Chief Information System Management Officerとは 意味・読み方・使い方

(iii) Whether the securities company, etc., has enhanced the order management system and maintained its functions, for example through periodic inspections, and through an appropriate allocation of personnel, including the appointment of a chief information officer (CIO), who is in charge of supervising the trading system.発音を聞く 例文帳に追加

③ 売買システムを統括するＣＩＯの選任を含む人員配置や研修、定期的な検査などを通じ、注文管理体制の充実強化・機能維持が図られているか。 - 金融庁

(c) Whether the credit rating agency has established a system for communicating and reporting compliance-related information appropriately among the management team, the divisions in charge of the credit rating activities, and the legal compliance division, chief compliance officer or other person in charge.発音を聞く 例文帳に追加

ハ．法令等遵守関連の情報が、信用格付行為を行う部門、法令等遵守部門／法令等遵守責任者等の担当者及び経営陣の間で、的確に連絡・報告される体制となっているか。 - 金融庁