「大会社」を含む例文一覧(1794)
＜前へ 1 2 .... 26 27 28 29 30 31 32 33 34 35 36- IFRS適用については、「中間報告」において方向性が示されているが、上記の「中間報告」以降の変化と2010年3月期から任意適用が開始されている事実、EUによる同等性評価の進捗、東日本大震災の影響を踏まえつつ、さまざまな立場から追加の委員を加えた企業会計審議会総会・企画調整部会合同会議における議論を６月中に開始する。この議論に当たっては、会計基準が単なる技術論だけでなく、国における歴史、経済文化、風土を踏まえた企業のあり方、会社法、税制等の関連する制度、企業の国際競争力などと深い関わりがあることに注目し、さまざまな立場からの意見に広く耳を傾け、会計基準がこれらにもたらす影響を十分に検討し、同時に国内の動向や米国をはじめとする諸外国の状況等を十分に見極めながら総合的な成熟された議論が展開されることを望む。
While the “Interim Report” indicated a certain direction, I have decided to hold before the end of June a joint meeting of the plenary and the Planning and Coordination Committee of the Business Accounting Council, after adding new members to represent diverse views, and seek a discussion taking into account the changes since the release of the “Interim Report,” the fact that the voluntary application has been made possible for the business years ending on or after 31 March 2010, the progress in the equivalence assessment by the European Union, and the impact of the Great East Japan Earthquake and tsunami. - 金融庁 - それから、マスコミでも今度の法律（について）、あと会期末が1か月切ったから、如何にということであったと思いますが、郵政改革法案は郵政民営化によって生じた諸問題を克服して、郵政事業サービスや利用者の立場、国民の立場に立って郵便局一体で提供され、将来あまねく公平に利用できることを確保している法律、ここが大事でございますが、私はこの前、仙台・石巻にも行ってきたということもございますし、ここ２、３日、非常に全国紙にも色々書いていただいておりますが、今回の地震、それから津波災害において、現地で郵政関係の方々から、5分社化が実際、被災したときに、（例えば）石巻の郵便局長から石巻の一つの郵便局に郵便局長、郵便事業会社の支店長がいますし、指揮命令系統が5分社化していますから、非常に困ったという話を（聞いたと）、私はたしか皆さん方の前で発表させていただいたと思います。
With less than one month left until the expiry of the current Diet session, the mass media have expressed doubt over the fate of the bill. The postal reform bill is intended to ensure that postal services will continue to be universally provided comprehensively by post offices from the standpoint of users and the general public by resolving various problems arising from the postal privatization. The important thing is this. I recently visited Ishinomaki in Sendai City, and as reported by national newspapers over the past few years, I talked with Japan Post employees there and was told that the division into five companies created a difficult situation after the earthquake. For example, at the Ishinomaki post office, the chain of command was split between the postmaster and the branch manager of Japan Post Service Co., as I related to you previously. - 金融庁 - かつて、金融庁は、強制適用という路線で来たわけでございますから、そういった意味で、しかし、今政治主導の話でもございますから、やはり私が皆さん方とも話はよくしましたけれども、そういった意味で総括的なことは、きちっと選挙で選ばれた人間が責任を持ってやっていただく、やらせていただくということで、企業会計というのは、今さっき言いましたように、大変一つの経済の基本でございまして、ただ単なる会計の技術論でなくて、税制、あるいは身近には会社法、経済、文化史的にも、その国において企業はどういう格好で発生したのかとか、縦横のつながりが非常に企業というのはございますから、今言いますけれども、イギリスのように産業革命が自然発生的に、ヨーロッパにというのはそういうのが多いのですけれども、それからアメリカのように、非常に自由の見地で資本主義が開いた国と、それから日本のような開発型の資本主義があります。
Previously, the FSA was following the path of mandatory application. However, as political leadership is important now, as a person elected by voters, I am acting on my own responsibility regarding matters of principle while holding frequent discussions with everyone. Corporate accounting is the basis of the economy, as I mentioned earlier, and “accounting standards” are not merely technical issues, but much broader issue highly relevant to the country’s tax system, company acts, economy and cultural backgrounds, such as how companies emerged in the country, as companies are extensively related to various matters. In many European countries, industrial revolution occurred as a natural process, as in the case of the United Kingdom. Moreover, there are countries like the United States where capitalism prospered freely, and there are countries, like Japan, which have adopted development-oriented capitalism. - 金融庁 - 例えば損保協会は非常に協力してくれまして、今までは損保協会というのは全壊か損壊か半壊かと、そこの判断が非常に大事なところですけれども、（今回は）航空写真で見て、（協会に）入っている損保会社の一社が、それはもう全壊だと言えば、全部全壊にしてくれということをお願いをして、その辺でご存じのように、この前の新聞でも東北6県を主として、（地震保険の支払い見込み額が）1兆2,000億（円）、宮城県だけで5,200～5,300億(円)出ているということで私は申し上げたかと思いますが、全国規模の銀行の会長が私のところに株主総会で選ばれましたと言って挨拶に来まして、「自見さん、びっくりしました。うちの仙台支店は預金量が増えました」と、こう言ったのです。
The General Insurance Association of Japan, for example, provided very vigorous cooperation. Usually, assessment of the extent of damage is very important for non-life insurance. This time, one of the association's member companies has undertaken the assessment of damage based on aerial photographs. As you know, the estimated amount of earthquake insurance claims paid, mainly in the six prefectures of the Tohoku region, is 1,200 billion yen, with the amount for Miyagi Prefecture alone at 520 billion to 530 billion yen, according to a recent newspaper report. The chairman of a bank with nation-wide operations recently paid me a courtesy visit after being elected at the general shareholders' meeting and told me about an increase in deposits at his bank's Sendai branch. - 金融庁 - 国が大株主である新生銀行の子会社の会長をやっていた人間が、法定で利益相反関係にある銀行の顧問に就任しました。国にとって、もしかしたらダメージがあるような問題に関してそういうことになっているというのは、やはりどうしても私としてはおかしいと思うのですけれども、監督官庁としても2つとも監督していてどっちかにプラス・マイナスが起きる。つまり、利益が相反する関係になっている銀行の間で、そこの役員がわたるということはちょっと理解しがたいというか、監督上も非常に難しいことになるのではないかと思うのですが、この点いかがでしょうか。
The former chairperson of a subsidiary of Shinsei Bank, of which the government is a major shareholder, has taken up a post as an advisor to a bank that would be a conflict of interest under laws and regulations. From the perspective of the government, it does not make sense to me that this could happen in relation to a problem that could potentially be damaging; also from the perspective of the supervisory agency that is supervising both two companies, what could be beneficial to one company could be detrimental to the other. It is a bit hard to understand that an officer would be shared between banks where a conflict of interest exists in their relationship. It may also give rise to substantial difficulties in supervision. What are your thoughts on this? - 金融庁 - 東洋経済の浪川ですけれども、金融貸金業者を監督する官庁の担当大臣というお立場から、貸金業が倒産した場合、経営者が一部残る形の会社更生法形態、つまりＤＩＰ型というものは好ましいことなのかどうかということについて、お話を伺いたいのですが。つまり、株主は株主責任を問われるし、過払い権者は請求しても利息返還を非常に得られなくなるという、そういうような色々な問題がある中で、経営責任の問われ方として既存の経営者が残るＤＩＰ型というのが好ましいかどうかということについてのお考えをお聞きしたいと思います。
I am Namikawa from Toyo Keizai. From your position as Minister in charge of the supervisory authority for moneylenders, please explain that in the event of the bankruptcy of a moneylender, whether it would be desirable for some members of the top management to remain in office under the Corporate Reorganization Act in the form of debtor-in-possession (DIP). Given that there are various problems such as shareholders being pursued for shareholder responsibility and borrowers who are entitled to claim reimbursement of overpayments not being able to have the interest refunded, would it be desirable for DIP-style reorganization in which the existing management executives remain in office as a way of holding them responsible for management? - 金融庁 - この10年間、新興株式市場の整備や株式会社最低資本金規制の撤廃、新規創業者に対する無担保・無保証人融資制度の整備など、ベンチャー企業を取り巻く制度整備は大きく進展し、2000年頃には世界的なＩＴブームに乗って我が国でも多くのＩＴ・サービス系ベンチャー企業が注目されたが、我が国全体として見ると、開業率（新規開業企業数の現時点企業数に占める割合）は、5.1%（2004年～2006年）と、廃業率（廃業企業数の現時点企業数に占める割合）の6.2%を下回っており、米国(10.2%）、英国(10.0%）、フランス(12.1%）（米国、英国、フランスはいずれも2004年データ）と比して低水準にとどまっている。
Over the past decade, systems and institutions for ventures have been greatly developed. For instance, emerging equity exchanges were opened, minimum capital requirements for joint-stock companies were abolished, and systems for financing without the need for collateral or a guarantor were introduced. During the global IT boom around 2000, many IT service-related start-ups also came into the spotlight in Japan. In the country as a whole, however, the opening rate of establishments (the proportion of start-ups among existing businesses) stood at 5.1% (2004 - 2006), smaller than the closing rate (the proportion of discontinued companies among existing businesses) of 6.2%. This has also stayed at a lower level than that in the United States (10.2%), the United Kingdom (10.0%), and France (12.1%). (The year of reference is 2004 for all three countries). - 経済産業省 - 第四条 我が国において新たに研究開発事業を行うため、当該研究開発事業を行う国内関係会社を設立しようとする特定多国籍企業（その子法人等（当該特定多国籍企業がその総株主等の議決権の過半数を保有していることその他の当該特定多国籍企業と密接な関係を有する法人として主務省令で定める法人をいう。第六条第一項において同じ。）が既に我が国において当該研究開発事業を行っている場合における当該特定多国籍企業を除く。）は、当該研究開発事業に関する計画（以下「研究開発事業計画」という。）を作成し、主務省令で定めるところにより、これを主務大臣に提出して、その研究開発事業計画が適当である旨の認定を受けることができる。
Article 4 (1) A Specified Multinational Enterprise that intends to newly engage in Research and Development Business in Japan and establish a Domestic Affiliated Company for conducting said new Research and Development Business (excluding those Specified Multinational Enterprises any of whose Subsidiary Corporations or Other Similar Entities (meaning a juridical person in which such Specified Multinational Enterprise has the majority of the Voting Rights of All Shareholders or Others or which is otherwise prescribed by an ordinance of the competent ministry as having a close relationship with said Specified Multinational Enterprise; hereinafter the same shall apply in Article 6, paragraph (1)) has already been engaged in said Research and Development Business in Japan) may prepare a plan concerning said Research and Development Business (hereinafter referred to as a "Research and Development Business Plan") and submit the same to the competent minister as prescribed by an ordinance of the competent ministry, and may receive a certification to the effect that said Research and Development Business is appropriate. - 経済産業省 - 三吸収合併消滅会員商品取引所（法第七十七条第一項において準用する会社法第四百 七十五条（第一号及び第三号を除く。）の規定により清算をする会員商品取引所（以 下「清算会員商品取引所」という。）を除く。）において最終事業年度の末日（最終事 業年度がない場合にあっては、吸収合併消滅会員商品取引所の成立の日）後に重要な 財産の処分、重大な債務の負担その他の当該吸収合併消滅会員商品取引所の財産の状 況に重要な影響を与える事象が生じたときは、その内容（法第百四十四条第四項の会 員総会の日の十日前の日後吸収合併の効力が生ずる日までの間に新たな最終事業年度 が存することとなる場合にあっては、当該新たな最終事業年度の末日後に生じた事象 の内容に限る。）
(iii) when there has occurred an event that has a significant influence on the status of the property of the Member Commodity Exchange Dissolved in an Absorption-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Member Commodity Exchange Dissolved in an Absorption-Type Merger) at said Member Commodity Exchange Dissolved in an Absorption-Type Merger (excluding Member Commodity Exchanges which clear the account pursuant to the provisions of Article 475 (excluding item 1 and item 3) of the Company Act as applied mutatis mutandis pursuant to Article 77, paragraph 1 of the Act)(hereinafter such Member Commodity Exchange shall be referred to as a "Clearing Member Commodity Exchange"), the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144, paragraph 4 of the Act and the day when the Absorption-Type Merger came into effect, limited to the contents of an event which occurred after the last day of said new final business year); - 経済産業省 - ハ他の新設合併消滅商品取引所において最終事業年度の末日（最終事業年度がない 場合にあっては、他の新設合併消滅商品取引所の成立の日）後に重要な財産の処 分、重大な債務の負担その他の当該他の新設合併消滅商品取引所の財産の状況に 重要な影響を与える事象が生じたときは、その内容（法第百四十四条の三第四項 の会員総会の日の十日前の日後新設合併設立株式会社商品取引所の成立の日まで の間に新たな最終事業年度が存することとなる場合にあっては、当該新たな最終 事業年度の末日後に生じた事業の内容に限る。）
(c) when there has occurred an event that has a significant influence on the status of the property of another Commodity Exchange Dissolved in an Incorporation-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said other Commodity Exchange Dissolved in an Incorporation-Type Merger) at said other Commodity Exchange Dissolved in an Incorporation-Type Merger, the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144-3, paragraph 4 of the Act and the day of the establishment of the Incorporated Commodity Exchange Established by an Incorporation-Type Merger, limited to the contents of an event which occurred after the last day of said new final business year); - 経済産業省 - 四当該新設合併消滅会員商品取引所（清算会員商品取引所を除く。以下この号におい て同じ。）において最終事業年度の末日（最終事業年度がない場合にあっては、当該 新設合併消滅会員商品取引所の成立の日）後に重要な財産の処分、重大な債務の負担 その他の当該新設合併消滅会員商品取引所の財産の状況に重要な影響を与える事象が 生じたときは、その内容（法第百四十四条の三第四項の会員総会の日の十日前の日後 新設合併設立株式会社商品取引所の成立の日までの間に新たな最終事業年度が存する こととなる場合にあっては、当該新たな最終事業年度の末日後に生じた事業の内容に 限る。）
(iv) when there has occurred an event that has a significant influence on the status of the property of the Member Commodity Exchange Dissolved in an Incorporation-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Member Commodity Exchange Dissolved in an Incorporation-Type Merger) at said Member Commodity Exchange Dissolved in an Incorporation-Type Merger, the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144-3, paragraph 4 of the Act and the day of the establishment of the Incorporated Commodity Exchange Established by an Incorporation-Type Merger, limited to the contents of an event which occurred after the last day of said new final business year); - 経済産業省 - ハ他の新設合併消滅商品取引所において最終事業年度の末日（最終事業年度がない 場合にあっては、他の新設合併消滅商品取引所の成立の日）後に重要な財産の処 分、重大な債務の負担その他の当該他の新設合併消滅商品取引所の財産の状況に 重要な影響を与える事象が生じたときは、その内容（法第百四十四条の十二第一 項各号に掲げる日のいずれか早い日後新設合併設立株式会社商品取引所の成立の 日までの間に新たな最終事業年度が存することとなる場合にあっては、当該新た な最終事業年度の末日後に生じた事業の内容に限る。）
(c) when there has occurred an event that has a significant influence on the status of the property of another Commodity Exchange Dissolved in an Incorporation-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said other Commodity Exchange Dissolved in an Incorporation-Type Merger) at said other Commodity Exchange Dissolved in an Incorporation-Type Merger, the contents thereof (in the case where a new final business year emerges during the period between the earliest day among those listed in the respective items of Article 144-12, paragraph 1 of the Act and the day of the establishment of the Incorporated Commodity Exchange Established by an Incorporation-Type Merger, limited to the contents of an event which occurred after the last day of said new final business year); - 経済産業省 - 原子力安全・保安院は、高経年化プラントへの対応を充実強化するために、産業界、学会、政府機関の間で、国内外の技術情報を共有し、有効に活用するために原子力安全基盤機構の中に技術情報調整委員会を発足させ、また、日本原子力学会の下に、原子力安全・保安院、原子力安全基盤機構、大学、研究機関、電力事業者、原子力プラントメーカー、エンジニアリング会社等が参加した特別委員会を設置して、2004年7月から、2005年3月にかけて高経年化対策及び軽水炉の長寿命安全運転に対するロードマップを整備した。
Moreover, NISA launched the Coordination Committee on Technical Information in JNES, in order to reinforce the measures for aged plants, and in order to share domestic and overseas technical information for effective utilization among the industrial world, academic and governmental institutions. Furthermore, JNES established an ad-hoc committee that consists of NISA, universities, research organizations, electric utilities, nuclear plant manufacturers, plant engineering companies, etc. under the Atomic Energy Society of Japan. From July 2004 through March 2005, the ad-hoc committee had prepared a road map on measures for aging management and long life-time safe operation of light water reactors. - 経済産業省 - 私は大変時宜を得た質問だと思っています。私もこの前、先週申し上げたように、やはり少額、無担保、無保証と、この消費者金融の市場というのはご存じのようにあるのです。やはり社会的に必要な部分だと私は思っていまして、そういった意味で、今度、武富士の会社更生手続開始の申し立てにより、貸金業法の見直しが直ちに必要になるとは考えていませんけれども、今申し上げましたようなマーケットがあるのは事実でございますし、そういった意味で、今度の改正貸金業法というのは、上限金利もご存じのように引き下げやら、総量規制の導入など、多重債務問題ということが大変大きな問題になりまして、これは全党一致でこの法律ができ上がって、抜本的かつ総合的な対策を講じたわけでございますが、私になって、当庁としては、改正貸金業法フォローアップチームを中心に、貸金業者の動向を含めた改正貸金法の完全施行後の状況をフォローアップしてまいっております。
As I commented last week, a consumer loan market that offers small, unsecured, unguaranteed loans is, in my view, something that society needs after all. In that sense, I do not think that there will be any urgent need to review the Money Lending Act as a result of Takefuji's filing for the commencement of corporate reorganization proceedings. However, given the existence of a market that I have just mentioned, and the fact that the multiple-debt problem developed into a very serious problem, the recent revision to the Money Lending Act, which represents a fundamental and comprehensive step to address the issue that includes lowering upper interest-rate limits and introducing a cap on the total amount of borrowing, was enacted with unanimous support from all parties. After I assumed office, the FSA has been working, mainly in its Revised Money Lending Act Follow-Up Team, to follow up on the situation after the revised Money Lending Act took full effect, including any moves made by money lending businesses. - 金融庁 - 三 第二条の規定（証券取引法第二十七条の二十三の改正規定（「第二十七条の二十五第一項」の下に「及び第二十七条の二十六」を加える部分を除く。）、同法第二十七条の二十四の改正規定、同法第二十七条の二十五の改正規定、同法第二十七条の二十六の改正規定（「株券等の発行者である会社の事業活動を支配する」を「株券等の発行者の事業活動に重大な変更を加え、又は重大な影響を及ぼす行為として政令で定めるもの（第四項及び第五項において「重要提案行為等」という。）を行う」に改める部分及び同条に三項を加える部分を除く。）、同法第二十七条の二十七の改正規定及び同法第二十七条の三十の二の改正規定（「第二十七条の十第二項」を「第二十七条の十第八項及び第十二項」に改める部分及び「第二十七条の十第一項」の下に「若しくは第十一項」を加える部分を除く。）を除く。）並びに附則第七条、第八条及び第十二条の規定 公布の日から起算して六月を超えない範囲内において政令で定める日
(iii) Provision of Article 2 (excluding revised provision in Article 27-23 of the Securities and Exchange Act (excluding the segment that adds "and Article 27-26" under "Article 27-25, paragraph (1)"); revised provision in Article 27-24 of the same Act; revised provision in Article 27-25 of the same Act; revised provision in Article 27-26 of the same Act (excluding the segment which revises "control business activities of a company, an issuer of share certificates etc." to "perform what is specified by a Cabinet Order as acts that make a significant change in and have a significant impact on business activities of an issuer of share certificate, etc., (referred to as an "Important Proposed Act, etc." in paragraphs (4) and (5)) and the segment which adds paragraph (3) in the same Article"; revised provision in Article 27-27 of the same Act and revised provision in Article 27-30, item (ii) of the same Act (excluding the segment which revises "Article 27-10, paragraph (2)" to "Article 27-10, paragraphs (8) and (12)" and the segment that adds "or (11)" under "Article 27-10, paragraph (1)"); and provisions of Article 7, Article 8 and Article 12 of the Supplementary Provisions: the date specified by a Cabinet Order within a period not exceeding six months from the day of promulgation. - 日本法令外国語訳データベースシステム - 四 第二条中証券取引法第二十七条の二十三の改正規定（「第二十七条の二十五第一項」の下に「及び第二十七条の二十六」を加える部分を除く。）、同法第二十七条の二十四の改正規定、同法第二十七条の二十五の改正規定、同法第二十七条の二十六の改正規定（「株券等の発行者である会社の事業活動を支配する」を「株券等の発行者の事業活動に重大な変更を加え、又は重大な影響を及ぼす行為として政令で定めるもの（第四項及び第五項において「重要提案行為等」という。）を行う」に改める部分及び同条に三項を加える部分を除く。）、同法第二十七条の二十七の改正規定及び同法第二十七条の三十の二の改正規定（「第二十七条の十第二項」を「第二十七条の十第八項及び第十二項」に改める部分及び「第二十七条の十第一項」の下に「若しくは第十一項」を加える部分を除く。）並びに附則第九条から第十一条まで及び第十三条の規定 公布の日から起算して一年を超えない範囲内において政令で定める日
(iv) Revised provision in Article 27-23 of the Securities and Exchange Act in Article 2 (excluding the segment which adds "and Article 27-26" under "Article 27-25, paragraph (1)"); revised provision in Article 27-24 of the same Act; revised provision in Article 27-25 of the same Act; revised provision in Article 27-26 of the same Act (excluding the segment which revises "control business activities of a company, an issuer of share certificate etc." to "perform what is specified for in a Cabinet Order as acts that make a significant change in and have a significant impact on business activities of an issuer of share certificates etc.(referred to as an "Conduct of Important Proposal, etc." in paragraphs (4) and (5)) and the segment which adds paragraph (3) in the same Article"; revised provision in Article 27-27 of the same Act and revised provision in Article 27-30, item (ii) of the same Act (excluding the segment which revises "Article 27-10, paragraph (2)" to "Article 27-10, paragraphs (8) and (12)" and the segment that adds "or (xi)" under "Article 27-10, paragraph (1)"); and provisions from Article 9 to Article 11 and 13 of the Supplementary Provisions: the day specified by a Cabinet Order within a period not exceeding one year from the day of promulgation. - 日本法令外国語訳データベースシステム - １４ 第一項（第五項において準用する場合に限る。以下この条において同じ。）の規定により有価証券報告書を提出しなければならない会社が、内閣府令で定めるところにより、第一項に規定する内閣府令で定める事項の一部を記載した書面（法令又は金融商品取引所の規則（これに類するものとして内閣府令で定めるものを含む。）に基づいて作成された書面に限る。以下この項及び次項において「報告書代替書面」という。）を有価証券報告書と併せて内閣総理大臣に提出する場合において、公益又は投資者保護に欠けることがないものとして内閣府令で定めるところにより内閣総理大臣の承認を受けた場合における第一項及び第二項の規定の適用については、第一項中「内閣府令で定める事項」とあるのは「内閣府令で定める事項（第十四項に規定する報告書代替書面に記載された事項を除く。）」と、第二項中「同項本文に規定する事項」とあるのは「同項本文に規定する事項（第十四項に規定する報告書代替書面に記載された事項を除く。）」とする。
(14) In cases where a company required to submit Annual Securities Reports under paragraph (1) (limited to cases where it is applied mutatis mutandis pursuant to paragraph (5); hereinafter the same shall apply in this Article) submits, pursuant to the provisions of a Cabinet Office Ordinance, documents containing descriptions on part of the matters specified by a Cabinet Office Ordinance under paragraph (1) (limited to documents prepared based on laws and regulations or rules of a Financial Instruments Exchange (including those specified by a Cabinet Office Ordinance as being similar to such rules); such documents are hereinafter referred to as "Documents Substituting Part of an Annual Securities Report" in this paragraph and the following paragraph) together with an Annual Securities Report to the Prime Minister, with regard to the application of paragraphs (1) and (2) to cases approved by the Prime Minister as specified by a Cabinet Office Ordinance as those where the public interest or protection of investors would not be impaired, the term "other matters specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors" in paragraph (1) shall be deemed to be replaced with "other matters specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors (excluding matters stated in Documents Substituting Part of an Annual Securities Report defined in paragraph (14))"; and the term "among the matters set forth in the main clause of Article 5(1)" in paragraph (2) shall be deemed to be replaced with "among the matters set forth in the main clause of Article 5(1) (excluding matters stated in Documents Substituting Part of an Annual Securities Report defined in paragraph (14))." - 日本法令外国語訳データベースシステム - １３ 第一項（第三項において準用する場合に限る。以下この項及び次項において同じ。）の規定により半期報告書を提出しなければならない会社が、内閣府令で定めるところにより、第一項に規定する内閣府令で定める事項の一部を記載した書面（法令又は金融商品取引所の規則（これに類するものとして内閣府令で定めるものを含む。）に基づいて作成された書面に限る。以下この項及び次項において「半期代替書面」という。）を半期報告書と併せて内閣総理大臣に提出する場合において、公益又は投資者保護に欠けることがないものとして内閣府令で定めるところにより内閣総理大臣の承認を受けた場合における第一項及び第二項の規定の適用については、第一項中「内閣府令で定める事項」とあるのは「内閣府令で定める事項（第十三項に規定する半期代替書面に記載された事項を除く。）」と、第二項中「同項に規定する事項」とあるのは「同項に規定する事項（第十三項に規定する半期代替書面に記載された事項を除く。）」とする。
(13) In cases where a company required to submit Semiannual Securities Reports under paragraph (1) (limited to cases where it is applied mutatis mutandis pursuant to paragraph (3); hereinafter the same shall apply in this paragraph and following paragraph) submits, pursuant to the provisions of a Cabinet Office Ordinance, documents containing descriptions on part of the matters specified by a Cabinet Office Ordinance under paragraph (1) (limited to documents prepared based on laws and regulations or rules of a Financial Instruments Exchange (including those specified by a Cabinet Office Ordinance as being similar to such rules); such documents are hereinafter referred to as "Documents Substituting Part of a Semiannual Securities Report" in this paragraph and the following paragraph) together with a Semiannual Securities Report to the Prime Minister, with regard to the application of paragraph (1) and (2) to cases approved by the Prime Minister pursuant to the provisions of a Cabinet Office Ordinance as those where the public interest or protection of investors would not be impaired, the term "other matters specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors" in paragraph (1) shall be deemed to be replaced with "other matters specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors (excluding matters stated in Documents Substituting Part of a Semiannual Securities Report as defined in paragraph (13))"; and the term "the matters set forth in the preceding paragraph" in paragraph (2) shall be deemed to be replaced with "the matters set forth in the preceding paragraph (excluding matters stated in Documents Substituting Part of a Semiannual Securities Report as defined in paragraph (13))." - 日本法令外国語訳データベースシステム - 第五十二条の三 銀行議決権大量保有者は、一の銀行の総株主の議決権の百分の五を超える議決権又は一の銀行持株会社の総株主の議決権の百分の五を超える議決権の保有者となつた日の後に、前条第一項各号に掲げる事項の変更があつた場合（議決権保有割合の変更の場合にあつては、百分の一以上増加し又は減少した場合に限る。）には、内閣府令で定めるところにより、その日から五日以内（保有する議決権の数に増加がない場合その他の内閣府令で定める場合にあつては、内閣府令で定める日以内）に、当該変更に係る報告書（以下この条及び次条において「変更報告書」という。）を内閣総理大臣に提出しなければならない。ただし、議決権保有割合が百分の一以上減少したことによる変更報告書で当該変更報告書に記載された議決権保有割合が百分の五以下であるものを既に提出している場合その他の内閣府令で定める場合については、この限りでない。
Article 52-3 (1) A Major Holder of the Bank's Voting Rights shall, in the case where any matters listed in each item of paragraph (1) of the preceding Article have been changed (in the case of a change in the Proportion of Voting Rights Held, it shall be limited to a case where the proportion has increased or decreased by one hundredth or more) after the day on which he/she became a holder of voting rights exceeding five hundredths of the Voting Rights Held by All of the Shareholders of a single Bank or voting rights that exceed five hundredths of the Voting Rights Held by All of the Shareholders of a single Bank Holding Company, he/she shall, pursuant to the provisions of a Cabinet Office Ordinance, submit a report pertaining to that change (hereinafter referred to as a "Change Report" in this Article and the following Article) to the Prime Minister within five days from that day (within the number of days specified by a Cabinet Office Ordinance in the case where the number of voting rights held has not increased or in any other case specified by the Cabinet Office Ordinance); provided, however, that this shall not apply to the case where a Change Report has already been submitted based on a decrease in the Proportion of Voting Rights Held by one hundredth or more and the Proportion of Voting Rights Held stated in that Change Report is five hundredths or less, or to any other case specified by a Cabinet Office Ordinance. - 日本法令外国語訳データベースシステム - 第二条 この法律の施行の際現に一の銀行等（第一条の規定による改正後の銀行法（以下「新銀行法」という。）第四条第五項に規定する銀行等をいう。以下この条において同じ。）が新銀行法第十六条の四第一項第二号（第二条の規定による改正後の長期信用銀行法（以下「新長期信用銀行法」という。）第十七条又は第三条の規定による改正後の外国為替銀行法（以下「新外国為替銀行法」という。）第十一条において準用する場合を含む。次項において同じ。）に掲げる会社の発行済株式（議決権のあるものに限る。）の総数又は出資の総額（以下「発行済株式等」という。）の百分の五十を超える数又は額の株式（議決権のあるものに限る。）又は持分（以下「株式等」という。）を所有しているものは、当該銀行等は、この法律の施行の日（以下「施行日」という。）から起算して三月以内にその旨を大蔵大臣に届け出なければならない。
Article 2 (1) A Bank, etc. (meaning a Bank, etc. as defined by Article 4(5) of the Banking Act after the revision by Article 1 (hereinafter referred to as the "New Banking Act"); hereinafter the same shall apply in this Article) which, at the time when this Act comes into effect, holds shares (limited to voting shares) or equity (hereinafter shares or equity are collectively referred to as "Shares, etc.") of which the number or amount exceeds fifty hundredths of the total number of the issued shares (limited to voting shares) or the total amount of contribution (hereinafter the total number of issued shares and the total amount of contribution are collectively referred to as "Issued Shares, etc.") of a company falling under any of the categories listed in Article 16-4(1)(ii) of the New Banking Act (including the cases where it is applied mutatis mutandis pursuant to Article 17 of the Long-Term Credit Bank Act after the revision by Article 2 (hereinafter referred to as the "New Long-Term Credit Bank Act") or Article 11 of the Foreign Exchange Bank Act after the revision by Article 3 (hereinafter referred to as the "New Foreign Exchange Bank Act"); the same shall apply in the following paragraph) shall notify to that effect to the Minister of Finance within three months from the day when the Act comes into effect (hereinafter referred to as the "Effective Date"). - 日本法令外国語訳データベースシステム - ３ 受託信託会社等が信託業法第七条第三項（同法第五十四条第二項において準用する場合を含む。）の登録の更新をしなかった場合、同法第四十四条第一項の規定により同法第三条の免許を取り消された場合、同法第四十五条第一項の規定により同法第七条第一項の登録を取り消された場合、同法第五十九条第一項の規定により同法第五十三条第一項の免許を取り消された場合、同法第六十条第一項の規定により同法第五十四条第一項の登録を取り消された場合又は金融機関の信託業務の兼営等に関する法律第十条の規定により同法第一条第一項の認可を取り消された場合における前項の規定の適用については、同項中「権利者集会の決議」とあるのは、「権利者集会の決議又は内閣総理大臣」とする。
(3) With regard to application of the provisions of the preceding paragraph in cases where a Fiduciary Trust Company, etc. fails to renew the registration set forth in Article 7(3) of the Trust Business Act (including the cases where it is applied mutatis mutandis pursuant to Article 54(2) of that Act), in cases where the license set forth in Article 3 of that Act is rescinded pursuant to the provisions of Article 44(1) of that Act, in cases where the registration set forth in Article 7(1) of that Act is rescinded pursuant to the provisions of Article 45(1) of that Act, in cases where the license set forth in Article 53(1) of that Act is rescinded pursuant to the provisions of Article 59(1) of that Act, in cases where the registration set forth in Article 54(1) of said Act is rescinded pursuant to the provisions of Article 60(1) of that Act, or in cases where the authorization set forth in Article 1(1) of the Act on Provision of Trust Business by Financial Institutions is rescinded pursuant to the provisions of Article 10 of that Act, the phrase "resolution at a Beneficiary Certificate Holders' Meeting" in the preceding paragraph shall be deemed to be replaced with "resolution at a Beneficiary Certificate Holders' Meeting or by the Prime Minister." - 日本法令外国語訳データベースシステム - （２） 信託財産の運用の対象となる有価証券、預金、手形、指定金銭信託及びコールローン（以下この号において「有価証券等」という。）は、償還又は満期までの期間（以下この号において「残存期間」という。）が一年を超えないものであつて、一以上の指定格付機関（企業内容等の開示に関する内閣府令（昭和四十八年大蔵省令第五号）第一条第十三号の二に規定する指定格付機関をいう。以下この号において同じ。）から同令第九条の四第四項第一号ホに規定する特定格付（以下この号において「特定格付」という。）のうち第三位以上の特定格付が付与された長期有価証券（発行から償還までの期間が一年以上の有価証券をいう。以下この号において同じ。）若しくは特定格付のうち第二位以上の特定格付が付与された短期有価証券（発行から償還までの期間が一年未満の有価証券をいう。以下この号において同じ。）又は証券投資信託の委託会社がこれらの特定格付が付与された有価証券と同等以上に安全に運用できる対象と認めたものであること。
2. With regard to securities, savings, negotiable instruments, specified money in trust, and call loans which are objects of investment of trust property (hereinafter referred to as "securities, etc." in this item), the time period left to reach redemption or maturity (hereinafter referred to as "the remaining period" in this item) shall not exceed one year, and they shall be long-term investment securities (securities with one year or more period from the issue to the redemption; hereinafter the same shall apply in this item) with the third or higher grade of the designated rating prescribed in item (i)-v of paragraph (4) of Article 9-4 of the Cabinet Office Ordinance concerning Disclosure of Corporate Affairs, etc. (Ordinance of the Ministry of Finance No. 5 of 1973) (hereinafter referred to as "the designated rating" in this item) given by one or more specified rating organizations (the organizations prescribed in item (xiii-ii) of Article 1 of the said Ordinance; hereinafter the same shall apply in this item), short-term investment securities (securities with less-than-one year period from the issue to the redemption; hereinafter in this item the same shall apply) with the second or higher of the specific rating given by the organizations, or the equivalent which securities investment trust management companies consider to be able to invest in as safely as or more safely than the said securities with the said grade of the specific rating. - 日本法令外国語訳データベースシステム - ２ 商品取引員は、他の法人に対する支配関係（他の法人に対する関係で、商品取引員がその法人の総株主又は総社員の議決権（株主総会において決議をすることができる事項の全部につき議決権を行使することができない株式についての議決権を除き、会社法第八百七十九条第三項の規定により議決権を有するものとみなされる株式についての議決権を含む。以下この項において同じ。）の二分の一以上に相当する議決権（社債、株式等の振替に関する法律第百四十七条第一項又は第百四十八条第一項の規定により発行者に対抗することができない株式に係る議決権を含む。）を有する関係その他その法人の事業活動を実質的に支配することが可能なものとして主務省令で定める関係をいう。）を持つに至つたときは、主務省令で定めるところにより、遅滞なく、その旨の届出書を主務大臣に提出しなければならない。その届け出た事項に変更を生じたとき、又はその支配関係がなくなつたときも、同様とする。
(2) When a Futures Commission Merchant has gained a controlling interest in another juridical person (a relationship with another juridical person where the Futures Commission Merchant holds voting rights [excluding the voting rights of the shares which cannot be exercised for all matters that are subject to a resolution at a general meeting of shareholders and including the voting rights of the shares for which a shareholder is deemed to have voting rights pursuant to the provisions of Article 879, paragraph (3) of the Companies Act; hereinafter the same shall apply in this paragraph] equivalent to at least a half of the voting rights of all shareholders or all members of such juridical person [including the voting rights of the shares which cannot be asserted against the issuer pursuant to the provisions of Article 147, paragraph (1) or Article 148, paragraph (1) of the Act on Transfer of Bonds, Shares, etc.] or any other relationship specified by an ordinance of the competent ministry to be that which allows the Futures Commission Merchant substantially to control the business activities of such juridical person), the Futures Commission Merchant shall submit a written notification to that effect to the competent minister without delay, pursuant to the provisions of an ordinance of the competent ministry. The same shall apply when a change has occurred to the notified matters or when such controlling interest ceases to exist. - 日本法令外国語訳データベースシステム - ３ 会社法第百二十四条第二項及び第三項の規定は基準日について、同法第百二十五条（第三項第三号を除く。）の規定は投資主名簿について、同法第百二十六条並びに第百九十六条第一項及び第二項の規定は投資主に対してする通知又は催告について、それぞれ準用する。この場合において、同法第百二十五条第一項中「その本店（株主名簿管理人がある場合にあっては、その営業所）」とあるのは「投資法人法第百六十六条第二項第八号に規定する投資主名簿等管理人の営業所」と、同条第四項及び第五項中「裁判所」とあるのは「内閣総理大臣」と、同項中「第三項各号」とあるのは「第三項第一号、第二号、第四号又は第五号」と、同法第百二十六条第五項中「第二百九十九条第一項（第三百二十五条において準用する場合を含む。）」とあるのは「投資法人法第九十一条第一項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
(3) The provisions of Article 124, paragraph (2) and paragraph (3) of the Companies Act shall apply mutatis mutandis to the Record Date, Article 125 of that Act (excluding paragraph (3), item (iii)) shall apply mutatis mutandis to the Investors' registry, and the provisions of Article 126 and Article 596, paragraph (1) and paragraph (2) of that Act shall apply mutatis mutandis to the notice or demand made to the Investors. In this case, the phrase "its head office (or, in cases where there is an Administrator of Shareholder Registry, at its business office)" in Article 125, paragraph (1) of that Act shall be deemed to be replaced with "the business office of the Administrator of the Investors' Registry, etc. as prescribed in Article 166, paragraph (2), item (viii) of the Investment Corporations Act," the term "the court" in Article 125, paragraph (4) and paragraph (5) of the Companies Act shall be deemed to be replaced with "the Prime Minister," the term "any item of paragraph (3)" in Article 125, paragraph (5) of that Act shall be deemed to be replaced with " paragraph (3), item (i), item (ii), item (iv), and item (v)," the phrase "Article 299(1) (including the case where applied mutatis mutandis pursuant to Article 325)" in Article 126, paragraph (5) of that Act shall be deemed to be replaced with "Article 91, paragraph (1) of the Investment Corporations Act," and any other necessary technical replacement of terms shall be specified by a Cabinet Order. - 日本法令外国語訳データベースシステム - 第百三十九条の七 会社法第六百八十条から第七百一条までの規定は、投資法人が投資法人債を発行する場合における投資法人債、投資法人債権者、投資法人債原簿又は投資法人債券について準用する。この場合において、同法第六百八十条第二号中「前条」とあるのは「投資法人法第百三十九条の六」と、同法第六百八十一条第一号中「第六百七十六条第三号から第八号まで」とあるのは「投資法人法第百三十九条の三第一項第三号から第八号まで」と、同法第六百八十四条第一項中「その本店（社債原簿管理人がある場合にあっては、その営業所）」とあるのは「投資法人法第百六十六条第二項第八号に規定する投資主名簿等管理人の営業所」と、同条第四項及び第五項中「裁判所」とあるのは「内閣総理大臣」と、同法第六百九十八条中「第六百七十六条第七号」とあるのは「投資法人法第百三十九条の三第一項第七号」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
Article 139-7 The provisions of Article 680 through Article 701 of the Companies Act shall apply mutatis mutandis to Investment Corporation Bonds, Creditors of an Investment Corporation, Investment Corporation Bonds Registries, and Investment Corporation Bond Certificates where the Investment Corporation issues such Investment Corporation Bonds. In this case, the term "the preceding Article" in Article 680, item (ii) of that Act shall be deemed to be replaced with "Article 139-6 of the Investment Corporations Act," the phrase "items (iii) through (viii) of Article 676" in Article 681, item (i) of the Companies Act shall be deemed to be replaced with "Article 139-3, paragraph (1), item (iii) through item (viii) of the Investment Corporations Act," the phrase "its head office (or, in case a manager of Bond Registry is appointed, its business office)" in Article 684, paragraph (1) of the Companies Act shall be deemed to be replaced with "the business office of an Administrator of the Investors' Registry, etc. as set forth in Article 166, paragraph (2), item (viii) of the Investment Corporations Act," the term "the court" in Article 684, paragraph (4) and paragraph (5) of the Companies Act shall be deemed to be replaced with "the Prime Minister," the term "item (vii) of Article 676" in Article 698 of the Companies Act shall be deemed to be replaced with "Article 139-3, paragraph (1), item (vii) of the Investment Corporations Act," and any other necessary technical replacement of terms shall be specified by a Cabinet Office Ordinance. - 日本法令外国語訳データベースシステム - 諸外国の実態についても、必要に応じて調査ミッションの派遣なども考えられているところであり、会計基準というのは経済の基本でございまして、単なる技術的な論議に限定することなく、やはり私は、国際会計基準というのは経済、あるいはただ一経理の技術的な問題ではなく、極めて大きな経済の基本であると私は思っておりまして、そういった意味でより広く、非上場企業、中小企業も含めた多様な企業の経済活動や、それから当然、企業でございますから税制、会社法、日本の税制と会計につきましては、もうご存じだと思いますが、シャウプさんというのが戦後、GHQで来まして、日本の場合は非常に会計と税制とが近いというわけでございまして、アメリカは税会一致と日本のものを申しますが、アメリカの場合は会計法と税制は非常に離れておりますけれども、そういった意味で日本の場合は、この会計法と税法とは基本的に非常に近い関係にあるわけでございますし、ヨーロッパもどちらかというと、税制と会計は近い関係にあるわけでございますが、アメリカは非常に離れております。
There are plans to dispatch survey teams to study the situation in other countries if necessary. Accounting standards constitute a basic element of the economy, so this debate should not be limited to technical matters. Accounting standards constitute a basic element of the economy, so this debate should not be limited to technical matters. In that sense, this concerns economic activities of diverse companies, including unlisted companies and small and medium-size enterprises (SMEs). In that sense, this concerns economic activities of diverse companies, including unlisted companies and small and medium-size enterprises (SMEs). As for Japan’s tax and accounting systems, a man named Shoup came to Japan after World War II (to make recommendations concerning the Japanese tax system) on behalf of the GHQ (General Headquarters) of the occupying forces, as you may know. In Japan, accounting and tax systems are closely related to each other, while in the United States, they are very separate. In Japan, accounting and tax laws are very closely related to each other. In Europe, too, tax and accounting systems are closely related to each other. But they are very separate in the United States. - 金融庁 - ２ 商品取引員は、他の法人に対する支配関係（他の法人に対する関係で、商品取引員がその法人の総株主又は総社員の議決権（株主総会において決議をすることができる事項の全部につき議決権を行使することができない株式についての議決権を除き、会社法第八百七十九条第三項の規定により議決権を有するものとみなされる株式についての議決権を含む。以下この項において同じ。）の二分の一以上に相当する議決権（社債、株式等の振替に関する法律第百四十七条第一項又は第百四十八条第一項の規定により発行者に対抗することができない株式に係る議決権を含む。）を有する関係その他その法人の事業活動を実質的に支配することが可能なものとして主務省令で定める関係をいう。）を持つに至つたときは、主務省令で定めるところにより、遅滞なく、その旨の届出書を主務大臣に提出しなければならない。その届け出た事項に変更を生じたとき、又はその支配関係がなくなつたときも、同様とする。
(2) When a Futures Commission Merchant has gained a controlling interest in another juridical person (a relationship with another juridical person where the Futures Commission Merchant holds voting rights [excluding the voting rights of the shares of stock which cannot be exercised for all matters that are subject to a resolution at a general meeting of shareholders and including the voting rights of the shares of stock for which a shareholder is deemed to have voting rights pursuant to the provisions of Article 879, paragraph 3 of the Company Act; hereinafter the same shall apply in this paragraph] equivalent to at least a half of the voting rights of all shareholders or all members of such juridical person [including the voting rights of the shares of stock which cannot be asserted against the issuer pursuant to the provisions of Article 147, paragraph 1 or Article 148, paragraph 1 of the Act on Transfer of Bonds, Shares, etc.] or any other relationship specified by an ordinance of the competent ministry to be that which allows the Futures Commission Merchant substantially to control the business activities of such juridical person), the Futures Commission Merchant shall submit a written notice to that effect to the competent minister without delay, pursuant to the provisions of an ordinance of the competent ministry. The same shall apply when a change has occurred to the notified matters or when such controlling interest ceases to exist. - 経済産業省 - 法第百四十五条第三項の主務省令で定める書面は、次に掲げる書面（官公署が証明す る書面の場合には、認可の申請の日前三月以内に作成されたものに限る。）とする。 一合併の理由を記載した書面 二次に掲げる場合に応じ、それぞれ次に定める書面 イ合併後存続する商品取引所又は合併により設立される商品取引所の役員が外国 人である場合当該役員の住民票の写し等、履歴書及びその者が法第十五条第二 項第一号イからルまでのいずれにも該当しないことを誓約する書面 ロ合併後存続する商品取引所又は合併により設立される商品取引所の役員が法人 である場合当該役員の登記事項証明書、沿革を記載した書面及び法第十五条第 二項第一号ヲに該当しないことを誓約する書面 ハ合併後存続する商品取引所又は合併により設立される商品取引所の役員が外国 人又は法人でない場合当該役員の住民票の写し等、履歴書、その者が法第十五 条第二項第一号イ及びロに該当しない旨の官公署の証明書並びにその者が同号 ハからルまでのいずれにも該当しないことを誓約する書面 三会員等の氏名又は商号若しくは名称及び主たる事務所又は本店の所在地を記載した 書面、会員が取引をする商品市場ごとに法第三十条第一項各号のいずれかに該当す ることを誓約する書面又は取引参加者が取引をする商品市場ごとに法第八十二条第 一項第一号イからハまで若しくは同項第二号イからハまでのいずれかに該当する ことを誓約する書面、その者が法第十五条第二項第一号イからヲまでのいずれにも 該当しないことを誓約する書面並びに申請に係る商品取引所が開設しようとする一 以上の商品市場において法第百五条第一号に掲げる方法により決済を行う場合には 認可の申請の日前三十日以内に様式第一号により作成したその者の純資産額に関す る調書 四合併を行う各商品取引所の合併総会（会員商品取引所にあっては、法第百四十四条 第四項、第百四十四条の二第二項又は第百四十四条の三第四項の会員総会をいい、 株式会社商品取引所にあっては、法第百四十四条の六第一項、第百四十四条の十三 第一項、会社法第七百八十三条第一項、第七百九十五条第一項又は第八百四条第一 項の株主総会をいう。）の議事録その他必要な手続があったことを証する書面 五合併を行う各商品取引所の財産及び収支の状況を知ることができる書面（会員商品 取引所にあっては最終事業年度の決算関係書類等、株式会社商品取引所にあっては 最終事業年度の計算書類等及びその附属明細書）六法第百四十四条第五項、第百四十四条の二第三項及び第百四十四条の三第五項に おいて準用する法第百二十四条第二項、第百四十四条の十第二項（第百四十四条の 十七において準用する場合を含む。）、会社法第七百八十九条第二項 、第七百九十九 条第二項又は第八百十条第二項の規定による公告及び催告（第百二十四条第三項、 第百四十四条の十第三項（第百四十四条の十七において準用する場合を含む。）、会 社法第七百八十九条第三項、第七百九十九条第三項又は第八百十条第三項の規定に より公告を官報のほか時事に関する事項を掲載する日刊新聞紙又は電子公告によっ てした場合にあっては、これらの方法による公告）をしたこと並びに異議を述べた 債権者があるときは、当該債権者に対し弁済し若しくは相当の担保を提供し若しく は当該債権者に弁済を受けさせることを目的として相当の財産を信託したこと又は - 112 - 当該合併をしても当該債権者を害するおそれがないことを証する書面 七合併により消滅する商品取引所の開設している商品市場における取引に関する業務 の承継の方法を記載した書面 八商品取引所の業務に関する知識及び経験を有する従業員の確保の状況並びに当該従 業員の配置の状況を記載した書面（合併後の商品取引所が株式会社商品取引所であ る場合に限る。九開設しようとする商品市場における合併後一年間の先物取引の取引量の見込みを記 載した書面 十合併に際して上場商品に係る商品市場を開設しようとする場合にあっては、上場商 品構成物品を一の商品市場で取引をすることが適当である旨を明らかにすることが できる書面 十一合併に際して二以上の商品指数を一の上場商品指数として商品市場を開設しよう とする場合にあっては、当該二以上の商品指数の対象となる物品の大部分が共通し ていることを明らかにすることができる書面
The documents specified by an ordinance set forth in Article 145, paragraph 3 of the Act shall be as listed in the following (in case of documents certified by a public agency, limited to documents prepared within three months prior to the date of filing the application): (i) a document recording the reasons for the merger; (ii) a document specified as follows corresponding to each case: (a) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is a foreign national: a copy of the residence certificate, etc., the curriculum vitae of said officer, and a sworn, written statement by that person that such person is not subject to any of the provisions of Article 15, paragraph 2, item 1, (a) through (k) of the Act; (b) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is a juridical person: a certificate of the registered matters of said officer, a document stating the corporate development, and a sworn, written statement by that person that such person is not subject to the provisions of Article 15, paragraph 2, item 1, (l) of the Act; (c) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is neither a foreign national nor a juridical person: a copy of the residence certificate, etc., and the curriculum vitae of said officer; a certification issued by a public agency that such person is not subject to the provisions of Article 15, paragraph 2, item 1, (a) and (b) of the Act; and a sworn, written statement by that person that such person is not subject to any of the provisions of (c) through (k) of the same item; (iii) a document stating the name or trade name of a Member, etc., and the address of the principal office or head office of the Member, etc.; a sworn, written statement that the Member, etc. is subject to any of the provisions of Article 30, paragraph 1 of the Act for each Commodity Market where transactions are conducted, or a sworn, written statement that trading participants are subject to any of the provisions of (a) through (c) of Article 82, paragraph 1, item 1 of the Act, or any of the provisions of (a) through (c) of item 2 of the same paragraph by each Commodity Market where they conduct - 111 - transactions; a sworn, written statement that such person is not subject to any of the provisions of (a) through (l) of Article 15, paragraph 2, item 1 of the Act; and in the case where the Commodity Exchange specified in the application carries out settlement by the method set forth in Article 105, paragraph 1 of the Act on one or more Commodity Markets that the Commodity Exchange intends to open, a record pertaining to such person's net assets prepared according to Form No. 1 within 30 days prior to the date of application for approval; (iv) minutes of the general meeting of shareholders approving the merger (in the case of a Member Commodity Exchange, referring to the general meeting of Members prescribed in Article 144, paragraph 4, Article 144-2, paragraph 2, or Article 144-3, paragraph 4 of the Act; in the case of an Incorporated Commodity Exchange, referring to the general meeting of shareholders prescribed in Article 144-6, paragraph 1 and Article 144-13, paragraph 1 of the Act, and Article 783, paragraph 1, Article 795, paragraph 1, or Article 804, paragraph 1 of the Company Act) of each Commodity Exchange which carries out the merger, or another document certifying that the necessary procedures for the merger have been followed; (v) a document stating the status of the property, income and expenditure of each Commodity Exchange that carries out the merger (in the case of a Member Commodity Exchange, the settlement related statements, etc. of the preceding business year; in the case of an Incorporated Commodity Exchange, the financial documents, etc. of the preceding business year and detailed statements thereof); (vi) in the case where a public notice or demand (in cases where the public notice is made through an official gazette, a daily newspaper which publishes matters of current events, or an Electronic Public Notice pursuant to the provisions of Article 124, paragraph 3 or Article 144-10, paragraph 3 of the Act [including cases where it is applied mutatis mutandis pursuant to Article 144-17), or Article 789, paragraph 3; Article 799, paragraph 3; or Article 810, paragraph 3 of the Company Act, a public notice by such method) is made pursuant to the provisions of Article 124, paragraph 2 as applied mutatis mutandis pursuant to Article 144, paragraph 5; Article 144-2, paragraph 3; and Article 144-3, paragraph 5 of the Act, or Article 144-10, paragraph 2 of the Act (including cases where it is applied mutatis mutandis pursuant to Article 144-17 of the Act); Article 789, paragraph 2; Article 799, paragraph 2; or Article 810, paragraph 2 of the Company Act; and in cases where a creditor has made an objection, a document certifying that the liabilities have been paid or reasonable collateral has been provided to said creditor, reasonable property has been deposited for the purpose of repaying the liabilities to said creditor, or that said merger is not likely to harm said creditor; (vii) a document stating a method for business succession pertaining to transactions on a Commodity Market which has been opened by a Commodity Exchange dissolved as a result of a merger; (viii) a document stating the status of securing employees who have the knowledge and experience pertaining to the business of a Commodity Exchange and the status of the assignment of such employees (limited to a case where a Commodity Exchange subsequent to a merger becomes an Incorporated Commodity Exchange); (ix) a document stating the estimated transaction volume of Futures Transactions for one year after the merger on the Commodity Market which he/she seeks to open; (x) in the case of seeking to open a Commodity Market pertaining to a Listed - 113 - Commodity at the time of a merger, a document stating that it is appropriate to conduct transactions of Listed Commodity Component Products, etc. on a single Commodity Market; (xi) in the case of seeking to open a Commodity Market at the time of a merger by specifying two or more Commodity Indices as a single Listed Commodity Index, a document stating that the majority of the goods subject to said two or more Commodity Indices shall be common to one another. - 経済産業省 - 法第百四十四条第一項の主務省令で定める事項は、吸収合併存続商品取引所が会員商品 取引所である場合にあっては、次に掲げる事項とする。一 第五十六条の二各号に掲げる事項についての定め（当該定めがない場合にあっては、 当該定めがないこと）の相当性に関する事項 二吸収合併存続会員商品取引所についての次に掲げる事項 イ最終事業年度（会員商品取引所にあっては各事業年度に係る法第六十六条第一項 に規定する決算関係書類等につき法第六十八条の承認を受けた場合における当該 各事業年度のうち最も遅いものとし、株式会社商品取引所にあっては会社法第二 条第二十四号に規定する最終事業年度とする。以下同じ。）に係る財産目録、貸借 対照表及び当該貸借対照表とともに作成された損益計算書の内容 ロ最終事業年度の末日（最終事業年度がない場合にあっては、吸収合併存続会員商 品取引所の成立の日）後に重要な財産の処分、重大な債務の負担その他の当該吸 収合併存続会員商品取引所の財産の状況に重要な影響を与える事象が生じたとき は、その内容（法第百四十四条第四項の会員総会の日の十日前の日後吸収合併の 効力が生ずる日までの間に新たな最終事業年度が存することとなる場合にあって は、当該新たな最終事業年度の末日後に生じた事象の内容に限る。） 三吸収合併消滅会員商品取引所（法第七十七条第一項において準用する会社法第四百 七十五条（第一号及び第三号を除く。）の規定により清算をする会員商品取引所（以 下「清算会員商品取引所」という。）を除く。）において最終事業年度の末日（最終事 業年度がない場合にあっては、吸収合併消滅会員商品取引所の成立の日）後に重要な 財産の処分、重大な債務の負担その他の当該吸収合併消滅会員商品取引所の財産の状 況に重要な影響を与える事象が生じたときは、その内容（法第百四十四条第四項の会 員総会の日の十日前の日後吸収合併の効力が生ずる日までの間に新たな最終事業年度 が存することとなる場合にあっては、当該新たな最終事業年度の末日後に生じた事象 の内容に限る。）四吸収合併が効力を生ずる日以後における吸収合併存続会員商品取引所の債務（法第 百四十四条第五項において準用する法第百二十四条第一項の規定により吸収合併につ いて異議を述べることができる債権者に対して負担する債務に限る。）の履行の見込 みに関する事項 五法第百四十四条第四項の会員総会の日の十日前の日後、前各号に掲げる事項に変 更が生じたときは、変更後の当該事項
The matters specified by an ordinance of the competent ministry set forth in Article 144, paragraph 1 of the Act shall be as follows, in the case where a Member Commodity Exchange Surviving an Absorption-Type Merger is a Member Commodity Exchange: (i) matters concerning the appropriateness of the provisions on matters listed in the respective items of Article 56-2 (in the case where there are no such provisions, the fact thereof); (ii) the following matters concerning the Member Commodity Exchange Surviving an Absorption-Type Merger: (a) an inventory of property and a balance sheet pertaining to the final business - 84 - year (for a Member Commodity Exchange, the final business year in the case where approval under Article 68 of the Act was received for Settlement Related Documents, etc. prescribed in Article 66, paragraph 1 of the Act pertaining to the respective business years, and for an Incorporated Commodity Exchange, the final business year prescribed in Article 2, item 24 of the Company Act; the same shall apply hereinafter), and the contents of a profit and loss statement prepared along with said balance sheet; (b) when there has occurred an event that has a significant influence on the status of the property of the Member Commodity Exchange Surviving an Absorption-Type Merger, such as the disposition of important property and the sharing of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Member Commodity Exchange Surviving an Absorption-Type Merger), the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144, paragraph 4 of the Act and the day when the Absorption-Type Merger came into effect, limited to the contents of an event which occurred after the last day of said new final business year); (iii) when there has occurred an event that has a significant influence on the status of the property of the Member Commodity Exchange Dissolved in an Absorption-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Member Commodity Exchange Dissolved in an Absorption-Type Merger) at said Member Commodity Exchange Dissolved in an Absorption-Type Merger - 85 - (excluding Member Commodity Exchanges which clear the account pursuant to the provisions of Article 475 (excluding item 1 and item 3) of the Company Act as applied mutatis mutandis pursuant to Article 77, paragraph 1 of the Act) (hereinafter such Member Commodity Exchange shall be referred to as a "Clearing Member Commodity Exchange"), the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144, paragraph 4 of the Act and the day when the Absorption-Type Merger came into effect, limited to the contents of an event which occurred after the last day of said new final business year); (iv) matters concerning estimates of the performance of liabilities (limited to liabilities to be borne for creditors who may state objections against the Absorption-Type Merger pursuant to the provisions of Article 124, paragraph 1 of the Act as applied mutatis mutandis pursuant to Article 144, paragraph 5 of the Act) of the Member Commodity Exchange Surviving an Absorption-Type Merger on and after the day when the Absorption-Type Merger came into effect; (v) when there have been changes to the matters listed in the preceding items after 10 days prior to a general meeting of members set forth in Article 144, paragraph 4 of the Act, said new matters. - 経済産業省 - G20でもG7でも、ご存じのように、アメリカでもドット・フランク法というのは、金融の規制を強化するという法律でございまして、基本的に金融の分野で極限までの規制緩和、そしてできるだけ政府の関与を少なくするのがよいというのが新保守主義でございましたから、私は世界の大宗において、アメリカのドット・フランク法が証明しているように、金融というのは、非常に影響が大きいですから、やはり必要な規制は必要なのだというのが、アメリカですら法律が通って、今、ドット・フランク法も、初めボルカー・ルールの細則を詰めているところでございまして、ヨーロッパの銀行も、イギリスはどちらかというと、ご存じのようにアメリカ型の金融に近いのですけれども、ドイツ、フランスはどちらかというと大陸型でございまして、手堅いと言ったらおかしいけれども、日本に似たような金融システムを持っておりますので、私は1点目の質問、新保守主義をという話でしたけれども、世界的にはかつての自由な、どんどん規制緩和で、もうどんな金融商品でもつくってもよい、そのかわり自分の会社で全部自己責任を持ちなさいよということが、一時代前は非常に世界を覆い尽くしまして、日本もそれに巻き込まれたところはあるのでございますけれども、やはり今、アメリカのウォール街ですら、非常にその辺が変わってきていると思っておりまして、そういう意味では、やはり一時の新保守主義の勢いに対する反省が各国であると思っております。
Among the G-20 and G-7 countries, and even in the United States, the need for regulation has been recognized, as indicated by the enactment of the Dodd-Frank Act, which strengthens financial regulations, as opposed to neo-conservatism, which basically pursues the thorough deregulation of the financial sector and the minimization of government involvement. Following the enactment of that act, the United States is working out the details of regulations, including the Volcker Rule. As for European banks, U.K. banks are rather closer to the U.S. style of finance as you know, while Germany and France have continental financial systems, which are conservative, like the Japanese financial system. As to the first question, which concerned neo-conservatism, the mood around the world some time ago was such as to encourage financial institutions to create any type of financial product in exchange for accepting full self-responsibility, and Japan was no exception. However, now, the mood has changed very much even on Wall Street. In that sense, I think that countries have a feeling of contrition about the wave of neo-conservatism that swept through the world at one time. - 金融庁 - それから、そのためにも、短い期間でしたがアメリカに行って、FRBのバーナンキ議長、またニューヨークでボルカー（氏と面会しました）。まさに7月にアメリカのドッド・フランク法、これは非常に、1929年、ある意味でコペルニクス的転換をした金融の法律でございますグラス・スティーガル法、そういったものを一緒にした1990年代後半の投資銀行を生み出した基礎的な法律、それから今度は、それが金融工学の発展あるいは経済のグローバル化や金融のグローバル化の中で大変ハイリスク・ハイリターンの商品を作り出す。一つの会社の中のリスクでは納まらないどころか、今は投資銀行というのはアメリカには基本的にございませんが、国家の税金でそれを補わざるを得ない。それが当然、世界の経済危機を―ソ連の崩壊の後、アメリカの一極でしたから、経済的にも最も強い、そして政治的にも軍事的にもアメリカは非常に米ソ冷戦構造時代に抜きん出てきたわけでございまして、その影響を色濃く日本も世界も受けたわけでございますけれども、その中心であったアメリカ型の資本主義、ある意味でアメリカ型の金融型の資本主義が、ご存じのように、崩壊したということでございまして、大変な混乱になったわけです。それが、要するに金余り、あるいは実体経済よりずっと金融のマネーの世界が大きくなった。
It was also for that purpose that I made a short trip to the U.S. to meet with FRB Chairman Bernanke and Mr. Volcker in New York. The U.S. enacted the Dodd-Frank Act in July. In its background was the law that provided the basis for the generation of investment banks in the late 1990s, as the law repealed the banking business separation required under the Glass-Steagall Act, which had once, back in 1929, brought a drastic change of a sort. Amid the advancement of financial engineering as well as the economic and financial globalization, the law eventually contributed to the creation of very high-risk, high-return products. Ultimately, the risk got so high that it became no longer possible for companies to assume it on their own, leaving the U.S. with no choice but to even use taxpayers' money to cover it. As this was effectively the failure of financial capitalism characteristic of the U.S., which has remained the world's greatest economy and superpower ever since the Soviet Union collapsed, what ensued was a tremendous disturbance. In that context, the real economy was far outweighed by the financial world, or the world of money. - 金融庁 - 第百四十四条 会社法第八百二十四条、第八百二十六条、第八百六十八条第一項、第八百七十条（第十三号に係る部分に限る。）、第八百七十一条本文、第八百七十二条（第四号に係る部分に限る。）、第八百七十三条本文、第八百七十五条、第八百七十六条、第九百四条及び第九百三十七条第一項（第三号ロに係る部分に限る。）の規定は投資法人の解散の命令について、同法第八百二十五条、第八百六十八条第一項、第八百七十条（第二号に係る部分に限る。）、第八百七十一条、第八百七十二条（第一号及び第四号に係る部分に限る。）、第八百七十三条、第八百七十四条（第二号及び第三号に係る部分に限る。）、第八百七十五条、第八百七十六条、第九百五条及び第九百六条の規定はこの条において準用する同法第八百二十四条第一項の申立てがあつた場合における投資法人の財産の保全について、それぞれ準用する。この場合において、同法第八百二十四条第一項、第八百二十五条第一項及び第三項、第八百二十六条、第九百四条並びに第九百六条第四項中「法務大臣」とあるのは「内閣総理大臣」と、同法第八百二十四条第一項第三号中「業務執行取締役、執行役又は業務を執行する社員」とあるのは「執行役員又は監督役員」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
Article 144 The provisions of Article 824, Article 826, Article 868, paragraph (1), Article 870 (limited to the part pertaining to item (xiii)), the main clause of Article 871, Article 872 (limited to the part pertaining to item (iv)), the main clause of Article 873, Article 875, Article 876, Article 904, and Article 937, paragraph (1) (limited to the part pertaining to sub-item (b) of item (iii)) of the Companies Act shall apply mutatis mutandis to an order of dissolution of an Investment Corporation and the provisions of Article 825, Article 868, paragraph (1), Article 870 (limited to the part pertaining to item (ii)), Article 871, Article 872 (limited to the part pertaining to item (i) and item (iv)), Article 873, Article 874 (limited to the part pertaining to item (ii) and item (iii)), Article 875, Article 876, Article 905, and Article 906 of that Act shall apply mutatis mutandis to the preservation of the property of an Investment Corporation where a petition has been filed under Article 824, paragraph (1) of that Act as applied mutatis mutandis pursuant to this Article. In this case, the term "the Minister of Justice" in Article 824, paragraph (1), Article 825, paragraph (1) and paragraph (3), Article 826, Article 904, and Article 906, paragraph (4) of that Act shall be deemed to be replaced with "the Prime Minister," the phrase "the executive director, an executive officer or a partner who executes the business" in Article 824, paragraph (1), item (iii) of that Act shall be deemed to be replaced with "the corporate officer(s) or supervisory officers," and any other necessary technical replacement of terms shall be specified by a Cabinet Order. - 日本法令外国語訳データベースシステム - 第二十五条 内閣総理大臣は、内閣府令で定めるところにより、次の各号に掲げる書類を、これらの書類を受理した日から当該各号に定める期間を経過する日（当該各号に掲げる訂正届出書、訂正発行登録書、訂正報告書又は訂正確認書にあつては、当該訂正の対象となつた当該各号に掲げる第五条第一項及び第六項の規定による届出書及びその添付書類、同条第四項の規定の適用を受ける届出書及びその添付書類、発行登録書及びその添付書類、有価証券報告書及びその添付書類、確認書、内部統制報告書及びその添付書類、四半期報告書、半期報告書、臨時報告書、自己株券買付状況報告書又は親会社等状況報告書に係る当該経過する日、第五号及び第九号に掲げる確認書（当該確認書の対象が有価証券報告書及びその添付書類の訂正報告書、四半期報告書の訂正報告書又は半期報告書の訂正報告書である場合に限る。）にあつては、当該訂正の対象となつた有価証券報告書及びその添付書類、四半期報告書又は半期報告書に係る当該経過する日）までの間、公衆の縦覧に供しなければならない。
Article 25 (1) The Prime Minister shall, pursuant to the provisions of a Cabinet Office Ordinance, make documents listed in the following items available for public inspection for the period specified in the respective items from the day when he/she receives the document (for an amendment, Amended Shelf Registration Statement, amendment reports and amendment Confirmation Letter listed in the following items, the period specified in the respective items from the day when he/she receives the statements and documents attached thereto submitted under Article 5(1) and (6), the statement and documents attached thereto to which Article 5(4) is applicable, the Shelf Registration Statement and documents attached thereto, the Annual Securities Report and documents attached thereto, the Confirmation Letter, the Internal Control Report and documents attached thereto, the Quarterly Securities Report, the Semiannual Securities Report, the Extraordinary Report, the Share Buyback Report, or the Status Report of Parent Company, etc. for which the amendment, Amended Shelf Registration Statement, amendment reports or amendment Confirmation Letter is submitted; and for a Confirmation Letter listed in item (v) and (ix) (limited to cases where confirmation by the Confirmation Letter is made for an amendment report submitted for an Annual Securities Report and documents attached thereto, an amendment report submitted for a Quarterly Securities Report or an amendment report submitted for a Semiannual Securities Report), the period specified in the respective items from the day when he/she receives the Annual Securities Report and documents attached thereto, the Quarterly Securities Report or the Semiannual Securities Report for which the amendment report is submitted): - 日本法令外国語訳データベースシステム - しかし、危難失踪で1年間といったら、5千人以上の方が本当に胸の痛む思いでございますが、今まだ行方不明でございまして、それで危難失踪で1年というのはちょっと長すぎますので、これは金融庁の局長が非常に頑張っていただきまして、法務省、これは生きるか死ぬかという生死は法務省ですから、法務省と大変激しい交渉をやらせていただきまして、これは3か月だったかな、3か月で簡素な市町村に対する届出によって、死亡の確認ができるというふうになりまして、そんなことを目に見えないことでございますが、いわゆる生保のセールスレディの方もご遺族と一緒にご遺体安置所なんかをどんどん回っていただいておりまして、私は医者ですから、よくああいうご遺体にお会いするという、普通慣れてない方といいますか、我々は本職が医者でございますけれども、いかに精神的ショックを受けられるかということは、私はよく分かりますので、そこまでしてセールスレディの方がやっていただいているという話をよく聞きますので、そういった意味で、私は金融の分野はまさに金融機関、いつかお話ししたと思いますが、宮城県石巻商工信用組合、4日間、連絡が付かなかったのですけれども、ろうそくをつけながら、きちっと人にお金を貸したということをやっていただいておりまして、そういう意味では私は本当に各金融機関、生損保、あるいは証券会社、あるいはそういったいろいろな各関係、金融関係の方に本当に官民一体で未曾有の震災に取り組んでいただいたということは感謝いたしておりますけれども、まだまだ、十分と、そんなに決してのぼせ上がっておりません。
Regrettably, more than 5,000 people are still missing, and one year is too long a time to wait for the adjudication of disappearance due to emergency. Therefore, the FSA's director-general in charge held very tough negotiations with the Ministry of Justice, which is responsible for matters related to the certification of the death of missing people. As a result, it has been agreed to allow the death of missing people to be certified three months after their disappearance based on a notification submitted to municipal governments through a simplified procedure. While an arrangement like that is made behind the scenes, life insurance sales women are going from mortuary to mortuary with the relatives of missing people. As I am a doctor by profession, I know well what a great mental shock it is for ordinary people to see the body of a person killed in a disaster like that, but insurance sales women are going as far as to do that. As I told you previously, Ishinomaki Shoko Shinkumi, which could not be contacted for four days after the earthquake, continued to provide loans, with employees working by candle light. In that sense, I am very grateful to various people in the financial sector, including financial institutions, life and non-life insurance companies and securities companies, for dealing with the unprecedented earthquake and tsunami disaster through private-public collaboration. However, I am not so complacent as to believe that we have done enough. - 金融庁 - 第九十四条 会社法第三百条本文、第三百三条第二項、第三百四条、第三百五条第一項本文及び第四項、第三百六条（第二項及び第四項を除く。）、第三百七条、第三百八条（第一項ただし書を除く。）、第三百十条並びに第三百十三条から第三百十八条（第三項を除く。）までの規定は、投資主総会について準用する。この場合において、同法第三百条本文中「前条」とあるのは「投資法人法第九十一条第一項から第三項まで」と、同法第三百三条第二項中「前項の規定にかかわらず、取締役会設置会社においては、総株主の議決権」とあるのは「発行済投資口」と、「議決権又は三百個（これを下回る数を定款で定めた場合にあっては、その個数）以上の議決権」とあるのは「口数の投資口」と、「株主に限り」とあるのは「投資主は」と、同法第三百五条第一項本文中「株主は」とあるのは「発行済投資口の百分の一（これを下回る割合を規約で定めた場合にあっては、その割合）以上の口数の投資口を六箇月（これを下回る期間を規約で定めた場合にあっては、その期間）前から引き続き有する投資主は」と、「株主に通知すること（第二百九十九条第二項又は第三項の通知をする場合にあっては、その通知に記載し、又は記録すること）」とあるのは「投資法人法第九十一条第一項又は第二項の通知に記載し、又は記録すること」と、同法第三百六条第一項中「総株主（株主総会において決議をすることができる事項の全部につき議決権を行使することができない株主を除く。）の議決権」とあるのは「発行済投資口」と、「議決権を有する」とあるのは「口数の投資口を六箇月（これを下回る期間を規約で定めた場合にあっては、その期間）前から引き続き有する」と、同条第一項、第三項、第五項及び第六項並びに同法第三百七条第一項及び第二項並びに第三百十八条第五項中「裁判所」とあるのは「内閣総理大臣」と、同法第三百十条第四項中「第二百九十九条第三項」とあるのは「投資法人法第九十一条第二項」と、同法第三百十六条第二項中「第二百九十七条」とあるのは「投資法人法第九十条第三項において準用する第二百九十七条第一項及び第四項」と、同法第三百十七条中「第二百九十八条及び第二百九十九条」とあるのは「投資法人法第九十条の二第一項及び第九十一条第一項から第三項まで」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
Article 94 (1) The provisions of the main clause of Article 300, Article 303, paragraph (2), Article 304, the main clause of Article 305, paragraph (1), Article 305, paragraph (4), Article 306 (excluding paragraph (2) and paragraph (4)), Article 307, Article 308 (excluding the proviso to paragraph (1)), Article 310, and Article 313 through Article 318 (excluding paragraph (3)) inclusive of the Companies Act shall apply mutatis mutandis to an Investors' meeting. In this case, the term "the preceding Article" in the main clause of Article 300 of that Act shall be deemed to be replaced with "Article 91, paragraph (1) through paragraph (3) of the Investment Corporations Act," the phrase "Notwithstanding the provisions of the preceding paragraph, at a Company with a Board of Directors" in Article 303, paragraph (2) of the Companies Act shall be deleted, the phrase "the votes of all shareholders" in that paragraph shall be deemed to be replaced with "Issued Investment Equity," the phrase "or not less than three hundred (or, in cases where lesser number is prescribed in the articles of incorporation, such number of) votes of all shareholder" in that paragraph shall be deleted, the phrase "only shareholders" in that paragraph shall be deemed to be replaced with "the Investors," the term "Shareholders" in the main clause of Article 305, paragraph (1) of that Act shall be deemed to be replaced with "Investors who continually held not less than one-hundredth (in cases where a lower proportion is provided for in the certificate of incorporation, such proportion) of the units of Issued Investment Equity for the preceding six months or more (in cases where a shorter period is provided for in the certificate of incorporation, such period)," the phrase "shareholders be notified of" in that paragraph shall be deleted, the phrase "(or, in cases where a notice pursuant to paragraph (2) or paragraph (3) of Article 299 is to be given, such summary be specified or recorded in that notice)" in that paragraph shall be deemed to be replaced with "shall be stated or recorded in the notice under Article 91, paragraph (1) or paragraph (2) of the Investment Corporations Act," the phrases "who hold" and "the votes of all shareholders (excluding shareholders who may not exercise their votes on all matters which may be resolved in the shareholders meeting)" in Article 306, paragraph (1) of the Companies Act shall be deemed to be replaced with "who continually held" and "the Issued Investment Equity for the preceding six months or more (in cases where a shorter period is provided for in the certificate of incorporation, such period)" respectively, the term "the court" in Article 306, paragraph (1), paragraph (3), paragraph (5), and paragraph (6), Article 307, paragraph (1) and paragraph (2), and Article 318, paragraph (5) of the Companies Act shall be deemed to be replaced with "the Prime Minister," the term "Article 299(3)" in Article 310, paragraph (4) of the Companies Act shall be deemed to be replaced with "Article 91, paragraph (2) of the Investment Corporations Act," the term "Article 297" in Article 316, paragraph (2) of the Companies Act shall be deemed to be replaced with "Article 297, paragraph (1) and paragraph (4) as applied mutatis mutandis pursuant to Article 90, paragraph (3) of the Investment Corporations Act," the phrase "Article 298 and Article 299" in Article 317 of the Companies Act shall be deemed to be replaced with "Article 90-2, paragraph (1) and Article 91, paragraph (1) through paragraph (3) of the Investment Corporations Act," and any other necessary technical replacement of terms shall be specified by a Cabinet Office Ordinance. - 日本法令外国語訳データベースシステム - 五 この法律、金融商品取引法、会社法、一般社団法人及び一般財団法人に関する法律（平成十八年法律第四十八号）、投資信託及び投資法人に関する法律（昭和二十六年法律第百九十八号）、宅地建物取引業法（昭和二十七年法律第百七十六号）、出資の受入れ、預り金及び金利等の取締りに関する法律（昭和二十九年法律第百九十五号）、割賦販売法（昭和三十六年法律第百五十九号）、貸金業法（昭和五十八年法律第三十二号）、特定商品等の預託等取引契約に関する法律（昭和六十一年法律第六十二号）、商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）、不動産特定共同事業法（平成六年法律第七十七号）、金融業者の貸付業務のための社債の発行等に関する法律（平成十一年法律第三十二号）、信託業法、信託法若しくはこれらに相当する外国の法令の規定に違反し、又は民事再生法（平成十一年法律第二百二十五号）第二百五十五条、第二百五十六条、第二百五十八条から第二百六十条まで若しくは第二百六十二条の罪、外国倒産処理手続の承認援助に関する法律（平成十二年法律第百二十九号）第六十五条、第六十六条、第六十八条若しくは第六十九条の罪、破産法（平成十六年法律第七十五号）第二百六十五条、第二百六十六条、第二百六十八条から第二百七十二条まで若しくは第二百七十四条の罪、刑法（明治四十年法律第四十五号）第二百四条、第二百六条、第二百八条、第二百八条の三、第二百二十二条若しくは第二百四十七条の罪、暴力行為等処罰に関する法律（大正十五年法律第六十号）の罪若しくは暴力団員による不当な行為の防止等に関する法律（平成三年法律第七十七号）第四十六条、第四十七条、第四十九条若しくは第五十条の罪を犯し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなった日から三年を経過しない者
(v) a person who has been sentenced to a fine (including a punishment under the laws and regulations of a foreign state equivalent thereto) for having violated the provisions of this Act, the Financial Instruments and Exchange Act, the Companies Act, the Act on General Incorporated Associations and General Incorporated Foundations (Act No. 48 of 2006), the Act on Investment Trusts and Investment Corporations (Act No. 198 of 1951), the Building Lots and Buildings Transaction Business Act (Act No. 176 of 1952), the Act Regulating the Receipt of Contributions, Receipt of Deposits and Interest Rates (Act No. 195 of 1954), the Installment Sales Act (Act No. 159 of 1961), the Money Lending Business Act (Act No. 32 of 1983), the Act on Deposit, etc. Transaction Agreements of Specified Commodities, etc. (Act No. 62 of 1986), the Act on Regulation of Business Pertaining to Commodity Investment (Act No. 66 of 1991), the Real Estate Specified Joint Enterprise Act (Act No. 77 of 1994), the Act on Issuance, etc. of Bonds for Financial Corporations' Loan Business (Act No. 32 of 1999), the Trust Business Act, the Trust Act, or the laws and regulations of a foreign state equivalent to these Acts, or for having committed a crime prescribed in Article 255, Article 256, Article 258 to Article 260 inclusive, or Article 262 of the Civil Rehabilitation Act (Act No. 225 of 1999), Article 65, Article 66, Article 68, or Article 69 of the Act on Recognition of and Assistance for Foreign Insolvency Procedures (Act No. 129 of 2000), Article 265, Article 266, Article 268 to Article 272 inclusive or Article 274 of the Bankruptcy Act (Act No. 75 of 2004), Article 204, Article 206, Article 208, Article 208-3, Article 222, or Article 247 of the Penal Code (Act No. 45 of 1907), the Act on Punishment of Violent Acts (Act No. 60 of 1926), or Article 46, Article 47, Article 49, or Article 50 of the Act on Prevention of Illegal Acts by Organized Crime Group Members (Act No. 77 of 1991), and for whom three years have yet to elapse since the date on which the execution of the sentence was completed or since the date on which he/she ceased to be subject to the execution of such sentence; - 日本法令外国語訳データベースシステム - ２ 第二十七条の二第二項から第六項まで、第二十七条の三（第一項後段及び第二項第二号を除く。）、第二十七条の四、第二十七条の五（各号列記以外の部分に限る。第五項及び第二十七条の二十二の三第五項において同じ。）、第二十七条の六から第二十七条の九まで（第二十七条の八第六項、第十項及び第十二項を除く。）、第二十七条の十一から第二十七条の十五まで（第二十七条の十一第四項並びに第二十七条の十三第三項及び第四項第一号を除く。）、第二十七条の十七、第二十七条の十八、第二十七条の二十一第一項及び前条第一項の規定は、前項の規定により公開買付けによる買付け等を行う場合について準用する。この場合において、これらの規定（第二十七条の三第四項及び第二十七条の十一第一項ただし書を除く。）中「株券等」とあるのは「上場株券等」と、第二十七条の二第六項中「売付け等（売付けその他の有償の譲渡をいう。以下この章において同じ。）」とあるのは「売付け等」と、第二十七条の三第二項中「次に」とあるのは「第一号及び第三号に」と、同項第一号中「買付け等の期間（前項後段の規定により公告において明示した内容を含む。）」とあるのは「買付け等の期間」と、同条第三項中「公開買付者、その特別関係者（第二十七条の二第七項に規定する特別関係者をいう。以下この節において同じ。）その他政令で定める関係者」とあるのは「公開買付者その他政令で定める関係者」と、同条第四項前段中「当該公開買付けに係る株券等の発行者（当該公開買付届出書を提出した日において、既に当該発行者の株券等に係る公開買付届出書の提出をしている者がある場合には、当該提出をしている者を含む。）に送付するとともに、当該公開買付けに係る株券等が次の各号に掲げる株券等に該当する場合には、当該各号に掲げる株券等の区分に応じ、当該各号に定める者」とあるのは「次の各号に掲げる当該公開買付けに係る上場株券等の区分に応じ、当該各号に定める者に送付するとともに、当該公開買付届出書を提出した日において、既に当該公開買付者が発行者である株券等に係る公開買付届出書の提出をしている者がある場合には、当該提出をしている者」と、同項各号中「株券等」とあるのは「上場株券等」と、第二十七条の五ただし書中「次に掲げる」とあるのは「政令で定める」と、第二十七条の六第一項第一号中「買付け等の価格の引下げ（公開買付開始公告及び公開買付届出書において公開買付期間中に対象者（第二十七条の十第一項に規定する対象者をいう。）が株式の分割その他の政令で定める行為を行つたときは内閣府令で定める基準に従い買付け等の価格の引下げを行うことがある旨の条件を付した場合に行うものを除く。）」とあるのは「買付け等の価格の引下げ」と、同条第二項中「買付条件等の変更の内容（第二十七条の十第三項の規定により買付け等の期間が延長された場合における当該買付け等の期間の延長を除く。）」とあるのは「買付条件等の変更の内容」と、第二十七条の八第二項中「買付条件等の変更（第二十七条の十第三項の規定による買付け等の期間の延長を除く。）」とあるのは「買付条件等の変更」と、第二十七条の十一第一項ただし書中「公開買付者が公開買付開始公告及び公開買付届出書において公開買付けに係る株券等の発行者若しくはその子会社（会社法第二条第三号に規定する子会社をいう。）の業務若しくは財産に関する重要な変更その他の公開買付けの目的の達成に重大な支障となる事情（政令で定めるものに限る。）が生じたときは公開買付けの撤回等をすることがある旨の条件を付した場合又は公開買付者に関し破産手続開始の決定その他の政令で定める重要な事情の変更が生じた」とあるのは「当該公開買付けにより当該上場株券等の買付け等を行うことが他の法令に違反することとなる場合又は他の法令に違反することとなるおそれがある事情として政令で定める事情が生じた」と、第二十七条の十三第四項中「次に掲げる条件を付した場合（第二号の条件を付す場合にあつては、当該公開買付けの後における公開買付者の所有に係る株券等の株券等所有割合（第二十七条の二第八項に規定する株券等所有割合をいい、当該公開買付者に同条第一項第一号に規定する特別関係者がある場合にあつては、当該特別関係者の所有に係る株券等の同条第八項に規定する株券等所有割合を加算したものをいう。）が政令で定める割合を下回る場合に限る。）」とあるのは「第二号に掲げる条件を付した場合」と、第二十七条の十四第一項中「、意見表明報告書及び対質問回答報告書（これらの」とあるのは「（その」と、同条第三項中「並びに第二十七条の十第九項（同条第十項において準用する場合を含む。）及び第十三項（同条第十四項において準用する場合を含む。）の規定」とあるのは「の規定」と、第二十七条の十五第一項中「、公開買付報告書、意見表明報告書又は対質問回答報告書」とあるのは「又は公開買付報告書」と、同条第二項中「公開買付者等及び対象者」とあるのは「公開買付者等」と、前条第一項中「公開買付者若しくはその特別関係者」とあるのは「公開買付者」と読み替えるものとする。
(2) Article 27-2(2) to (6) inclusive, Article 27-3 (excluding the second sentence of paragraph (1) and item (ii) of paragraph (2)), Article 27-4, Article 27-5 (limited to the non-itemized part thereof; the same shall apply in paragraph (5) and Article 27-22-3(5)), Articles 27-6 to 27-9 inclusive (excluding Article 27-8(6), (10) and (12)), Article 27-11 to 15 inclusive (excluding Article 27-11(4) and Article 27-13(3) and (4)(i)), Article 27-17, Article 27-18, Article 27-21(1) and paragraph (1) of the preceding Article shall apply mutatis mutandis to Purchase, etc. conducted under the preceding paragraph by means of Tender Offer. In this case, the term "Share Certificates, etc." in these provisions (excluding Article 27-3(4) and the proviso to Article 27-11(1)) shall be deemed to be replaced with "Listed Share Certificates, etc."; the term "Sales, etc. (meaning sales or other type of transfer for value; hereinafter the same shall apply in this Section)" shall be deemed to be replaced with "Sales, etc."; the term "the following matters" in Article 27-3(2) shall be deemed to be replaced with "the matters listed in items (i) and (iii) below"; the part "period of Purchase, etc. (including the statement included in the public notice under the second sentence of the preceding paragraph)" in Article 27-3(2)(i) shall be deemed to be replaced with "period of Purchase, etc."; the part "The Tender Offeror, Persons in Special Relationship with the Tender Offeror (meaning Persons in Special Relationship as defined in Article 27-2(7); hereinafter the same shall apply in this Section), or other person concerned as specified by a Cabinet Order" in Article 27-3(3) shall be deemed to be replaced with "the Tender Offeror or other person concerned as specified by a Cabinet Order"; the part "to the Issuer of the Share Certificates, etc. to which the Tender Offer is made (and the person who has already submitted a Tender Offer Notification with regard to any Share Certificates, etc. issued by the Issuer as of the day on which the Tender Offer Notification is submitted, if any), and, if the Share Certificates, etc. for which the Tender Offer is made fall under any of the categories listed in the following items, also send a copy of the Tender Offer Notification to the exchange or association specified in the following items for each kind of Share Certificates, etc. set forth in the respective items" in the first sentence of Article 27-3(4) shall be deemed to be replaced with "to the exchange or association specified in the following items for each kind of Securities set forth in the respective items, and also send a copy of the Tender Offer Notification to the person who has already submitted a Tender Offer Notification with regard to any Share Certificates, etc. issued by the Issuer as of the day on which the Tender Offer Notification is submitted, if any"; the term "Share Certificates, etc." in the items of Article 27-3(4) shall be deemed to be replaced with "Listed Share Certificates, etc."; the part "lower the price for Purchase, etc. (excluding those implemented in cases where the Public Notice for Commencing Tender Offer and the Tender Offer Notification state as one of the Terms of Purchase, etc. that the price for Purchase, etc. may be lowered according to standards specified by a Cabinet Office Ordinance if the Subject Company (meaning Subject Company defined in Article 27-10(1)) conducts share split or other act specified by a Cabinet Order.)" in Article 27-6(1)(i) shall be deemed to be replaced with "lower the price for Purchase, etc."; the part "the details of the change in the Terms of Purchase, etc. (excluding the extension of the period for Purchase, etc. made under Article 27-10(3))" in Article 27-6(2) shall be deemed to be replaced with "the details of the change in the Terms of Purchase, etc."; the part "any change in the Terms of Purchase, etc. (excluding the extension of the period for Purchase, etc. made under Article 27-10(3))" in Article 27-8(2) shall be deemed to be replaced with "any change in the Terms of Purchase, etc."; the part "the Tender Offeror states as one of the Terms of Purchase, etc. in the Public Notice for Commencing Tender Offer and Tender Offer Notification that the Tender Offer may be withdrawn if there occurs any important change in the business or property of the Issuer of the Share Certificates, etc. for which the Tender Offer is made or its Subsidiary (meaning Subsidiary as defined in Article 2(iii) of the Companies Act) or there occurs any other circumstance that would significantly impede the achievement of the purpose of the Tender Offer (limited to those specified by a Cabinet Order), or where a decision of commencement of bankruptcy proceedings is made against the Tender Offeror or there occurs any other material change in circumstances as specified by a Cabinet Order" in the proviso to Article 27-11(1) shall be deemed to be replaced with "Purchase, etc. of Listed Share Certificates, etc. conducted through the Tender Offer violates other laws and regulations or where there occurs any circumstances specified by a Cabinet Order as those involving the risk of violation of other laws and regulations"; the part "states any of the following as one of the Terms of Purchase, etc. in the Public Notice for Commencing Tender Offer and Tender Offer Notification (with regard to the term specified in item (ii), limited to cases where the Share Certificates, etc. Holding Rate (meaning Share Certificates, etc. Holding Rate as defined in Article 27-2(8)) of Share Certificates, etc. in possession by the Tender Offeror after the Tender Offer, or, in cases where there are Persons in Special Relationship as specified in Article 27-2(1)(i) with the Tender Offeror, the Share Certificates, etc. Holding Rate calculated by adding the Share Certificates, etc. Holding Rate of the Persons in Special Relationship as defined in Article 27-2(8) to that for the person who conducted the Purchase, etc.) will not exceed the rate specified by a Cabinet Order)" in Article 27-13(4) shall be deemed to be replaced with "states the term specified in item (ii) below as one of the Terms of Purchase, etc. in the Public Notice for Commencing Tender Offer and Tender Offer Notification"; the part ", the Subject Company's Position Statement and the Tender Offeror's Answer (including" in Article 27-14(1) shall be deemed to be replaced with "(including"; the part ", Article 27-10(9) (including the cases where it is applied mutatis mutandis pursuant to Article 27-10(10)) and Article 27-10(13) (including the cases where it is applied mutatis mutandis pursuant to Article 27-10(14)) at" in Article 27-14(3) shall be deemed to be replaced with "at"; the part ", Tender Offer Report, Subject Company's Position Statement or Tender Offeror's Answer" in Article 27-15(1) shall be deemed to be replaced with "or Tender Offer Report"; the term "Tender Offeror, etc. and the Subject Company" in Article 27-15(2) shall be deemed to be replaced with "Tender Offeror"; and the term "Tender Offeror, Persons in Special Relationship with the Tender Offeror" in paragraph (1) of the preceding Article shall be deemed to be replaced with "Tender Offeror." - 日本法令外国語訳データベースシステム - 法第百四十四条の二第一項の主務省令で定める事項は、次に掲げるものとする。 一 第五十六条の二各号に掲げる事項についての定め（当該定めがない場合にあっては、 当該定めがないこと）の相当性に関する事項 二 吸収合併消滅会員商品取引所（清算会員商品取引所を除く。）についての次に掲げ る事項 イ最終事業年度に係る財産目録、貸借対照表及び当該貸借対照表とともに作成され た損益計算書の内容 ロ最終事業年度の末日（最終事業年度がない場合にあっては、吸収合併消滅会員商 品取引所の成立の日。第四号において同じ。）後に重要な財産の処分、重大な債務 の負担その他の当該吸収合併消滅会員商品取引所の財産の状況に重要な影響を与 える事象が生じたときは、その内容（法第百四十四条の二第二項の会員総会の日 の十日前の日後吸収合併の効力が生じた日までの間に新たな最終事業年度が存す ることとなる場合にあっては、当該新たな最終事業年度の末日後に生じた事象の 内容に限る。）三 吸収合併消滅会員商品取引所（清算会員商品取引所に限る。）が法第七十七条第一 項において準用する会社法第四百九十二条第一項の規定により作成した貸借対照表 四吸収合併存続会員商品取引所において最終事業年度の末日（最終事業年度がない場 合にあっては、吸収合併存続会員商品取引所の成立の日）後に重要な財産の処分、重 大な債務の負担その他の当該吸収合併存続会員商品取引所の財産の状況に重要な影響 を与える事象が生じたときは、その内容（法第百四十四条の二第二項の会員総会の日 の十日前の日後吸収合併の効力が生じた日までの間に新たな最終事業年度が存するこ ととなる場合にあっては、当該新たな最終事業年度の末日後に生じた事象の内容に限 る。） 五吸収合併が効力を生じた日以後における吸収合併存続会員商品取引所の債務（法第 百四十四条の二第三項において準用する法第百二十四条第一項の規定により吸収合 併について異議を述べることができる債権者に対して負担する債務に限る。）の履行 の見込みに関する事項 六法第百四十四条の二第二項の会員総会の日の十日前の日後吸収合併の効力が生じた 日までの間に、前各号に掲げる事項に変更が生じたときは、変更後の当該事項
The matters specified by an ordinance of the competent ministry set forth in Article 144-2 paragraph 1 of the Act shall be as follows: (i) matters concerning the appropriateness of the provisions on matters listed in the respective items of Article 56-2 (in the case where there are no such provisions, the fact thereof);(ii) the following matters concerning the Member Commodity Exchange Dissolved in an Absorption-Type Merger (excluding Clearing Member Commodity Exchanges): (a) an inventory of property and a balance sheet pertaining to the final business year and the contents of a profit and loss statement prepared along with said balance sheet; (b) when there has occurred an event that has a significant influence on the status of the property of the Member Commodity Exchange Dissolved in an Absorption-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Member Commodity Exchange Dissolved in an - 89 - Absorption-Type Merger; the same shall apply in item 4), the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144-2, paragraph 2 of the Act and the day when the Absorption-Type Merger came into effect, limited to the contents of an event which occurred after the last day of said new final business year); (iii) a balance sheet which the Member Commodity Exchange Dissolved in an Absorption-Type Merger (limited to a Clearing Member Commodity Exchange) prepared pursuant to the provisions of Article 492, paragraph 1 of the Company Act as applied mutatis mutandis pursuant to Article 77, paragraph 1 of the Act; (iv) when there has occurred an event that has a significant influence on the status of the property of the Member Commodity Exchange Surviving an Absorption-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Member Commodity Exchange Surviving an Absorption-Type Merger) at said Member Commodity Exchange Surviving an Absorption-Type Merger, the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144-2, paragraph 2 of the Act and the day when the Absorption-Type Merger came into effect, limited to the contents of an event which occurred after the last day of said new final business year); (v) matters concerning estimates of the performance of liabilities (limited to liabilities to be borne for creditors who may state objections against the Absorption-Type Merger pursuant to the provisions of Article 124, paragraph 1 of the Act as applied mutatis mutandis pursuant to Article 144-2, paragraph 3 of the Act) of the Member Commodity Exchange Surviving an Absorption-Type - 90 - Merger on and after the day when the Absorption-Type Merger came into effect; (vi) when changes have taken place to the matters listed in the preceding items during the period between 10 days prior to a general meeting of members set forth in Article 144-2, paragraph 2 of the Act and the day when the Absorption-Type Merger came into effect, said new matters. - 経済産業省 - 法第百四十四条の三第一項の主務省令で定める事項は、新設合併設立商品取引所が会員 商品取引所である場合にあっては、次に掲げる事項とする。一第五十七条各号に掲げる事項についての定めの相当性に関する事項 二他の新設合併消滅会員商品取引所（清算会員商品取引所を除く。以下この号におい て同じ。）についての次に掲げる事項 イ最終事業年度に係る財産目録、貸借対照表及び当該貸借対照表とともに作成され た損益計算書の内容 ロ他の新設合併消滅会員商品取引所において最終事業年度の末日（最終事業年度が ない場合にあっては、他の新設合併消滅会員商品取引所の成立の日）後に重要な 財産の処分、重大な債務の負担その他の当該他の新設合併消滅会員商品取引所の 財産の状況に重要な影響を与える事象が生じたときは、その内容（法第百四十四 条の三第四項の会員総会の日の十日前の日後新設合併設立会員商品取引所の成立 の日までの間に新たな最終事業年度が存することとなる場合にあっては、当該新 たな最終事業年度の末日後に生じた事業の内容に限る。） 三 他の新設合併消滅会員商品取引所（清算会員商品取引所に限る。）が法第七十七条 第一項において準用する会社法第四百九十二条第一項の規定により作成した貸借対照 表 四当該新設合併消滅会員商品取引所（清算会員商品取引所を除く。以下この号におい て同じ。）において最終事業年度の末日（最終事業年度がない場合にあっては、当該 新設合併消滅会員商品取引所の成立の日）後に重要な財産の処分、重大な債務の負担 その他の当該新設合併消滅会員商品取引所の財産の状況に重要な影響を与える事象が 生じたときは、その内容（法第百四十四条の三第四項の会員総会の日の十日前の日後 新設合併設立会員商品取引所の成立の日までの間に新たな最終事業年度が存すること となる場合にあっては、当該新たな最終事業年度の末日後に生じた事象の内容に限 る。） 五新設合併設立会員商品取引所の成立の日以後における当該新設合併設立会員商品取 引所の債務（他の新設合併消滅会員商品取引所から承継する債務を除く。）の履行の 見込みに関する事項 六法第百四十四条の三第四項の会員総会の日の十日前の日後、前各号に掲げる事項に 変更が生じたときは、変更後の当該事項
The matters specified by an ordinance of the competent ministry set forth in Article 144-3, paragraph 1 of the Act shall be as follows in the case where a Member Commodity Exchange Established by an Incorporation-Type Merger is a Member Commodity Exchange: (i) matters concerning the appropriateness of the provisions on matters listed in respective items of Article 57; (ii) the following matters concerning another Member Commodity Exchange Dissolved in an Incorporation-Type Merger (excluding Clearing Member Commodity Exchanges; the same shall apply in this item): (a) an inventory of property and a balance sheet pertaining to the final business year and the contents of a profit and loss statement prepared along with said balance sheet; (b) when there has occurred an event that has a significant influence on the status of the property of another Member Commodity Exchange Dissolved in an Incorporation-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business - 92 - year (in the case where the final business year does not exist, the day of the establishment of said other Member Commodity Exchange Dissolved in an Incorporation-Type Merger) at said other Member Commodity Exchange Dissolved in an Incorporation-Type Merger, the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144-3, paragraph 4 of the Act and the day of the establishment of the Member Commodity Exchange Established by an Incorporation-Type Merger, limited to the contents of an event which occurred after the last day of said new final business year); (iii) a balance sheet which another Member Commodity Exchange Dissolved in an Incorporation-Type Merger (limited to a Clearing Member Commodity Exchange) has prepared pursuant to the provisions of Article 492, paragraph 1 of the Company Act as applied mutatis mutandis pursuant to Article 77, paragraph 1 of the Act; (iv) when there has occurred an event that has a significant influence on the status of the property of another Member Commodity Exchange Dissolved in an Incorporation-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Member Commodity Exchange Dissolved in an Incorporation-Type Merger) at said Member Commodity Exchange Dissolved in an Incorporation-Type Merger (excluding Clearing Member Commodity Exchanges; hereinafter the same shall apply in this item), the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144-3, paragraph 4 of the Act and the day of the establishment of the Member Commodity Exchange Established by an Incorporation-Type Merger, limited to the contents of an event which occurred after the last day of said new final - 93 - business year); (v) matters concerning estimates of the performance of liabilities (excluding liabilities inherited from another Member Commodity Exchange Dissolved in an Incorporation-Type Merger) of the Member Commodity Exchange Established by an Incorporation-Type Merger on and after the day of the establishment of said Member Commodity Exchange Established by an Incorporation-Type Merger; (vi) when there have been changes to the matters listed in the preceding items after 10 days prior to a general meeting of members set forth in Article 144-3, paragraph 4 of the Act, said new matters. - 経済産業省 - 第一条 この法律は、公布の日から起算して六月を超えない範囲内において政令で定める日から施行する。ただし、第一条中商法第二百八十五条ノ四、第二百八十五条ノ五第二項、第二百八十五条ノ六第二項及び第三項、第二百九十条第一項並びに第二百九十三条ノ五第三項の改正規定並びに附則第六条中農林中央金庫法（大正十二年法律第四十二号）第二十三条第三項及び第二十四条第一項の改正規定、附則第七条中商工組合中央金庫法（昭和十一年法律第十四号）第三十九条ノ三第三項及び第四十条ノ二第一項の改正規定、附則第九条中農業協同組合法（昭和二十二年法律第百三十二号）第五十二条第一項の改正規定、附則第十条中証券取引法（昭和二十三年法律第二十五号）第五十三条第三項の改正規定及び同条第四項を削る改正規定、附則第十一条中水産業協同組合法（昭和二十三年法律第二百四十二号）第五十六条第一項の改正規定、附則第十二条中協同組合による金融事業に関する法律（昭和二十四年法律第百八十三号）第五条の五の次に一条を加える改正規定及び同法第十二条第一項の改正規定、附則第十三条中船主相互保険組合法（昭和二十五年法律第百七十七号）第四十二条第一項の改正規定、附則第十六条中信用金庫法（昭和二十六年法律第二百三十八号）第五十五条の三第三項及び第五十七条第一項の改正規定、附則第十八条中労働金庫法（昭和二十八年法律第二百二十七号）第六十一条第一項の改正規定、附則第二十三条中銀行法（昭和五十六年法律第五十九号）第十七条の二第三項の改正規定及び同条第四項を削る改正規定、附則第二十六条の規定、附則第二十七条中保険業法（平成七年法律第百五号）第十五条に一項を加える改正規定、同法第五十五条第一項及び第二項、第百十二条第一項並びに第百十二条の二第三項の改正規定、同条第四項を削る改正規定、同法第百十五条第二項、第百十八条第一項、第百十九条及び第百九十九条の改正規定並びに同法附則第五十九条第二項及び附則第九十条第二項を削る改正規定、附則第二十九条中株式の消却の手続に関する商法の特例に関する法律（平成九年法律第五十五号）第七条第二項の改正規定並びに附則第三十一条中特定目的会社による特定資産の流動化に関する法律（平成十年法律第百五号）第百一条第一項及び第百二条第三項の改正規定は、平成十二年四月一日から施行する。
Article 1 This Act shall come into effect as from the date to be specified by a Cabinet Order within a period not exceeding six months from the day of promulgation; provided, however, that the provision revising Article 285-4, Article 285-5, paragraph (2), Article 285-6, paragraphs (2) and (3), Article 290, paragraph (1) and Article 293-5, paragraph (3) of the Commercial Code in Article 1, and the provision revising Article 23, paragraph (3) and Article 24, paragraph (1) of the Norinchukin Bank Act (Act No. 42 of 1923) in Article 6 of the Supplementary Provisions, the provision revising Article 39-3, paragraph (3) and Article 40-2, paragraph (1) of the Shoko Chukin Bank Act (Act No. 14 of 1936) in Article 7 of the Supplementary Provisions, the provision revising Article 52, paragraph (1) of the Agricultural Cooperative Association Act (Act No. 132 of 1947) in Article 9 of the Supplementary Provisions, the provision revising Article 53, paragraph (3) of the Securities and Exchange Act (Act No. 25 of 1948) and deleting paragraph (4) of that Article in Article 10 of the Supplementary Provisions, the provision revising Article 56, paragraph (1) of the Fisheries Cooperative Association Act (Act No. 242 of 1948) in Article 11 of the Supplementary Provisions, the provision adding an Article after Article 5-5 of the Act on Financial Businesses by Cooperative (Act No. 183 of 1949) and revising Article 12, paragraph (1) of that Act in Article 12 of the Supplementary Provisions, the provision revising Article 42, paragraph (1) of the Shipowners Mutual Insurance Association Act (Act No. 177 of 1950) in Article 13 of the Supplementary Provisions, the provision revising Article 55-3, paragraph (3) and Article 57, paragraph (1) of the Shinkin Bank Act (Act No. 238 of 1951) in Article 16 of the Supplementary Provisions, the provision revising Article 61, paragraph (1) of the Labor Bank Act (Act No. 227 of 1953) in Article 18 of the Supplementary Provisions, the provision revising Article 17-2, paragraph (3) of the Banking Act (Act No. 59 of 1981) and deleting paragraph (4) of that Article in Article 23 of the Supplementary Provisions, the provision of Article 26 of the Supplementary Provisions, the provision adding a paragraph to Article 15 of the Insurance Business Act (Act No. 105 of 1995), revising Article 55, paragraphs (1) and (2), Article 102, paragraph (1) and Article 112-2, paragraph (3) of that Act, deleting Article 112-2, paragraph (4) of that Act, revising Article 115, paragraph (2), Article 118, paragraph (1), Article 119 and Article 199 of that Act and deleting Article 59, paragraph (2) and Article 90, paragraph (2) of the Supplementary Provisions to that Act in Article 27 of the Supplementary Provisions, the provision revising Article 7, paragraph (2) of the Act on Special Measures for the Commercial Code on the Procedure of Cancellation of Shares (Act No. 55 of 1997) in Article 29 of the Supplementary Provisions and the provision revising Article 101, paragraph (1) and Article 102, paragraph (3) of the Act on the Liquidation of Specified Assets by Special Purpose Companies (Act No. 105 of 1998) in Article 31 of the Supplementary Provisions shall come into effect as from 1 April 2000. - 日本法令外国語訳データベースシステム - 六 第二十四条第六項若しくは第二十四条の二第一項（これらの規定を第二十七条において準用する場合を含む。）、第二十四条の四の四第一項（同条第三項（第二十七条において準用する場合を含む。）及び第二十七条において準用する場合を含む。）若しくは第四項（第二十七条において準用する場合を含む。）、第二十四条の四の五第一項（第二十七条において準用する場合を含む。）、第二十四条の四の七第一項若しくは第二項（同条第三項（第二十七条において準用する場合を含む。）及び第二十七条において準用する場合を含む。）、第二十四条の四の七第四項（第二十七条において準用する場合を含む。）、第二十四条の五第一項（同条第三項（第二十七条において準用する場合を含む。）及び第二十七条において準用する場合を含む。）若しくは第二十四条の五第四項若しくは第五項（これらの規定を第二十七条において準用する場合を含む。）の規定による添付書類、内部統制報告書若しくはその添付書類、四半期報告書、半期報告書、臨時報告書若しくはこれらの訂正報告書、第二十四条の六第一項若しくは第二項の規定による自己株券買付状況報告書若しくはその訂正報告書、第二十四条の七第一項若しくは第二項（これらの規定を同条第六項（第二十七条において準用する場合を含む。）及び第二十七条において準用する場合を含む。）若しくは第二十四条の七第三項（同条第六項（第二十七条において準用する場合を含む。）及び第二十七条において準用する場合を含む。）において準用する第七条、第九条第一項若しくは第十条第一項の規定による親会社等状況報告書若しくはその訂正報告書、第二十七条の十第一項の規定による意見表明報告書、同条第八項において準用する第二十七条の八第一項から第四項までの規定による訂正報告書、第二十七条の十第十一項の規定による対質問回答報告書、同条第十二項において準用する第二十七条の八第一項から第四項までの規定による訂正報告書、第二十七条の二十三第一項若しくは第二十七条の二十六第一項の規定による大量保有報告書、第二十七条の二十五第一項若しくは第二十七条の二十六第二項の規定による変更報告書又は第二十七条の二十五第四項（第二十七条の二十六第六項において準用する場合を含む。）若しくは第二十七条の二十九第一項において準用する第九条第一項若しくは第十条第一項の規定による訂正報告書であつて、重要な事項につき虚偽の記載のあるものを提出した者
(vi) a person who has submitted any of the following documents containing misstatement on important matters; attached documents, Internal Control Reports or documents attached thereto, Quarterly Securities Reports, Semiannual Securities Reports, Extraordinary Reports, or amendment reports thereof under Article 24(6) or Article 24-2(1) (including the cases where they are applied mutatis mutandis pursuant to Article 27), Article 24-4-4(1) (including the cases where it is applied mutatis mutandis pursuant to Article 24-4-4(3) (including the cases where it is applied mutatis mutandis pursuant to Article 27) and Article 27), Article 24-4-4(4) (including the cases where it is applied mutatis mutandis pursuant to Article 27), Article 24-4-5(1) (including the cases where it is applied mutatis mutandis pursuant to Article 27), Article 24-4-7(1) or (2) (including the cases where it is applied mutatis mutandis pursuant to Article 24-4-7(3) (including the cases where it is applied mutatis mutandis pursuant to Article 27) and Article 27), Article 24-4-7(4) (including the cases where it is applied mutatis mutandis pursuant to Article 27), Article 24-5(1) (including the cases where it is applied mutatis mutandis pursuant to Article 24-5(3) (including the cases where it is applied mutatis mutandis pursuant to Article 27) and Article 27), or Article 24-5(4) or (5) (including the cases where they are applied mutatis mutandis pursuant to Article 27), Share Buyback Report under Article 24-6(1) or (2) or amendment reports thereof, Status Report of Parent Company, etc. under Article 7, Article 9(1) or Article 10(1) which are applied mutatis mutandis pursuant to Article 24-7(1) or (2) (including the cases where they are applied mutatis mutandis pursuant to Article 24-7(6) (including the cases where it is applied mutatis mutandis pursuant to Article 27) and Article 27) or Article 24-7(3) (including the cases where it is applied mutatis mutandis pursuant to Article 24-7(6) (including the cases where it is applied mutatis mutandis pursuant to Article 27) and Article 27) or amendment reports thereof, reports of statement of opinions under Article 27-10(1), amendment reports under Article 27-8(1) to (4) which are applied mutatis mutandis pursuant to Article 27-10(8), Subject Company's Position Statement under Article 27-10(11), amendment reports under Article 27-8(1) to (4) which are applied mutatis mutandis pursuant to Article 27-10(12), Report of Possession of Large Volume under Article 27-23(1) or Article 27-26(1), or Change Report under Article 27-25(1) or Article 27-26(2), or amendment reports under Article 9(1) or Article 10(1) which are applied mutatis mutandis pursuant to Article 27-25(4) (including the cases where it is applied mutatis mutandis pursuant to Article 27-26(6)) or Article 27-29(1); - 日本法令外国語訳データベースシステム - ４ 第九十条の二及び第九十一条の規定は設立企画人が創立総会を招集する場合について、会社法第六十八条第五項から第七項まで、第七十二条第一項本文、第七十三条第一項及び第四項、第七十四条から第八十三条まで並びに第九十三条第二項及び第三項の規定は投資法人の創立総会について、同法第八百三十条、第八百三十一条、第八百三十四条（第十六号及び第十七号に係る部分に限る。）、第八百三十五条第一項、第八百三十六条第一項及び第三項、第八百三十七条、第八百三十八条、第八百四十六条並びに第九百三十七条第一項（第一号トに係る部分に限る。）の規定は投資法人の創立総会の決議の不存在若しくは無効の確認又は取消しの訴えについて、それぞれ準用する。この場合において、第九十一条第一項中「二月前までに当該日を公告し、当該日の二週間」とあるのは「二週間」と、同法第六十八条第五項中「第二十七条第五号又は第五十九条第三項第一号」とあるのは「投資法人法第六十七条第一項第十六号又は第七十一条第四項第一号」と、同条第七項中「第一項」とあるのは「投資法人法第七十三条第四項において準用する投資法人法第九十一条第一項」と、同法第七十三条第四項中「第六十七条第一項第二号」とあるのは「投資法人法第七十三条第四項において準用する投資法人法第九十条の二第一項第二号」と、同法第七十四条第四項及び第七十六条第二項中「第六十八条第三項」とあるのは「投資法人法第七十三条第四項において準用する投資法人法第九十一条第二項」と、同法第八十条中「第六十七条及び第六十八条」とあるのは「投資法人法第七十三条第四項において準用する投資法人法第九十条の二第一項及び第九十一条第一項から第三項まで」と、同法第八十一条第四項及び第八十二条第四項中「裁判所」とあるのは「内閣総理大臣」と、同法第九十三条第二項及び第三項中「設立時取締役」とあるのは「設立時執行役員及び設立時監督役員」と、同条第二項中「前項」とあり、及び同条第三項中「第一項」とあるのは「投資法人法第七十三条第一項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
(4) The provisions of Article 90-2 and Article 91 of this Act shall apply mutatis mutandis to cases where the organizer(s) call an Organizational Meeting; the provisions of Article 68, paragraph (5) through paragraph (7), the main clause of Article 72, paragraph (1), Article 73, paragraph (1) and paragraph (4), Article 74 through Article 83, and Article 93, paragraph (2) and paragraph (3) of the Companies Act shall apply mutatis mutandis to the Organizational Meeting of an Investment Corporation; and the provisions of Article 830, Article 831, Article 834 (limited to the part pertaining to item (xvi) and item (xvii)), Article 835, paragraph (1), Article 836, paragraph (1) and paragraph (3), Article 837, Article 838, Article 846, and Article 937, paragraph (1) (limited to the part pertaining to sub-item (g) of item (i)) of the Companies Act shall apply mutatis mutandis to an action for a declaratory judgment of absence or an invalidation of a resolution adopted at an Organizational Meeting of an Investment Corporation or an action seeking rescission of such resolution. In this case, the phrase "shall give public notice of the date of the Investors' meeting no later than two months prior to that date, and shall send notice thereof in writing to the Investors more than two weeks prior to that date" in Article 91, paragraph (1) of this Act shall be deemed to be replaced with "shall send notice of the date of the Investors' meeting no later than two weeks prior to that date," the phrase "item (v) of Article 27, or item (i) of Article 59(3)" in Article 68, paragraph (5) of the Companies Act shall be deemed to be replaced with "Article 67, paragraph (1), item (xvi) or Article 71, paragraph (4), item (i) of the Investment Corporations Act," the term "paragraph (1)" in Article 68, paragraph (7) of the Companies Act shall be deemed to be replaced with "Article 91, paragraph (1) of the Investment Corporations Act as applied mutatis mutandis pursuant to Article 73, paragraph (4) of the Investment Corporations Act," the term "item (ii) of Article 67(1)" in Article 73, paragraph (4) of the Companies Act shall be deemed to be replaced with "Article 90-2, paragraph (1), item (ii) of the Investment Corporations Act as applied mutatis mutandis pursuant to Article 73, paragraph (4) of the Investment Corporations Act," the phrase "Article 68(3)" in Article 74, paragraph (4) and Article 76, paragraph (2) of the Companies Act shall be deemed to be replaced with "Article 91, paragraph (2) of the Investment Corporations Act as applied mutatis mutandis pursuant to Article 73, paragraph (4) of the Investment Corporations Act," the phrase "Article 67 and Article 68" in Article 80 of the Companies Act shall be deemed to be replaced with "Article 90-2, paragraph (1) and Article 91, paragraph (1) through paragraph (3) of the Investment Corporations Act as applied mutatis mutandis pursuant to Article 73, paragraph (4) of the Investment Corporations Act," the term "the court" in Article 81, paragraph (4) and Article 82, paragraph (4) of the Companies Act shall be deemed to be replaced with "the Prime Minister," the phrase "The Directors at Incorporation" in Article 93, paragraph (2) and paragraph (3) of the Companies Act shall be deemed to be replaced with "The Corporate Officer(s) at Establishment and Supervisory Officers at Establishment," the terms "the preceding paragraph" in Article 93, paragraph (2) of the Companies Act and "paragraph (1)" in paragraph (3) of that Article shall be deemed to be replaced with "Article 73, paragraph (1) of the Investment Corporations Act," and any other necessary technical replacement of terms shall be specified by a Cabinet Order. - 日本法令外国語訳データベースシステム - 五 この法律、信託法、信託業法、金融機関の信託業務の兼営等に関する法律、金融商品取引法、商品取引所法（昭和二十五年法律第二百三十九号）、宅地建物取引業法、出資の受入れ、預り金及び金利等の取締りに関する法律（昭和二十九年法律第百九十五号）、割賦販売法（昭和三十六年法律第百五十九号）、海外商品市場における先物取引の受託等に関する法律（昭和五十七年法律第六十五号）、貸金業法（昭和五十八年法律第三十二号）、特定商品等の預託等取引契約に関する法律（昭和六十一年法律第六十二号）、商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）、不動産特定共同事業法（平成六年法律第七十七号）、資産の流動化に関する法律（平成十年法律第百五号）、金融業者の貸付業務のための社債の発行等に関する法律（平成十一年法律第三十二号）、会社法若しくは一般社団法人及び一般財団法人に関する法律（平成十八年法律第四十八号）若しくはこれらに相当する外国の法令の規定に違反し、又は民事再生法（平成十一年法律第二百二十五号）第二百五十五条、第二百五十六条、第二百五十八条から第二百六十条まで若しくは第二百六十二条の罪、外国倒産処理手続の承認援助に関する法律（平成十二年法律第百二十九号）第六十五条、第六十六条、第六十八条若しくは第六十九条の罪、破産法（平成十六年法律第七十五号）第二百六十五条、第二百六十六条、第二百六十八条から第二百七十二条まで若しくは第二百七十四条の罪、刑法（明治四十年法律第四十五号）第二百四条、第二百六条、第二百八条、第二百八条の三、第二百二十二条若しくは第二百四十七条の罪、暴力行為等処罰に関する法律（大正十五年法律第六十号）の罪若しくは暴力団員による不当な行為の防止等に関する法律（平成三年法律第七十七号）第四十六条、第四十七条、第四十九条若しくは第五十条の罪を犯し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者
(v) A person who has been sentenced to pay a fine (including a punishment under the laws and regulations of a foreign state equivalent thereto) for having violated the provisions of this Act, the Trust Act, the Trust Business Act, the Act on Concurrent Operation of Trust Business by a Financial Institution, the Financial Instruments and Exchange Act, the Commodity Exchange Act (Act No. 239 of 1950), the Building Lots and Buildings Transaction Business Act, the Act Regulating the Receipt of Contributions, Receipt of Deposits, and Interest Rates, etc. (Act No. 195 of 1954), the Installment Sales Act (Act No. 159 of 1961), the Act on Assumption of Entrustment, etc. of Futures Trading in the Foreign Commodities Market (Act No.65 of 1982), the Money Lending Business Act (Act No. 32 of 1983), the Act on Deposit, etc. Transaction Agreements of Specified Commodities, etc. (Act No. 62 of 1986), the Act on Regulation of Business Pertaining to Commodity Investment (Act No. 66 of 1991), the Real Estate Specified Joint Enterprise Act (Act No. 77 of 1994), the Act on Securitization of Assets (Act No. 105 of 1998), the Act on Issuance, etc. of Bonds for Financial Corporations' Loan Business (Act No. 32 of 1999), the Companies Act, or the Act on General Incorporated Associations and General Incorporated Foundations (Act No. 48 of 2006), for having violated the provisions of the laws and regulations of a foreign state equivalent to those Acts, or for having committed a crime prescribed in Article 255, Article 256, Article 258 through Article 260, and Article 262 of the Civil Rehabilitation Act (Act No. 225 of 1999), Article 65, Article 66, Article 68, and Article 69 of the Act on Recognition and Assistance for Foreign Insolvency Procedures (Act No. 129 of 2000), Article 265, Article 266, Article 268 through Article 272, and Article 274 of the Bankruptcy Act (Act No. 75 of 2004), Article 204, Article 206, Article 208, Article 208-3, Article 222, and Article 247 of the Penal Code (Act No. 45 of 1907), the Act on the Punishment of Violent Acts (Act No. 60 of 1926), Article 46, Article 47, Article 49, and Article 50 of the Act on Prevention of Illegal Acts by Organized Crime Group Members (Act No. 77 of 1991), and for whom five years have yet to elapse since the day on which the execution of sentence was complete or since the sentence has become no longer applicable. - 日本法令外国語訳データベースシステム - 法第百五十五条第二項の主務省令で定める書類は、次の各号に掲げる場合の区分に応 じ、当該各号に定めるものとする。 一変更の申請が商品市場の開設に係る場合次に掲げる書面 イ変更の理由を記載した書面 ロ新旧条文の対照表 ハ会員総会又は株主総会の議事録その他必要な手続があったことを証する書面 ニ新たに開設しようとする商品市場ごとに当該商品市場を開設しようとする商品取 引所の会員等であって当該商品市場において取引をしようとするもの及び当該商品 取引所の会員等になろうとする者であって当該商品市場において取引をしようとす るもの（会員商品取引所にあっては、その出資の全額の払込みが終了した者に限る。） の合計数が二十人以上であることを証する書面 ホニに規定する会員等及び会員等になろうとする者のうち、会員商品取引所の会員 及び会員になろうとする者にあっては当該商品市場について法第三十条第一項各 号のいずれかに該当することを誓約する書面、株式会社商品取引所の取引参加者及 び取引参加者になろうとする者にあっては法第八十二条第一項第一号イからハま で又は同項第二号イからハまでのいずれかに該当することを誓約する書面 ヘニに規定する会員等及び会員等になろうとする者の過半数の者が当該商品市場に ついて法第十条第二項各号並びに第二十八条第一項第五号イ及びロに定める者に 該当することを誓約する書面 ト当該商品取引所の会員等になろうとする者であって当該商品市場において取引を しようとするものが法第十五条第二項第一号イからヲまでのいずれにも該当しな いことを誓約する書面 チ新たに開設しようとする一以上の商品市場において法第百五条第一号に掲げる 方法により決済を行う場合にあっては、認可の申請の日前三十日以内に様式第一号 により作成したニに規定する会員等及び会員等になろうとする者の純資産額に関す る調書 リ新たに開設しようとする商品市場における開設後一年間の先物取引の取引量の見 込みを記載した書面 ル二以上の商品指数を一の上場商品指数として商品市場を開設しようとする場合に あっては、当該二以上の商品指数の対象となる物品の大部分が共通していることを 明らかにすることができる書面 二変更の申請が商品市場における上場商品若しくは上場商品指数の範囲の変更（廃止 又は範囲の縮小を除く。以下この号において同じ。）又は取引の種類の変更に係る場 合次に掲げる書面 イ変更の理由を記載した書面 ハ会員総会又は株主総会の議事録その他必要な手続があったことを証する書面 ニ当該変更に係る商品市場において法第百五条第一号に掲げる方法により決済を 行っている場合であって、当該商品市場において取引をする会員等の純資産額の最 低額を変更した場合にあっては、認可の申請の日前三十日以内に様式第一号により 作成した会員等の純資産額に関する調書 ホ当該変更に係る商品市場における変更後一年間の先物取引の取引量の見込みを記 載した書面 ヘ上場商品の範囲の変更の場合にあっては、二以上の上場商品構成物品を一の商品 市場で取引をすることが適当である旨を明らかにすることができる書面 ト二以上の商品指数を一の上場商品指数とする上場商品指数の範囲の変更の場合に あっては、当該二以上の商品指数の対象となる物品の大部分が共通している旨を明 らかにすることができる書面
The documents specified by an ordinance of the competent ministry set forth in Article 155, paragraph 2 of the Act shall be as listed in the corresponding categories set forth in the following items and as specified in such items, respectively: (i) in the case where the application for amendment pertains to the establishment of a Commodity Market, the documents set forth in the following: (a) a document recording the reasons for the amendment; (b) a comparative table of the prior and amended article provisions; (c) minutes of a general meeting of Members or a general meeting of shareholders or another document certifying that the necessary procedures for approval have been followed; (d) a document certifying that the total number of persons who are Members, etc. of the Commodity Exchange intending to establish a Commodity Market for each Commodity Market which is planned to be newly established and who intend to start transactions on such Commodity Market, and who intend to become Members, etc. of said Commodity Exchange intending to start transactions on such Commodity Market (with regard to a Member Commodity Exchange, limited to persons who have completed payment of the full amount of the contribution) are 20 or more; (e) among persons who are or intend to become Members, etc. prescribed in (d), with regard to a person who is or intends to become a member of a Member Commodity Exchange, a sworn, written statement that such person is subject to any of the provisions of Article 30, paragraph 1 of the Act regarding said Commodity Market; with regard to a person who is or intends to become a trading participant of an Incorporated Commodity Exchange, a sworn, written statement that such person is subject to any of the provisions of (a) through (c) of Article 82, paragraph 1, item 1 of the Act, or any of the provisions of (a) through (c) of item 2 of the same paragraph; (f) a sworn, written document stating that the majority of persons who are or intend to become Members, etc. prescribed in (d) are subject to such persons as specified in the respective items of Article 10, paragraph 2, and Article 28, paragraph 1, item 5, (a) and (b) of the Act, with regard to such Commodity Market; (g) a sworn, written document stating that the person who intends to become a - 134 - Member, etc. of said Commodity Exchange and intends to start transactions on said Commodity Market is not subject to any of the provisions of (a) through (l) of Article 15, paragraph 2, item 1 of the Act; (h) in the case of carrying out settlements by the method set forth in Article 105, paragraph 1 of the Act at one or more Commodity Markets which are planned to be newly established, a record prepared according to Form No. 1 within 30 days prior to the date of filing the application and pertaining to the amount of the net assets of a person who is or intends to become a Member, etc. as prescribed in (d); (i) a document stating the estimated transaction volume of Futures Transactions for one year after the opening on a Commodity Market which he/she seeks to open; (j) in the case of seeking to open a Commodity Market pertaining to a Listed Commodity, a document stating that it is appropriate to trade Listed Commodity Component Products, etc. on a single Commodity Market; (k) in the case of seeking to open a Commodity Market by specifying two or more Commodity Indices as a single Listed Commodity Index, a document stating that the majority of the goods subject to said two or more Commodity Indices shall be common to one another; (ii) in the case where the application for amendment is pertaining to a change to the scope of a Listed Commodity or Listed Commodity Index on a Commodity Market (excluding the abolishment or narrowing of such scope; hereinafter the same shall apply in this item) or a change to the type of transaction, the documents set forth in the following: (a) a document recording the reasons for the amendment; (b) a comparative table of the prior and amended article provisions; (c) minutes of a general meeting of Members or a general meeting of shareholders or another document certifying that the necessary procedures for approval have been followed; (d) in cases where making a settlement on a Commodity Market pertaining to said amendment by a method set forth in Article 105, item 1 of the Act and where changing the minimum amount of the net assets of Members, etc. who trade on said Commodity Market, a record pertaining to the amount of the net assets of Members, etc., which is prepared according to Form No. 1 within 30 days prior to the filing of the application; (e) a document stating the estimated transaction volume of Futures Transactions for one year after the amendment on the Commodity Market pertaining to said amendment; (f) in the case of changing the scope of a Listed Commodity, a document stating that it is appropriate that two or more Listed Commodity Component Products, etc. are traded on a single Commodity Market; (g) in the case of changing the scope of a Listed Commodity Index which sets two or more Commodity Indices as a single Listed Commodity Index, a document stating that the majority of goods subject to said two or more Commodity Indices are common to one another; - 経済産業省
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