comprehensive assessment systemとは 意味・読み方・使い方

For example, does the Board of Directors or organization equivalent to the Board of Directors provide a system to ensure that staff members engaged in operations related to legal compliance, customer protection, comprehensive risk management, management of various risks and internal audits are fairly treated in performance assessment and personnel evaluation and receive appropriate evaluation in light of the strategic importance of those operations?発音を聞く 例文帳に追加

例えば、これらの業務に従事する職員につき、業績評価・人事考課上、公平に位置付け、その戦略上の重要性に鑑み適切な評価を与える態勢を整備しているか。 - 金融庁

(iv) Does the Manager understand the limitations and weaknesses of the comprehensive risk assessment method and provide a system to make risk management more sophisticated in a manner commensurate with the scales and natures of the financial institution’s business and its risk profile?発音を聞く 例文帳に追加

（ⅳ）管理者は、統合的リスク評価方法の限界及び弱点を理解し、業務の規模・特性及びリスク・プロファイルに見合ったリスク管理の高度化に向けた態勢を整備しているか。 - 金融庁

(iv) Does the Manager understand the limitations and weaknesses of the comprehensive risk assessment method and provide a system to make risk management more sophisticated in a manner commensurate with the scale and nature of the financial institution's business and its risk profile?7発音を聞く 例文帳に追加

（ⅳ）管理者は、統合的リスク評価方法の限界及び弱点を理解し、業務の規模・特性及びリスク・プロファイルに見合ったリスク管理の高度化に向けた態勢を整備しているか。7 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Directors provide a system to implement improvements in the areas of the problems and weaknesses in the comprehensive risk management system identified through the analysis, assessment and examination referred to in 3. 1) above in a timely and appropriate manner based on the result obtained by developing and implementing an improvement plan as required or by other appropriate methods?発音を聞く 例文帳に追加

取締役会等は、上記３．(1)の分析・評価及び検証の結果に基づき、必要に応じて改善計画を策定しこれを実施する等の方法により、適時適切に当該問題点及び態勢上の弱点の改善を実施する態勢を整備しているか。 - 金融庁

In particular, does the director in charge of such risk management examine the policy and specific measures for developing and establishing an adequate comprehensive operational risk management system with a full understanding of the scope, types, and nature of operational risks and the techniques of identification, assessment, monitoring and control regarding operational risks as well as the importance of comprehensive operational risk management, and with precise recognition of the current status of the comprehensive operational risk management system within the financial institution based on such understanding?発音を聞く 例文帳に追加

特に担当取締役は、オペレーショナル・リスクの所在、オペレーショナル・リスクの種類・特性及びオペレーショナル・リスクの特定・評価・モニタリング・コントロール等の手法並びにオペレーショナル・リスクの総合的な管理の重要性を十分に理解し、この理解に基づき当該金融機関のオペレーショナル・リスクの総合的な管理の状況を的確に認識し、適正なオペレーショナル・リスクの総合的な管理態勢の整備・確立に向けて、方針及び具体的な方策を検討しているか。 - 金融庁

- The inspector should determine whether the comprehensive risk management system is functioning effectively and whether the roles and responsibilities of the institution’s management are being appropriately performed by way of reviewing, with the use of check items listed in Chapter I., whether the management is appropriately implementing (1) policy development, (2) development of internal rules and organizational frameworks and (3) development of a system for assessment and improvement activities.発音を聞く 例文帳に追加

・検査官は、 ①方針の策定、②内部規程・組織体制の整備、 ③評価・改善態勢の整備がそれぞれ適切に経営陣によってなされているかといった観点から、統合的リスク管理態勢が有効に機能しているか否か、経営陣の役割と責任が適切に果たされているかをⅠ．のチェック項目を活用して具体的に確認する。 - 金融庁

- The inspector should determine whether the comprehensive risk management system is functioning effectively and whether the roles and responsibilities of the institution's management are being appropriately performed by way of reviewing, with the use of check items listed in Chapter I., whether the management is appropriately implementing (1) policy development, (2) development of internal rules and organizational frameworks and (3) development of a system for assessment and improvement activities.発音を聞く 例文帳に追加

・ 検査官は、①方針の策定、②内部規程・組織体制の整備、③評価・改善態勢の整備がそれぞれ適切に経営陣によってなされているかといった観点から、統合的リスク管理態勢が有効に機能しているか否か、経営陣の役割と責任が適切に果たされているかをⅠ．のチェック項目を活用して具体的に確認する。 - 金融庁

-The inspector should determine whether the comprehensive operational risk management system is functioning effectively and whether the roles and responsibilities of the institution's management are being appropriately performed by way of reviewing, with the use of check items listed in Chapter I., whether management is appropriately implementing (1) policy development, (2)development of internal rules and organizational frameworks and (3) development of a system for assessment and improvement activities発音を聞く 例文帳に追加

・ 検査官は、①方針の策定、②内部規程・組織体制の整備、③評価・改善態勢の整備がそれぞれ適切に経営陣によってなされているかといった観点から、オペレーショナル・リスクの総合的な管理態勢が有効に機能しているか否か、経営陣の役割と責任が適切に果たされているかをⅠ．のチェック項目を活用して具体的に確認する。 - 金融庁