例文 (2件) |
他社株転換社債 たしゃかぶてんかんしゃさいの部分一致の例文一覧と使い方
該当件数 : 2件
BNPパリバは、過去に三菱電機EB債(他社株転換社債)事件とか、アーバンコーポレーション事件とか色々起こして行政処分を受けていますが、今回、クレジットトレーダーが日本相互証券(株式会社)を通じて不当な安値販売を行ったということで、いずれ証券取引等監視委員会から金融庁に処分勧告があると思いますが、金融庁としては、再三再四こういった行動をしているBNPパリバに対して、累犯ですから、従来の処分ではなくて業務停止処分にする考えはあるかどうかをお尋ねします。例文帳に追加
In the past, BNP Paribas engaged in inappropriate practices, including those related to exchangeable bonds issued by Mitsubishi Electric Corporation and (convertible bonds issued by) Urban Corporation and the FSA took administrative actions against the company. This time, a credit trader of the company sold a financial product at an unfairly low price through Japan Bond Trading Co. Ltd., so the Securities and Exchange Surveillance Commission is expected in due course to recommend that the FSA take administrative action. Is the FSA considering taking a different action than previously taken, such as suspending the company from business operation, against BNP Paribas, which has repeatedly engaged in such inappropriate practices? - 金融庁
ハ.他社株転換権付社債や償還特約付日経平均リンク債といった株式市場の相場により償還条件が決まる債券(以下「EB等」という。)に関する「顧客にとって不利な状況」については、イの方法に代えて、EB等を取得させ又は売り付けようとする時点の対象銘柄の価格(又はその前日の対象銘柄の終値)が、当初価格例文帳に追加
C. Regarding bonds whose redemption terms depend on the stock market condition, such as bonds exchangeable with stocks of other companies and Nikkei Average-linked bonds with a special redemption provision (hereinafter referred to “EBs, etc.”), the definition of a “situation disadvantageous to the customer” may be changed from A. above to “a case in which the price of the relevant stock at the time when the securities companies, etc., solicit customers to acquire or sell EBs, etc., in a secondary offer to them (or the closing price of the stock on the previous day) has fallen more than 7% below the initial price (the price of the relevant stock used as a basis for determining the issuance terms or the price regarded by individual companies as equivalent thereto). - 金融庁
例文 (2件) |
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