この場合、協会等規則の改正等があった場合にはそれに応じて直ちに社内規則の見直しを行うことを併せて求めることとする。例文帳に追加

In such cases, the non-affiliated registered financial institution shall also be required to revise internal rules immediately in response to any future revision of the rules set by associations, etc.発音を聞く  - 金融庁

ハ 社内規程は、法令等の改正、組織又は業務運営環境の変化等に応じ、適時、必要な見直しが行われているか。例文帳に追加

(c) Are internal rules revised as necessary in a timely manner in response to amendments to laws and regulations, etc. and in response to changes in the organization or the business operations environment?発音を聞く  - 金融庁

また、関係諸法令及び諸規則が改正される都度又は定期的に社内規則を見直すなど、適切な業務運営が行われるよう留意しなければならない。例文帳に追加

In addition, they must take care to maintain appropriate business operations by revising internal rules periodically or when relevant laws, regulations and rules are revised.発音を聞く  - 金融庁

ハ 社内規程は、法令等の改正、組織又は業務運営環境の変化等に応じ、適時、必要な見直しが行われているか。⑤ 実践計画・行動規範例文帳に追加

(a) In the event the chief compliance officer identifies a problem through verification of the business operations of the sales divisions, etc., does he/she investigate the causes and take necessary actions?発音を聞く  - 金融庁

同年12 月、米国はゼロイングを撤廃するための国内規則改正案を公表し、パブリックコメントの受付を開始した（同月、仲裁手続を一時中断することで日米が合意）。例文帳に追加

In Dec. of that year, the U.S. released a domestic regulation reform bill to abolish zeroing, and started acceptance of public comments (Japan and the U.S. agreed to suspend an arbitration procedure temporarily in the same month). - 経済産業省

これを受け、同年 12 月、米国はゼロイングを撤廃するための国内規則改正案を公表した（同月、仲裁手続を一時中断することで日米が合意）。例文帳に追加

Accordingly, in December 2010, the U.S. officially announced the proposal for revision of its domestic regulations, in order to abolish the zeroing (Japan and the U.S. agreed in the same month on a temporary suspension of the arbitration procedures). - 経済産業省

③ 協会等未加入業者の社内規則の策定・改正・遵守状況等に関して問題が認められる場合には、深度あるヒアリングや金商法第56条の２第１項の規定に基づく報告を通じて実態把握に努め、例文帳に追加

(iii) When supervisors have recognized an issue of supervisory concern regarding the status of a Non-Affiliated Business Operator’s establishment and revision of internal rules and compliance therewith, they shall strive to identify and keep track of the actual situation by holding in-depth hearings and requiring the submission of a report based on Article 56-2(1) of the FIEA.発音を聞く  - 金融庁

③ 協会等未加入登録金融機関の社内規則の策定・改正・遵守状況等に関して問題が認められる場合には、深度あるヒアリングや金商法第56条の２第１項の規定に基づく報告を通じて実態把握に努め、例文帳に追加

(iii) When supervisors have recognized an issue of supervisory concern regarding the status of a non-affiliated registered financial institution’s establishment and revision of internal rules and compliance therewith, they shall strive to identify and keep track of the actual situation by holding in-depth hearings and requiring the submission of a report based on Article 56-2(1) of the FIEA.発音を聞く  - 金融庁

③ 協会等未加入業者の社内規則の策定・改正・遵守状況等に関して問題が認められる場合には、深度あるヒアリングや金商法第56条の２第１項の規定に基づく報告を通じて実態把握に努め、必要に応じ、金商法第51条の規定に基づく業務改善命令や金商法第52条第１項の規定に基づく業務停止命令を発出するなど、金商法第56条の４第１項の規定に基づき、協会等規則を考慮した適切な監督を行うこととする。例文帳に追加

(iii) When supervisors have recognized an issue of supervisory concern regarding the status of a non-affiliated business operator’s establishment and revision of internal rules and compliance therewith, they shall strive to identify and keep track of the actual situation, by holding in-depth hearings and requiring the submission of a report based on Article 56-2(1) of the FIEA.発音を聞く  - 金融庁