B♭ instrumentsの英語

An indictment of a Financial Instruments Business Operator or officers and employees thereof発音を聞く 例文帳に追加

(b) 金融商品取引業者又はその役職員が告発等を受けたとき。 - 金融庁

It should be noted that the bonds as referred to in IV-3-1-2(4) are the securities as specified under Article 281(vii) of the FIB Cabinet Office Ordinance and that regarding theoretical prices mentioned in IV-3-1-2(4)(iii) A. and B. and internal rules mentioned in (4) (iii) B. and C. in relation to financial instruments intermediary services, financial instruments service providers may use prices calculated and rules established by Financial Instruments Business Operators to which their business operations are entrusted.発音を聞く 例文帳に追加

なお、Ⅳ－３－１－２（５)③イ及びロの理論価格、並びに③ロ及びニの社内ルールについては、委託金融商品取引業者等において算出又は策定したものを使用することができるものとする。 - 金融庁

(iii) Shares traded on a foreign financial instruments market prescribed in Article 2, paragraph (8), item (iii), (b) of the Financial Instruments and Exchange Act発音を聞く 例文帳に追加

三　金融商品取引法第二条第八項第三号ロに規定する外国金融商品市場において売買されている株式 - 日本法令外国語訳データベースシステム

B. Whether the Financial Instruments Business Operator has appointed a safety manager in charge of properly managing safety measures in accordance with the basic policy, standards and procedures specified by the Financial Instruments Business Operator.発音を聞く 例文帳に追加

ロ．定められた方針、基準及び手順に従って安全対策を適正に管理する安全管理者を設置しているか。 - 金融庁

B. Information to be obtained from the Firms that audit companies, etc. listed on a financial instruments exchange in Japan発音を聞く 例文帳に追加

Ｂ．上場会社を監査する外国監査法人等から徴収する情報 - 金融庁

B. Whether the Financial Instruments Business Operator has developed a control environment that enables sufficient management of administrative risk regarding outsourced business operations.発音を聞く 例文帳に追加

ロ．外部委託している事務のリスク管理が十分に行えるような態勢を構築しているか。 - 金融庁

B. Whether the Financial Instruments Business Operator has designated the types of risk that should be managed according to specific criteria and has identified the location of the risk.発音を聞く 例文帳に追加

ロ．具体的基準に従い管理すべきリスクの所在や種類を特定しているか。 - 金融庁

B. Whether the Financial Instruments Business Operator, after system troubles have occurred, analyses the cause and implements measures based on the analysis to prevent recurrence.発音を聞く 例文帳に追加

ロ．発生した障害について、原因を分析し、それに応じた再発防止策を講じているか。 - 金融庁