197-2, items (i) to (x) inclusive or (xiii) (Crime of Solicitation of Securities by Unregistered Agents. etc.), Article 198, item (viii) (Crime of Violating Prohibition Order or Order for Suspension by Court), Article 199 (Crime of Refusal of Reporting, etc.), Article 200, items (i) to (xii) inclusive or item (xxi) (Crime of Non-Submission of Correction Report, etc.), Article 203, paragraph (3) (Bribery of Officer or Staff of Financial Instruments Business Operators, etc.) or Article 205, items (i) to (vi) inclusive, item (xvi) or (xx) (Crime of Non-Submission of Written Notice, etc. on Specified Solicitation, etc.) of the Financial Instruments and Exchange Act; a crime under Article 549 (Crime of Fraudulent Reorganization), Article 550 (Crime of Giving Security, etc. to Specific Creditor, etc.), Article 552 to 555 inclusive (Crime of Refusal to Report or Undergo Investigation, etc., Crime of Destruction of Materials Regarding Conditions of Business and Property, etc., Crime of Obstruction of Duties Against Trustee in Bankruptcy, etc.) or Article 557 (Bribery) of the Act on Special Measures, etc. concerning Reorganization Proceedings for Financial Institutions, etc. (Act No. 95 of 1996); a crime under Article 255 (Crime of Fraudulent Rehabilitation), Article 256 (Crime of Giving Security to Specific Creditor, etc.), Article 258 to 260 inclusive (Crime of Refusal to Report or Undergo Investigation, etc., Crime of Destruction of Materials Regarding Conditions of Business and Property, etc., Crime of Obstruction of Duties Against Supervising Commissioner, etc.) or Article 262 (Bribery) of the Civil Rehabilitation Act (Act No. 225 of 1999); a crime under Article 65 (Crime of Refusal of Reporting or Investigation, etc.), Article 66 (Crime of Obstruction of Duties Against Recognition Trustee, etc.), Article 68 (Bribery) or Article 69 (Crime of Disposition or Export of Property without Permission) of the Act on Recognition and Assistance for Foreign Insolvency Procedures (Act No. 129 of 2000); a crime under Article 265 (Crime of Fraudulent Bankruptcy), Article 266 (Crime of Giving Security to Specific Creditor, etc.), Article 268 to 272 inclusive (Crime of Refusal of Explanation or Investigation, etc., Crime of Refusing to Disclose Important Property, etc., Crime of Destruction of Materials Regarding Conditions of Business and Property, etc., Crime of Refusal of Explanation in Hearing, etc., Crime of Obstruction of Duties Against Bankruptcy Trustee, etc.), or Article 274 (Bribery) of the Bankruptcy Act (Act No. 75 of 2004), for whom two years have not elapsed since the day on which the execution of the sentence was completed or the sentence ceased to be applied; or  - 日本法令外国語訳データベースシステム
  • 3 金融商品取引法(昭和二十三年法律第二十五号)第三章第一節第五款(第三十四条の二第六項から第八項まで並びに第三十四条の三第五項及び第六項を除く。)(特定投資家)及び第四十五条(第三号及び第四号を除く。)(雑則)の規定は共済事業を行う協同組合が行う特定共済契約(金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動により損失が生ずるおそれ(当該共済契約が締結されることにより利用者の支払うこととなる共済掛金の合計額が、当該共済契約が締結されることにより当該利用者の取得することとなる第五十八条第六項に規定する共済金等の合計額を上回ることとなるおそれをいう。)がある共済契約として主務省令で定めるものをいう。以下この項において同じ。)の締結について、同章第二節第一款(第三十五条から第三十六条の四まで、第三十七条第一項第二号、第三十七条の二、第三十七条の三第一項第二号及び第六号並びに第三項、第三十七条の五、第三十七条の六、第三十八条第一号及び第二号、第三十八条の二、第三十九条第三項ただし書及び第五項、第四十条の二並びに第四十条の三を除く。)(通則)の規定は共済事業を行う協同組合又は共済代理店が行う特定共済契約の締結又はその代理若しくは媒介について、それぞれ準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定共済契約」と、「金融商品取引業」とあるのは「特定共済契約の締結又はその代理若しくは媒介の事業」と、これらの規定(同法第三十九条第三項本文の規定を除く。)中「内閣府令」とあるのは「主務省令」と、これらの規定(同法第三十四条の規定を除く。)中「金融商品取引行為」とあるのは「特定共済契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為(第二条第八項各号に掲げる行為をいう。以下同じ。)を行うことを内容とする契約」とあるのは「中小企業等協同組合法第九条の七の五第三項に規定する特定共済契約」と、同法第三十七条の三第一項中「締結しようとするとき」とあるのは「締結しようとするとき、又はその締結の代理若しくは媒介を行うとき」と、「次に掲げる事項」とあるのは「次に掲げる事項その他中小企業等協同組合法第九条の七の五第二項において読み替えて準用する保険業法第三百条第一項第一号に規定する共済契約の契約条項のうち重要な事項」と、同項第一号中「金融商品取引業者等」とあるのは「共済事業を行う協同組合(中小企業等協同組合法第九条の七の五第一項に規定する共済事業を行う協同組合をいう。以下この号において同じ。)又は当該共済代理店(同条第二項に規定する共済代理店をいう。)がその委託を受けた共済事業を行う協同組合」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)」とあるのは「特定共済契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあるのは「特定共済契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)」とあるのは「利用者」と、「損失」とあるのは「損失(当該特定共済契約が締結されることにより利用者の支払う共済掛金の合計額が当該特定共済契約が締結されることにより当該利用者の取得する共済金等(中小企業等協同組合法第五十八条第六項に規定する共済金等をいう。以下この号において同じ。)の合計額を上回る場合における当該共済掛金の合計額から当該共済金等の合計額を控除した金額をいう。以下この条において同じ。)」と、「補足するため」とあるのは「補足するため、当該特定共済契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定共済契約の締結」と、「有価証券等」とあるのは「特定共済契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定共済契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定共済契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定共済契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三(第一項各号に掲げる事項に係る部分に限り、同項第二号及び第六号並びに第三項を除く。)及び第三十七条の四」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
    (3) The provisions of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) and Article 34-3, paragraph (5) and paragraph (6)) (Professional Investors) and Article 45 (excluding item (iii) and item (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act (Act No. 25 of 1948) shall apply mutatis mutandis to the conclusion of a specified mutual aid contract (which means a mutual aid contract specified by an ordinance of the competent ministry as one which carries the risk of incurring a loss [which means the risk that the total amount of mutual aid premiums to be paid by the user as a result of the conclusion of said mutual aid contract would exceed the total amount of mutual aid money, etc. prescribed in Article 58, paragraph (6) to be acquired by said user as a result of the conclusion of said mutual aid contract] due to fluctuations in the money rate, value of currencies, quotations on the financial instruments market prescribed in Article 2, paragraph (14) of the same Act, and other indicators; hereinafter the same shall apply in the following paragraph) by a cooperative engaged in mutual aid activities; and the provisions of Section 1, Subsection 1 of the same Chapter (excluding Articles 35 to 36-4, Article 37, paragraph (1), item (ii), Article 37-2, Article 37-3, paragraph (1), item (ii) and item (vi) and paragraph (3), Article 37-5, Article 37-6, Article 38, item (i) and item (ii), Article 38-2, the proviso to Article 39, paragraph (3), Article 39, paragraph (5), Article 40-2, and Article 40-3) (General Rules) shall apply mutatis mutandis to the conclusion of a specified mutual aid contract by a cooperative engaged in mutual aid activities or a mutual aid agent or to acting as an agent or intermediary therefor. In this case, the term "contract for a financial instruments transaction" in these provisions shall be deemed to be replaced with "specified mutual aid contract"; the term "financial instruments business" in these provisions shall be deemed to be replaced with "conclusion of a specified mutual aid contract or acting as an agent or intermediary therefor"; the term "Cabinet Office Ordinance" in these provisions (excluding the provisions of the main clause of Article 39, paragraph (3) of the same Act) shall be deemed to be replaced with "ordinance of the competent ministry"; the term "financial instruments business act" in these provisions (excluding the provisions of Article 34 of the same Act) shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the phrase "contract to conduct financial instruments business acts (meaning acts listed in each item of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of the same Act shall be deemed to be replaced with "specified mutual aid contract prescribed in Article 9-7-5, paragraph (3) of the Small and Medium-Sized Enterprise Cooperatives Act"; the phrase "intends to conclude a contract for a financial instruments transaction" in Article 37-3, paragraph (1) of the same Act shall be deemed to be replaced with "intends to conclude a contract for a financial instruments transaction, or acts as an agent or intermediary for such conclusion"; the term "the following matters" in the same paragraph shall be deemed to be replaced with "the following matters and other important matters out of the provisions of the mutual aid contract prescribed in Article 300, paragraph (1), item (i) of the Insurance Business Act as applied mutatis mutandis by replacing terms pursuant to Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act"; the term "financial instruments business operator, etc." in item (i) of the same paragraph shall be deemed to be replaced with "cooperative engaged in mutual aid activities (which means a cooperative engaged in mutual aid activities prescribed in Article 9-7-5, paragraph (1) of the Small and Medium-Sized Enterprise Cooperatives Act; hereinafter the same shall apply) or the cooperative for which said mutual aid agent (which means a mutual aid agent prescribed in paragraph (2) of the same Article) carries out mutual aid activities under entrustment"; the phrase "sales and purchase or any other transaction of securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance or other transactions designated by a Cabinet Order) or transaction of derivatives (hereinafter referred to as 'sales and purchase or transaction of securities, etc.' in this Article)" in Article 39, paragraph (1), item (i) of the same Act shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the phrase "securities or transaction of derivatives (hereinafter referred to as 'securities, etc.' in this Article)" in the same item shall be deemed to be replaced with "specified mutual aid contract"; the phrase "customer (in the case where a trust company, etc. [meaning a trust company or financial institution that has obtained approval under Article 1, paragraph (1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter] conducts the sales and purchase of securities or transaction of derivatives for the account of the person who sets up a trust under a trust contract, including such person who sets up the trust; hereinafter the same shall apply in this Article)" in the same item shall be deemed to be replaced with "user"; the term "loss" in the same item shall be deemed to be replaced with "loss (which means, in the case where the total amount of mutual aid premiums to be paid by the user as a result of the conclusion of said specified mutual aid contract exceeds the total amount of mutual aid money, etc. [which means mutual aid money, etc. prescribed in Article 58, paragraph (6) of the Small and Medium-Sized Enterprise Cooperatives Act; hereinafter the same shall apply in this item] to be acquired by said user as a result of the conclusion of said specified mutual aid contract, the amount obtained by deducting the total amount of said mutual aid money, etc. from the total amount of said mutual aid premiums; hereinafter the same shall apply in this Article)"; the phrase "property benefit will be provided to the customer or such third party in order for the financial instruments business operator, etc. or the third party to compensate or make up for" in the same item shall be deemed to be replaced with "property benefit will be provided to the customer or such third party, separately from said specified mutual aid contract, in order for the financial instruments business operator, etc. or the third party to compensate or make up for"; the term "sales and purchase or transaction of securities, etc." in item (ii) and item (iii) of the same paragraph shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the term "securities, etc." in the same provisions shall be deemed to be replaced with "specified mutual aid contract"; the phrase "property benefit will be provided to the customer in order for the financial instruments business operator, etc. or such third party to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to" in item (ii) of the same paragraph shall be deemed to be replaced with "property benefit will be provided to the customer, separately from said specified mutual aid contract, in order for the financial instruments business operator, etc. or such third party to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to"; the phrase "providing property benefit to a customer or a third party or having a third party provide it to a customer, with regard to the sales and purchase or transaction of securities, etc., in order to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to" in item (iii) of the same paragraph shall be deemed to be replaced with "providing property benefit to a customer or a third party, separately from said specified mutual aid contract, or having a third party provide it to a customer, with regard to the sales and purchase or transaction of securities, etc., in order to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to"; the term "sales and purchase or transaction of securities, etc." in paragraph (2) of the same Article shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the phrase "that is designated by a Cabinet Office Ordinance as a potential cause" in paragraph (3) of the same Article shall be deemed to be replaced with "that is a potential cause"; the phrase "Articles 37-2 to 37-6, Article 40-2, paragraph (4), and Article 43-4" in Article 45, item (ii) of the same Act shall be deemed to be replaced with "Article 37-3 (limited to the portions pertaining to the matters listed in the items of paragraph (1), and excluding item (ii) and item (vi) of the same paragraph and paragraph (3)) and Article 37-4"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order.  - 日本法令外国語訳データベースシステム
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