REGULAR AUDITとは 意味・読み方・使い方

Does the chief of the Internal Audit Division analyze and assess the effectiveness of the Internal Audit Implementation Guidelines and the Internal Audit Plan in a regular and timely manner or on an as needed basis and report his/her findings to the Board of Directors?発音を聞く 例文帳に追加

また、内部監査部門長は、内部監査実施要領及び内部監査計画の有効性を、定期的に又は必要に応じて随時、分析・評価し、取締役会に報告しているか。 - 金融庁

Both sides welcomed progress in the areas of audit and accounting, underlined the very good and open cooperation, and supported the continuation of monitoring sessions to be organised on a regular basis.発音を聞く 例文帳に追加

双方は、監査・会計分野における進展を歓迎し、非常に良好かつ開放的な協力関係を強調し、定期的に開催しているモニタリング会合の継続を支持した。 - 金融庁

Does the Internal Audit Division accurately identify problems based on the analysis of internal audits and disseminate its findings to the Compliance Control Division, operational divisions and sales branches, etc. in a regular and timely manner or on an as needed basis?発音を聞く 例文帳に追加

また、内部監査の結果を分析して問題点等を的確に指摘し、定期的に又は必要に応じて随時、これをコンプライアンス統括部門、各業務部門及び営業店等に通知しているか。 - 金融庁

(ii) Are the results of self-inspection reported in a regular and timely manner or on an as needed basis by the relevant operational divisions and sales branches to the Administrative Supervisory Division and the Internal Audit Division?発音を聞く 例文帳に追加

（ⅱ）自店検査の結果等について、自店検査の実施者から、定期的又は必要に応じて随時、事務統括部門及び内部監査部門に対して、報告しているか。 - 金融庁

② Whether the representative directors of a management company (hereinafter referred to as "Representative Directors") understand the importance of internal audits, appropriately set forth the objectives of internal audits; establish functions so that the functions of the internal audit divisions are adequately discharged (including the assurance of the independence of internal audit divisions); and checking how such functions are operating on a regular basis.発音を聞く 例文帳に追加

② 経営管理会社の代表取締役（以下「代表取締役」という。）は、内部監査の重要性を認識し、内部監査の目的を適切に設定するとともに、内部監査部門の機能が十分発揮できる機能を構築（内部監査部門の独立性の確保を含む）し、定期的にその機能状況を確認しているか。 - 金融庁