１この章において「一般委託者」とは、商品取引員に対し商品市場における取引等（商品清算取引を除く。次項において同じ。）を委託した者（商品取引員、証券取引法第二条第三項第一号に規定する適格機関投資家、商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）第二条第五項に規定する商品投資販売業者及び同条第八項に規定する商品投資顧問業者その他の政令で定める者を除く。）をいう。例文帳に追加

(1) The term "General Customer" as used in this Chapter shall mean a person who has consigned a Transaction on a Commodity Market, etc. (excluding a Commodity Clearing Transaction; the same shall apply in this paragraph) to a Futures Commission Merchant (excluding a Futures Commission Merchant, a qualified institutional investor under Article 2, paragraph 3, item 1 of the Securities Exchange Act, a commodities investment sales manager under Article 2, paragraph 5 of the Act on Regulation of Business Pertaining to Commodity Investment [Act No. 66 of 1991], a commodities investment advisor under paragraph 8 of the same Article and any other person specified by a Cabinet Order).発音を聞く - 経済産業省

具体的に見ると、例えば、金融・保険業では、1998年の「金融システム改革法」制定を始めとする金融ビッグバンの推進により、銀行・生保等による投資信託窓口販売の導入、証券会社の免許制から原則登録制への移行、株式売買委託手数料の完全自由化等により外資系金融機関が我が国での業務を行いやすくなった。例文帳に追加

Specifically, in the financial and insurance sector, the business environment for foreign financial institutions has been improved due to the of the Financial Big-Bang led by the enactment of the Financial System Reform Law: today, banks and life insurance companies can deal with over-the-counter in vestment trusts, the rules related to establishment of securities companies were shifted from a licensing system to a registration system in principle, and stock trade commissions have been completely liberalized. - 経済産業省

例文

ヘッジファンドが投資信託・投資一任業務等の形態をとっている場合、投資家保護の観点から、販売・勧誘を行う証券会社・登録金融機関や投資運用を行う投資信託委託業者・認可投資顧問業者に対して、各種行為規制が設けられており、検査・監督において問題が認められる場合には適切な対応をすることとしている。例文帳に追加

In case of hedge funds in form of investment trust and discretionary investment, securities companies and registered financial institutions who solicit and distribute hedge funds and investment trust managers and authorized investment advisors who conduct investment management of hedge funds shall comply with the numerous codes of conducts under the laws and related regulations.The FSA shall take appropriate measures if it finds any problems by way of the inspection and supervision of the companies and personnel.発音を聞く - 金融庁