「"internal audit system"」に関連した英語例文の一覧と使い方 - Weblio英語例文検索

Does the Board of Directors provide a system to implement improvements in the areas of the problems and weaknesses in the internal audit system identified through the analysis, assessment and examination referred to in 3. 1) above in a timely and appropriate manner based on the results obtained by developing and implementing an improvement plan as required or by other appropriate methods? 例文帳に追加

取締役会は、上記３． の分析・評価及び検証の結果に基づき、必要に応じて改善計画を策定しこれを実施する等の方法により、適時適切に当該問題点及び態勢上の弱点の改善を実施する態勢を整備しているか。 - 金融庁

Do directors fully understand that the development of an effective internal audit system suited to the scales and natures of the financial institution’s business and its risk profile as well as the Laws applicable to the business are vital for business consultation and guidance and other finance facilitation, appropriate legal compliance, customer protection and risk management? 例文帳に追加

取締役は、業務の規模・特性、業務に適用される法令等の内容及びリスク・プロファイルに応じた実効性ある内部監査態勢を整備することが、経営相談・経営指導等をはじめとした金融円滑化、適切な法令等遵守、顧客保護等及びリスク管理に必要不可欠であることを十分に認識しているか。 - 金融庁

Although improvement plans vary from company to company, there are several notable common elements. First, the companies generally plan to introduce a system of regularly reporting the occurrence status of non-payments, and the analysis of the cause to the management team from the viewpoint of improving and strengthening governance. Secondly, they plan to increase the audit division staff and conduct special audits focusing on cases of non-payment from the viewpoint of improving and strengthening the internal audit system. Thirdly, they plan to introduce an automated system for keeping track of multiple contracts with the same customer and an electronic medical certificate system from the viewpoint of preventing the recurrence of non-payment. 例文帳に追加

各社それぞれの内容ですが、比較的共通している大きな要素としては、第一に経営管理（ガバナンス）を改善・強化する観点から経営陣に対する支払漏れの発生状況や原因分析の定期的な報告、第二に内部監査体制を改善・強化するという観点から監査部門の人員増強や支払漏れに焦点を当てた特別監査の実施、第三に支払いもれなどの再発防止の観点から契約に関する自動名寄せシステムの導入あるいは診断書の電子化、といった措置が盛り込まれていると承知しております。 - 金融庁

Does the Board of Directors appropriately determine whether there are any weaknesses or problems in the internal audit system and the particulars thereof, and appropriately examine their causes by precisely grasping the status of internal audits and analyzing and assessing the effectiveness of internal audits, based on all information available regarding the status of internal audits (including the status of compliance with the Internal Audit Implementation Guidelines and the Internal Audit Plan), such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions? 例文帳に追加

取締役会は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等の内部監査の状況に関する情報（内部監査実施要領及び内部監査計画の遵守状況に関する情報を含む。）に基づき、内部監査の状況を的確に把握し、内部監査の実効性の分析・評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。 - 金融庁