From the viewpoint of ensuring the full enforcement of legal compliance throughout the institution, does the Compliance Control Division collect, manage, analyze and examine in an integrated manner Compliance-related Information scattered across the institution’s divisions and departments and, based on the results of the analysis and examination, take appropriate steps and measures?発音を聞く 例文帳に追加

コンプライアンス統括部門は、金融機関全体の法令等遵守の徹底を図る観点から、金融機関の様々な部署に散在するコンプライアンス関連情報を一元的に収集、管理、分析及び検討し、その結果に基づき適時に適切な措置・方策を講じているか。 - 金融庁

Article 8 (1) Concerning the patent fee, registration fee or other charge to be paid with respect to patent rights or utility model rights (hereinafter referred to as "Patent Rights, etc.") or the right to receive a patent or the right to receive a utility model registration (limited to patent applications filed prior to the partial enforcement date (excluding patent applications pertaining to the division, etc. of a patent application prior to the partial enforcement date) or utility model registration applications filed prior to the partial enforcement date (excluding the utility model registration application pertaining to the division etc. of a utility model registration application prior to the partial enforcement date); hereinafter referred to as "Rights to Receive Patent, etc.") or Patent Rights, etc. obtained based on the right to receive said patent, these rights being owned by the State and pertaining to research results related to technologies of national universities and having been assigned, prior to the date of partial enforcement, to a person (in paragraph 3 referred to as a "National University Related Certified Business Operator") who has received the accreditation of paragraph 1 of Article 12 of the Act on the Promotion of Technology Transfer from Universities to Private Business Operators prior to its revision pursuant to the provisions of Article 7, (hereinafter referred to as the "Old Universities, etc. Technology Transfer Promotion Act"), the provisions of paragraph 4, paragraph 6, paragraph 8 and paragraph 10 of the same Article 12, and paragraph 4, paragraph 6, paragraph 8 of the same Article that apply mutatis mutandis to the same paragraphs shall have effect even on or after the date of partial enforcement.発音を聞く 例文帳に追加

第八条　第七条の規定による改正前の大学等における技術に関する研究成果の民間事業者への移転の促進に関する法律（以下「旧大学等技術移転促進法」という。）第十二条第一項の認定を受けた者（第三項において「国立大学関係認定事業者」という。）が一部施行日前に譲渡を受けた国立大学における技術に関する研究成果に係る国有の特許権若しくは実用新案権（以下「特許権等」という。）若しくは特許を受ける権利若しくは実用新案登録を受ける権利（一部施行日前にした特許出願（一部施行日前の特許出願の分割等に係る特許出願を除く。）又は一部施行日前にした実用新案登録出願（一部施行日前の実用新案登録出願の分割等に係る実用新案登録出願を除く。）に係るものに限る。以下「特許を受ける権利等」という。）又はその特許を受ける権利等に基づいて取得した特許権等について納付すべき特許料若しくは登録料又は手数料については、同条第四項、第六項、第八項及び第十項並びに同項において準用する同条第四項、第六項及び第八項の規定は、一部施行日以後においても、なおその効力を有する。 - 日本法令外国語訳データベースシステム

An order of the High Court Division under section 22 or of the Government under section 22 or section 23, directing the grant of any license shall, without prejudice to any other method of enforcement, operate as if it were embodied in a deed granting a license and executed by the patentee and all other necessary parties.発音を聞く 例文帳に追加

実施許諾の付与を指示する、第22 条に基づく高等裁判所の命令又は第22 条若しくは第23 条に基づく政府の命令は、その他の執行手段を妨げることなく、あたかも実施権を付与し、特許権者及び他の必要なすべての当事者により締結された捺印証書に組み込まれていたかのように運用する。 - 特許庁

(9) Regarding the department supervising private management and implementation of securities, whether the registered financial institution that handles the private management of securities takes all possible organizational measures to block off the flow of so-called subtle information pertaining to loans and securities to and from the investment division and bond management division; provided, however, that this shall not apply when conducting any activities deemed applicable to the handling of private management of securities prescribed in Article 15, paragraph 3 of the FIEA Enforcement Order.発音を聞く 例文帳に追加

（９）有価証券の私募の取扱い業務を行う登録金融機関にあっては、私募の取扱い業務の所管部局及びその遂行については、融資・有価証券に係る投資業務・社債管理業務との間でのいわゆる機微情報の流出入の遮断、そのための組織面での手当等に十全を期することとなっているか。 ただし、金商法施行令附則第15条第３項に規定する有価証券の私募の取扱いとしてみなされる行為を行う場合については、この限りではない。 - 金融庁

Does the Manager review the effectiveness of the Compliance Control Division’s enforcement of legal compliance in a regular and timely manner or on an as needed basis based on the reports and the results of investigations concerning the status of legal compliance, including the status of compliance with the Compliance Manual and various rules, as well as based on the results of monitoring? Does the Manager present the Board of Directors or organization equivalent to the Board of Directors with proposals for improvement as necessary by revising in a timely manner the various rules (including the Compliance Manual), the organizational framework, the implementation of training and guidance and the method of monitoring?発音を聞く 例文帳に追加

管理者は、定期的に又は必要に応じて随時、コンプライアンス・マニュアルをはじめとする各種関連規程の遵守状況等、法令等遵守の状況に関する報告・調査結果、モニタリングの結果等を踏まえ、コンプライアンス部門による法令等遵守の徹底の実効性を検証し、適時に各種関連規程（コンプライアンス・マニュアルを含む。）、組織体制、研修・指導の実施、モニタリングの方法等の見直しを行い、必要に応じて取締役会等に対し改善のための提言を行っているか。 - 金融庁