regulatory volumeとは 意味・読み方・使い方

(v) Whether the securities company, etc., has established appropriate rules, regarding the calculation of prices based on laws and regulations as well as the self-regulatory regulations, in order to prevent underwriting under terms, such as volume and price, deemed to be markedly inappropriate.発音を聞く 例文帳に追加

⑤ 著しく不適当と認められる数量、価格その他の条件により引受けを行うことを防止するために、法令や自主規制規則を踏まえ、価格の算定方法等に関する適切な規程が整備されるとともに、 - 金融庁

As the regulatory authority, the FSA is not in the position to comment on each and every securities company and group on an individual basis, but generally speaking, the earnings environment for securities companies and groups has not necessarily been favorable as a whole, given the recent sluggish stock trading volume, in addition to the limited number of large-scale securities underwriting opportunities, IPO (initial public offerings), M&A(mergers and acquisitions) and so forth, notwithstanding the strong influx of funds into investment trusts. This seems to have resulted in the contrasting financial results of banks and securities companies.発音を聞く 例文帳に追加

個々の証券会社・グループというものについては、逐一行政当局としてはコメントする立場にないということは皆さんよくご存じだと思いますが、一般論として申し上げれば、証券会社・グループの収益環境は投資信託への資金流入の好調、一方で株式売買高が足下で低迷してきているほか、大型の引受案件、これは新たな上場とかM&Aだとか、そういったものが少なくて、総じて言えば必ずしも良好とは言えなかったというふうに銀行と証券、明暗を分けたというふうな感じがいたしております。 - 金融庁