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monetary correctionの部分一致の例文一覧と使い方
該当件数 : 2件
Imposing administrative monetary penalties Under the current system, an order of submission of correction reports is designed as an administrative measure against disclosed documents with false statements. False statements and an infringement of the order of submission are subject to criminal penalty. 例文帳に追加
現行制度上、虚偽記載のある開示書類に対する行政対応として、訂正報告書の提出命令が措置されており、虚偽記載や提出命令違反は罰則の対象とされている。 - 金融庁
The Outline of the Bill states that it aims to provide various opportunities for asset management and fund-raising through the creation of a market for professional investors and diversification of exchange-traded funds (ETFs), to provide diverse and high-quality financial services through the revisions of the firewall regulations among securities firms, banks, and insurance companies (abolition of the ban on concurrently held managerial positions across securities firms, banks, and insurance companies), to establish of systems for managing conflicts of interest and changes to the scope of businesses of banks and insurance companies, and to create fair, transparent, and reliable markets through correction of the administrative monetary penalty system and other measures.例文帳に追加
法律案の概要によれば、プロ向け市場の創設や上場投資信託(ETF)等の多様化を通じた多様な資産運用・調達機会の提供、証券会社・銀行・保険会社間のファイアーウォール規制の見直し(証券会社・銀行・保険会社間の役職員の兼職規制の撤廃)や利益相反管理体制の構築、銀行等・保険会社の業務範囲の見直しによる多様で質の高い金融サービスの提供、課徴金制度の見直し等による公正・透明で信頼性のある市場の構築が目指されている。 - 経済産業省
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