investment advisorとは 意味・読み方・使い方

(iii) A commodities investment advisor prescribed in Article 2, paragraph (4) of the Act on Regulation of Business Pertaining to Commodity Investment発音を聞く 例文帳に追加

三　商品投資に係る事業の規制に関する法律第二条第四項に規定する商品投資顧問業者 - 日本法令外国語訳データベースシステム

(iii) Any person who is a director, accounting advisor (in cases where the accounting advisor is an auditing firm or tax accounting firm, the member who is to perform the accounting advisor's duties), auditor, executive officer, other officer, or employee of an Administrative Agent, Asset Management Company, or Asset Custody Company of an Investment Corporation or its Subsidiary Corporation; or発音を聞く 例文帳に追加

三　投資法人又はその子法人の一般事務受託者、資産運用会社又は資産保管会社の取締役、会計参与（会計参与が監査法人又は税理士法人である場合にあつては、その職務を行うべき社員）、監査役、執行役その他の役員又は使用人である者 - 日本法令外国語訳データベースシステム

(iii) a commodities investment sales manager under Article 2, paragraph 5 of the Act on Regulation of Business Pertaining to Commodity Investment [Act No. 66 - 198 - of 1991], a commodities investment advisor under paragraph 8 of the same Article;発音を聞く 例文帳に追加

三商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）第二条第五 項に規定する商品投資販売業者及び同条第八項に規定する商品投資顧問業者 - 経済産業省

The investment contract support device 1 stores the proposal history information 19 or the contact history information 21 for every customer 3, and retrieves and displays it according to the request of a person in charge (advisor 4).例文帳に追加

投資契約支援装置１は、顧客３ごとに提案履歴情報１９あるいは契約履歴情報２１を保持し、担当者（アドバイザ４）の要求に応じて検索して表示する。 - 特許庁

(ix) the acts which are listed in Article 2, paragraph (8), item (xii) of the Act (limited to one pertaining to a Discretionary Investment Contract), in which a Commodity Trading Advisor, etc. (meaning a Commodity Trading Advisor, etc. as prescribed in Article 33, paragraph (1) of the Act on Control for Business Pertaining to Commodity Investment (Act No. 66 of 1991)) makes an investment of money or other properties as an investment in rights pertaining to a Currency Derivative Transaction in association with a Commodity Investment (meaning Commodity Investment as prescribed in Article 2, paragraph (1) of that Act) (limited to an act whose purpose is to abate any possible loss due to a fluctuation in the exchange rates pertaining to said Commodity Investment);発音を聞く 例文帳に追加

九　法第二条第八項第十二号に掲げる行為（投資一任契約に係るものに限る。）のうち、商品投資顧問業者等（商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）第三十三条第一項に規定する商品投資顧問業者等をいう。）が商品投資（同法第二条第一項に規定する商品投資をいう。）に付随して、通貨デリバティブ取引に係る権利に対する投資として、金銭その他の財産の運用を行う行為（当該商品投資に係る為替変動による損失の可能性を減殺することを目的とするものに限る。） - 日本法令外国語訳データベースシステム

(iii) Any person who continuously receives remuneration from an Administrative Agent, Asset Management Company, or Asset Custody Company of an Investment Corporation, or from the directors, accounting advisor, auditor, or executive officer thereof for operations other than those of a certified public accountant or an auditing firm, or any person who is the spouse of such person; and発音を聞く 例文帳に追加

三　投資法人の一般事務受託者、資産運用会社若しくは資産保管会社若しくはこれらの取締役、会計参与、監査役若しくは執行役から公認会計士若しくは監査法人の業務以外の業務により継続的な報酬を受けている者又はその配偶者 - 日本法令外国語訳データベースシステム

To provide a basic data tabulation system for declaration of stock transfer profits by utilizing Web to collect required data via the Internet and to timely transmit a tabulation result created on the basis of the data to a user oneself and a tax accountant, an investment advisor and a certified public accountant, etc., as business partners.例文帳に追加

所要データをインターネットを介して収集し、該データを基礎として作成された集計結果を利用者本人並びにビジネスパートナーとしての税理士、投資顧問、公認会計士等に適時伝送する、Ｗｅｂ利用による株式譲渡益申告用基礎資料集計システムを提供すること。 - 特許庁

(4) When a director or executive officer of a Financial Instruments Business Operator (limited to those engaged in Type I Financial Instruments Business or Investment Management Business; hereinafter the same shall apply in this paragraph) has taken up a position of director, accounting advisor (when an accounting advisor is a juridical person, a member who is supposed to conduct the duty; hereinafter the same shall apply in this paragraph), company auditor, or executive officer for another company (including the cases where a director, accounting advisor, company auditor, or executive officer of other company came to concurrently hold a position of director or executive officer for a Financial Instruments Business Operator), or he/she resigned from a position of director, accounting advisor, company auditor, or executive officer for another company, he/she shall notify to that effect to the Prime Minister without delay, pursuant to the provisions of a Cabinet Office Ordinance.発音を聞く 例文帳に追加

４　金融商品取引業者（第一種金融商品取引業又は投資運用業を行う者に限る。以下この項において同じ。）の取締役又は執行役は、他の会社の取締役、会計参与（会計参与が法人であるときは、その職務を行うべき社員。以下この項において同じ。）、監査役若しくは執行役に就任した場合（他の会社の取締役、会計参与、監査役又は執行役が金融商品取引業者の取締役又は執行役を兼ねることとなつた場合を含む。）又は他の会社の取締役、会計参与、監査役若しくは執行役を退任した場合には、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 - 日本法令外国語訳データベースシステム