over-the-counter securitiesとは 意味・読み方・使い方

(xi) Intermediary, introducing brokerage or agency service of Over-the-Counter Transactions of Securities-Related Derivatives.発音を聞く 例文帳に追加

十一　有価証券関連店頭デリバティブ取引の媒介、取次ぎ又は代理 - 日本法令外国語訳データベースシステム

(xx) Acting as an intermediary, an introducing broker or an agent in carrying out over-the-counter transactions of securities-related derivatives発音を聞く 例文帳に追加

二十　有価証券関連店頭デリバティブ取引の媒介、取次ぎ又は代理 - 日本法令外国語訳データベースシステム

(xvii) Intermediary, brokerage or agency service of Over-the-Counter Transactions of Securities-Related Derivatives.発音を聞く 例文帳に追加

十七　有価証券関連店頭デリバティブ取引の媒介、取次ぎ又は代理 - 日本法令外国語訳データベースシステム

(ii) to spread a rumor to the effect that prices of Listed Financial Instruments, etc. in a Financial Instruments Exchange Market or prices of Over-the-Counter Traded Securities in an Over-the-Counter Securities Market would fluctuate by his/her own or other party's market manipulation: or発音を聞く 例文帳に追加

二　取引所金融商品市場における上場金融商品等又は店頭売買有価証券市場における店頭売買有価証券の相場が自己又は他人の操作によつて変動するべき旨を流布すること。 - 日本法令外国語訳データベースシステム

(i) when sales and purchase of Over-the-Counter Traded Securities conducted on the Member Firm's own account, or sales and purchase of Over-the-Counter Traded Securities for which the Member Firm has provided intermediary, brokerage or agency services has been effected: the kinds, issues, prices or volumes, or other matters specified by a Cabinet Office Ordinance pertaining to the Securities for which the sales and purchase is effected;発音を聞く 例文帳に追加

一　自己の計算において行う店頭売買有価証券の売買又は媒介、取次ぎ若しくは代理を行う店頭売買有価証券の売買が成立した場合　当該売買に係る有価証券の種類、銘柄、価格、数量その他内閣府令で定める事項 - 日本法令外国語訳データベースシステム

(i)-2 Over-the-counter transactions of securities-related derivatives and intermediary service of securities transactions on receiving written orders-Respectively, over-the-counter transactions of securities-related derivatives prescribed in Article 28, paragraph (8), item (vi) (Definitions) of the Financial Instruments and Exchange Act and intermediary service of securities transactions on receiving written orders prescribed in Article 33, paragraph (2) (Prohibition, etc. of Securities-Related Business by Financial Institutions) of the same Act発音を聞く 例文帳に追加

一の二　有価証券関連デリバティブ取引又は書面取次ぎ行為　それぞれ金融商品取引法第二十八条第八項第六号（定義）に規定する有価証券関連デリバティブ取引又は同法第三十三条第二項（金融機関の有価証券関連業の禁止等）に規定する書面取次ぎ行為をいう。 - 日本法令外国語訳データベースシステム

(a) Over-the-Counter Transactions of Derivatives pertaining to Securities listed in item (i) (including indices calculated by the method agreed between the parties based on prices of two or more Securities pertaining to said Securities); and発音を聞く 例文帳に追加

イ　第一号に掲げる有価証券（当該有価証券に係る二以上の有価証券の価格に基づき当事者間で取り決めた方法により算出される指数を含む。）に係る店頭デリバティブ取引 - 日本法令外国語訳データベースシステム

(iii) in cases where a customer’s assets pertaining to Claims Subject to Compensation are over-the-counter Securities (which means over-the-counter Securities prescribed in Article 2, paragraph 8, item 7, (c) of the Securities Exchange Act; hereinafter the same shall apply): the amount calculated based on the closing price of such Securities published by the Securities Dealers’ Association to which the Consignor Protection Fund registers over-the counter Securities pertaining to said Claims Subject to Securities (when said over-the-counter Securities are registered by more than one Securities Dealers’ Association, the Securities Dealers’ Association specified by the Consignor Protection Fund), on the date of public notice pursuant to the provisions of Article 305, paragraph 1 of the Act (if said closing price does not exist, the closing price published by said Securities Dealers’ Association on the nearest date prior to the date of public notice);発音を聞く 例文帳に追加

三補償対象債権に係る委託者資産が店頭売買有価証券（証券取引法第二条第八項第七 号 ハに規定する店頭売買有価証券をいう。以下同じ。）である場合 委託者保護基 金が法第三百五条第一項の規定による公告をした日の当該補償対象債権に係る店頭 売買有価証券を登録する証券業協会（当該店頭売買有価証券が二以上の証券業協会 に登録されているときは、委託者保護基金が指定する証券業協会とする。）が公表す る最終価格（当該最終価格がないときは、その日前における直近の日に当該証券業 協会が公表した最終価格）に基づき算出した金額 - 経済産業省