office of a trading firmとは 意味・読み方・使い方

(Note) It should be kept in mind that “corporations engaging in foreign trade and foreign currency transactions” (Article 116(ii) of the FIB Cabinet Office Ordinance) that are excluded from the ban on uninvited solicitation includes cases where, for example, a domestic building contractor, who imports lumber from overseas, in reality, imports and exports through a domestic trading firm rather than transacting directly with overseas exporters, but does not include cases where it simply purchases imported lumber from a domestic trader.発音を聞く 例文帳に追加

（注）不招請勧誘の禁止の例外とされている「外国貿易その他の外国為替取引に関する業務を行う法人」（金商業等府令第 116条第１項第２号）には、例えば、国内の建設業者が海外から材木を輸入するにあたって、海外の輸出者と直接取引を行うのではなく、国内の商社を通じて実態として輸出入を行う場合は含まれるが、単に国内の業者から輸入物の材木を仕入れる場合は含まれないことに留意する必要がある。 - 金融庁

Article 67-19 An Authorized Association shall, pursuant to the provisions of a Cabinet Office Ordinance and based on the reports made pursuant to the provision of the preceding Article, notify its Member Firms and also publicize the daily trading volume, and highest price, lowest price, closing price and any other matters for each day and for each issue in relation to sales and purchase of Over-the-Counter Traded Securities on the Over-the-Counter Securities Market established by said Authorized Association, sales and purchase of the Tradable Securities, and sales and purchase of the Listed Share Certificates, etc. conducted outside of a Financial Instruments Exchange Market (limited to those which a Member Firm conducts on its own account, and those for which a Member Firm provides intermediary, brokerage or agency services; hereinafter the same shall apply in the following Article).発音を聞く 例文帳に追加

第六十七条の十九　認可協会は、前条の規定による報告に基づき、その開設する店頭売買有価証券市場における店頭売買有価証券の売買、取扱有価証券の売買及び上場株券等の取引所金融商品市場外での売買（協会員が自己の計算において行うもの並びに協会員が媒介、取次ぎ及び代理を行うものに限る。次条において同じ。）について、内閣府令で定めるところにより、銘柄別に毎日の売買高、最高、最低及び最終の価格その他の事項をその協会員に通知し、公表しなければならない。 - 日本法令外国語訳データベースシステム