over-the-counter tradingとは 意味・読み方・使い方

Whether the over-the-counter financial futures business operator provides appropriate explanations regarding whether it engages in proprietary trading and, if it does so, regarding its control environment for risk management, when requested by customers to provide such explanations.発音を聞く 例文帳に追加

自己勘定による取引を行っているか否か、行っている場合のリスク管理態勢等について、顧客から説明を求められた場合には、適切な説明を行っているか。 - 金融庁

First, I will explain the purpose of this restriction. As you know, foreign exchange margin transactions, or FX transactions, have become highly leveraged both in over-the-counter trading and exchange-based trading because of the recent narrowing of the difference between interest rates in Japan and abroad.発音を聞く 例文帳に追加

まず、今回の措置の趣旨ですけれども、ご案内のとおり、外国為替証拠金取引、いわゆるFX取引については、最近、内外の金利差が縮小してきていることもあって、店頭取引・取引所取引ともに、高レバレッジ化が進展してきております。 - 金融庁

(iii) Agreements regarding the determination of rewards and contracted values at the discretion of over-the-counter derivatives business operators on condition that they follow the best execution practice in daily trading.発音を聞く 例文帳に追加

③ 店頭デリバティブ取引業者に一日の取引の中で最良執行を要請した上で対価の額又は約定数値について当該店頭デリバティブ取引業者が裁量で定めること。 - 金融庁

Regarding customer solicitation for over-the-counter derivatives trading, in the past, there were some cases in which solicitation by means of telephone calls and door-to-door visits led customers to engage in such trading without sufficient understanding of the risks and schemes involved and caused disputes, a situation that eventually developed into a social issue.発音を聞く 例文帳に追加

店頭金融先物取引の勧誘においては、過去に、一部において、電話や戸別訪問による勧誘を受け、リスクや取引の仕組みなどについて十分に理解しないまま受動的に取引を開始したことによるトラブルから社会問題に発展した経緯がある。 - 金融庁

China’s bond markets are roughly categorized into three types ? over-the-counter markets, securities trading markets and inter-banking bond markets. Each of them has different market players and different issues being traded.例文帳に追加

中国の債券市場は、店頭取引市場、証券取引市場、銀行間債券取引市場の３つに分けられており、それぞれが異なる市場参加者、流通銘柄を有している。 - 経済産業省

ii) Shares of over-the-counter managed issues (meaning shares which have been delisted from a financial instruments exchange prescribed in Article 2, paragraph (16) of the Financial Instruments and Exchange Act or whose registration as issues registered for over-the-counter trading prescribed in the preceding item has been canceled, and which have been designated by an authorized financial instruments firms association in accordance with the rules it has defined発音を聞く 例文帳に追加

二　店頭管理銘柄株式（金融商品取引法第二条第十六項に規定する金融商品取引所への上場が廃止され、又は前号に規定する店頭売買登録銘柄としての登録が取り消された株式のうち、認可金融商品取引業協会が、その定める規則に従い指定したものをいう。） - 日本法令外国語訳データベースシステム

A. Regarding Article 123(1)(xxi) of the FIB Cabinet Office Ordinance, in cases where an over-the-counter financial futures business operator offers the price of a financial instruments, a financial index or an option concerning over-the-counter financial futures trading to a customer requesting the offer of the price indicated at the time of the transaction, the price offered by the business operator may be either the opening price, the intraday high, the intraday low or the closing price of the relevant transaction date.発音を聞く 例文帳に追加

イ．金商業等府令第123条第１項第21号に関し、店頭金融先物取引について、店頭金融先物取引業者が顧客の取引時に表示した金融商品、金融指標又はオプションの価格を、当該価格の提示を要求した当該顧客に提示する場合には、各取引日ごとの始値、高値、安値及び終値の提示によることができる。 - 金融庁

(xiv) The term "futures contract on a financial index, etc." shall mean a contract pertaining to securities index futures trading, etc. prescribed in Article 2, paragraph 21 of the Securities and Exchange Act, securities options trading prescribed in paragraph 22 of the said article (limited to those pertaining to transactions listed in item 2 of the said paragraph, which are specified by Cabinet Order; hereinafter the same shall apply in this item), securities futures trading in the foreign market prescribed in paragraph 23 of the said article (limited to trading similar to securities index futures trading, etc. prescribed in paragraph 21 of the said article and securities options trading prescribed in paragraph 22 of the said article), forward trading in an over-the-counter securities index, etc. prescribed in paragraph 25 of the said article, over-the-counter securities options trading prescribed in paragraph 26 of the said article (limited to transactions listed in item 2 of the said paragraph and transactions similar thereto) and over-the-counter securities index swap trading, etc. prescribed in paragraph 27 of the said article, and exchange financial futures trading prescribed in Article 2, paragraph 2 of the Financial Futures Trading Act (Act No. 77 of 1988) (limited to those falling under transactions listed in item 2 of the said paragraph or transactions listed in item 3 of the said paragraph (limited to those pertaining to transactions listed in (b) of the said item, which are specified by Cabinet Order); hereinafter the same shall apply in this item), over-the-counter financial futures trading prescribed in paragraph 4 of the said article (limited to transactions similar to those listed in item 2 of the said paragraph or those listed in item 3 of the said paragraph (limited to those specified by Cabinet Order)), transactions similar to exchange financial futures trading prescribed in paragraph 2 of the said article, which are conducted in the overseas financial futures market prescribed in paragraph 3 of the said article, or other transactions specified by Cabinet Order as transactions similar thereto.発音を聞く 例文帳に追加

十四　「金融指標等先物契約」とは、証券取引法　（昭和二十三年法律第二十五号）第二条第二十一項　に規定する有価証券指数等先物取引、同条第二十二項　に規定する有価証券オプション取引（同項第二号　に掲げる取引に係るもののうち、政令で定めるものに限る。以下この号において同じ。）、同条第二十三項　に規定する外国市場証券先物取引（同条第二十一項　に規定する有価証券指数等先物取引及び同条第二十二項　に規定する有価証券オプション取引に類する取引に限る。）、同条第二十五項　に規定する有価証券店頭指数等先渡取引、同条第二十六項　に規定する有価証券店頭オプション取引（同項第二号　に掲げる取引及びこれに類する取引に限る。）及び同条第二十七項　に規定する有価証券店頭指数等スワップ取引並びに金融先物取引法　（昭和六十三年法律第七十七号）第二条第二項　に規定する取引所金融先物取引（同項第二号　に掲げる取引又は同項第三号　に掲げる取引（同号　ロに掲げる取引に係るもののうち、政令で定めるものに限る。）に該当するものに限る。以下この号において同じ。）、同条第四項　に規定する店頭金融先物取引（同項第二号　に掲げる取引又は同項第三号　に掲げる取引（政令で定めるものに限る。）に類する取引に限る。）及び同条第三項　に規定する海外金融先物市場において行われる同条第二項　に規定する取引所金融先物取引に類する取引その他これらに類する取引として政令で定める取引に係る契約をいう。 - 日本法令外国語訳データベースシステム