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例文

3 商品取引所は、法第百三条第四項の規定に基づき充用有価証券等(同条第五項の規定 により取引証金に充てられる有価証券及び倉荷証券(以下この条において「有価証券 等」という。)をいう。以下この条において同じ。)を管理するときは、次の各号に掲げ る有価証券等の区分に応じ、当該各号に定める方法により当該充用有価証券等を管理し なければならない。 一商品取引所が保管することにより管理する有価証券等(混蔵して保管される有価証 券等を除く。次号において同じ。) 充用有価証券等の保管場所については自己の固 有財産である有価証券等その他の充用有価証券等以外の有価証券等(以下この条にお いて「固有有価証券等」という。)の保管場所と明確に区分し、かつ、当該充用有価 証券等についてどの会員等から又はどの会員等を通じ預託を受けた有価証券等である かが直ちに判別できる状態で保管することにより管理する方法 二商品取引所が第三者をして保管させることにより管理する有価証券等当該第三者 をして、充用有価証券等の保管場所については固有有価証券等の保管場所と明確に区 分させ、かつ、当該充用有価証券等についてどの会員等から又はどの会員等を通じ預 託を受けた有価証券等であるかが直ちに判別できる状態で保管させることにより管理 する方法 三商品取引所が保管することにより管理する有価証券等(混蔵して保管される有価証 券等に限る。次号において同じ。) 充用有価証券等の保管場所については固有有価 証券等の保管場所と明確に区分し、かつ、各会員等から又は各会員等を通じ預託を受 けた充用有価証券等に係る持分が自己の帳簿により直ちに判別できる状態で保管する ことにより管理する方法 四商品取引所が第三者をして保管させることにより管理する有価証券等当該第三者 をして、充用有価証券等を預託する者のための口座については商品取引所の自己の口 座と区分する等の方法により、充用有価証券等に係る持分が直ちに判別でき、かつ、 各会員等から又は各会員等を通じ預託を受けた充用有価証券等に係る持分が自己の帳 簿により直ちに判別できる状態で保管させることにより管理する方法例文帳に追加

(3) When a Commodity Exchange manages Securities, etc. for allocation (which means Securities and warehouse receipts allocated for clearing margins pursuant to the provisions of Article 103, paragraph 5 of the Act [hereinafter referred to as "Securities, etc."]; hereinafter the same shall apply in this Article) based on the provisions of paragraph 4 of the same Article, it shall manage said Securities, etc. for allocation by the methods listed as follows, according to the classification of the Securities, etc. listed in the following items: (i) Securities, etc. for retention under the management of a Commodity Exchange (excluding Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the Commodity Exchange controls the location for the retention of Securities, etc. for allocation that is clearly separate from that for the Securities, etc. of the Commodity Exchange's own property and other Securities, etc. than that for the Securities, etc. for allocation (hereinafter referred to as the "Private Securities, etc." in this Article), and that said Securities, etc. for allocation are retained in an available condition that is immediately distinguishable as to which Member, etc. deposited such property or for which Member, etc. such property was deposited; (ii) Securities, etc. for retention under the management of a Commodity Exchange using a third party: a management method by which the Commodity Exchange uses a third party to control the location for the retention of Securities, etc. for allocation clearly separating them from the Securities, etc. of the Private Securities, etc., and to retain said Securities, etc. for allocation in an available - 64 - condition that is immediately distinguishable as to which Member, etc. deposited such property or for which Member, etc. such property was deposited; (iii) Securities, etc. for retention under the management of a Commodity Exchange (limited to the Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the location for the retention of Securities, etc. for allocation is clearly separate from that for the Private Securities, etc., and that the shares pertaining to Securities, etc. for allocation deposited by or through each Member, etc. are retained in an available condition which is easily distinguishable in their own books and records; (iv) Securities, etc. for retention under the management of a Commodity Exchange using a third party: a management method by which the Commodity Exchange uses a third party to retain [the][an] account for a person who deposited Securities, etc. for allocation in a condition whereby the shares pertaining to Securities, etc. for allocation will be immediately distinguishable[] by a method such as separating them from the Commodity Exchange's own account, and whereby the shares pertaining to Securities, etc. for allocation deposited by or through each Member, etc. will be immediately distinguishable in their own books and records.  - 経済産業省

例文

3 商品取引清算機関は、法第百七十九条第五項において準用する法第百三条第四項の 規定に基づき充用有価証券等(法第百七十九条第六項において準用する法第百三条第 五項の規定により取引証金に充てられる有価証券及び倉荷証券(以下この条におい て「有価証券等」という。)をいう。以下この条において同じ。)を管理するときは、次 の各号に掲げる有価証券等の区分に応じ、当該各号に定める方法により当該充用有価証 券等を管理しなければならない。一商品取引清算機関が保管することにより管理する有価証券等(混蔵して保管される 有価証券等を除く。次号において同じ。) 充用有価証券等の保管場所については自 己の固有財産である有価証券等その他の充用有価証券等以外の有価証券等(以下こ の条において「清算機関固有有価証券等」という。)の保管場所と明確に区分し、か つ、当該充用有価証券等についてどの会員等から又はどの会員等を通じ預託を受けた有価証券等であるかが直ちに判別できる状態で保管することにより管理する方法 二商品取引清算機関が第三者をして保管させることにより管理する有価証券等当該 第三者をして、充用有価証券等の保管場所については清算機関固有有価証券等の保 管場所と明確に区分させ、かつ、当該充用有価証券等についてどの会員等から又は どの会員等を通じ預託を受けた有価証券等であるかが直ちに判別できる状態で保管 させることにより管理する方法 三商品取引清算機関が保管することにより管理する有価証券等(混蔵して保管される 有価証券等に限る。次号において同じ。) 充用有価証券等の保管場所については清 算機関固有有価証券等の保管場所と明確に区分し、かつ、各会員等から又は各会員 等を通じ預託を受けた充用有価証券等に係る持分が自己の帳簿により直ちに判別で きる状態で保管することにより管理する方法例文帳に追加

(3) When managing Securities, etc. for allocation (which means the securities and warehouse receipts [hereinafter referred to as the “Securities, etc.in this Article] which are allocated to clearing margins pursuant to the provisions of Article 103, paragraph 5 of the Act, as applied mutatis mutandis pursuant to Article 179, paragraph 6; hereinafter the same shall apply in this Article) based on the provisions of Article 103, paragraph 4 of the Act, as applied mutatis mutandis pursuant to Article 179, paragraph 5 of the Act, a Commodity Clearing Organization shall manage said Securities, etc. for allocation, by the methods specified in the following items, respectively, corresponding to the categories of the Securities, etc., as set forth in said items: (i) Securities, etc. for retention under the management of a Commodity Clearing Organization (excluding Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the Commodity Clearing Organization controls the location for the retention of Securities, etc. for allocation that is clearly separate from that for the Securities, etc. of a person's own property and other Securities, etc., than that for the Securities, etc. for allocation (hereinafter referred to as the "Securities, etc. of a Clearing Organization's Own Property" in this Article), and that said Securities, etc. for allocation are retained in an available condition that is immediately distinguishable as to which customer deposited such property or for which customer such property was deposited; (ii) Securities, etc. for retention under the management of a Commodity Clearing Organization using a third party: a management method by which the Commodity Clearing Organization uses a third party to control the location for the retention of Securities, etc. for allocation clearly separating them from the Securities, etc. of a Clearing Organization's Own Property, and to retain said Securities, etc. for allocation in an available condition that is immediately distinguishable as to which customer deposited such property or for which customer such property was deposited; (iii) Securities, etc. for retention under the management of a Commodity Clearing Organization (limited to the Securities, etc., which are retained and commingled; the same shall apply in the following item): a management method by which the location for the retention of Securities, etc. for allocation is clearly separate from that for the Securities, etc. of the Clearing Organization's Own Property, and that the shares pertaining to Securities, etc. for allocation deposited by or through each Member, etc. are retained in an available condition which is easily distinguishable in their own books and records; (iv) Securities, etc. for retention under the management of a Commodity Clearing Organization using a third party: a management method by which the Commodity Clearing Organization uses a third party to retain the account for a person who deposited Securities, etc. for allocation in a condition whereby the shares pertaining to Securities, etc. for allocation will be immediately distinguishable, by a method such as separating them from the Commodity Clearing Organization's own account, and whereby the shares pertaining to Securities, etc. for allocation deposited by or through each Member, etc. will be immediately distinguishable in their own books and records.  - 経済産業省


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