financial providerとは 意味・読み方・使い方

(i) to resolve complaints filed with regard to Financial Instruments Business conducted by a Financial Instruments Business Operator or a Financial Instruments Intermediary Service Provider;発音を聞く 例文帳に追加

一　金融商品取引業者又は金融商品仲介業者の行う金融商品取引業に対する苦情の解決 - 日本法令外国語訳データベースシステム

(ii) to mediate in the case of disputes arisen from Financial Instruments Business conducted by a Financial Instruments Business Operator or a Financial Instruments Intermediary Service Provider; and発音を聞く 例文帳に追加

二　金融商品取引業者又は金融商品仲介業者の行う金融商品取引業に争いがある場合のあつせん - 日本法令外国語訳データベースシステム

(ii) when the individual that is a Financial Instruments Intermediary Service Provider has died: the heir thereof;発音を聞く 例文帳に追加

二　金融商品仲介業者である個人が死亡したとき　その相続人 - 日本法令外国語訳データベースシステム

The financial information inputted at the input part 13 of a financial facility server 10 is transmitted to a financial information provider server 20 through a communication channel 40a.例文帳に追加

金融機関サーバ１０の入力部１３において入力された金融情報が、通信回線４０ａを介して金融情報提供業者サーバ２０へ送信される。 - 特許庁

Article 66-24 An Entrusting Financial Instruments Business Operator, etc., of a Financial Instruments Intermediary Service Provider shall be held liable to compensate for the damage caused to a customer with regard to the Financial Instruments Intermediary Service rendered by the Financial Instruments Intermediary Service Provider to which it entrusted said service; provided, however, that this shall not apply to cases where said Entrusting Financial Instruments Business Operator, etc. has paid reasonable attention in entrustment to said Financial Instruments Intermediary Service Provider, and has endeavored to prevent the damage that it caused to a customer with regard to Acts of Financial Instruments Intermediation rendered by said Financial Instruments Intermediary Service Provider.発音を聞く 例文帳に追加

第六十六条の二十四　金融商品仲介業者の所属金融商品取引業者等は、その委託を行つた金融商品仲介業者が金融商品仲介業につき顧客に加えた損害を賠償する責任を負う。ただし、当該所属金融商品取引業者等がその金融商品仲介業者への委託につき相当の注意をし、かつ、その者の行う金融商品仲介行為につき顧客に加えた損害の発生の防止に努めたときは、この限りでない。 - 日本法令外国語訳データベースシステム

A. Whether the Financial Instruments Business Operator shares information regarding the attributes and investment experiences of customers with the entrusted financial instruments intermediary service provider only when it has obtained the customers’ consent, and whether it gives the intermediary service provider guidance on how to identify customer attributes as necessary.発音を聞く 例文帳に追加

イ．顧客の投資意向、投資経験等の顧客属性等について、顧客の同意を得たうえで顧客情報の共有及び適時の把握に必要な指導を行うとともに、 - 金融庁

(2) Supervisors shall check the date on which each financial instruments intermediary service provider installed the documents at its branches as necessary.発音を聞く 例文帳に追加

（２）必要に応じ、各金融商品仲介業者が店舗に備え置いた日を確認するものとする。 - 金融庁

A customer's operating terminal 100 uses an IC card 1 which a financial institution issues to execute services which a service provider other than the financial institution provides.例文帳に追加

顧客操作端末１００は、金融機関が発行するＩＣカード１を用いて、金融機関以外のサービス提供者が提供するサービスを実行する。 - 特許庁