Order for Business Improvementとは 意味・読み方・使い方

Last week, we issued an order for business improvement against UFJ Securities on June 25 and against Citibank on June 26.発音を聞く 例文帳に追加

先週は、25日に三菱UFJ証券、26日にシティバンク銀行に対する業務改善命令等が発出されました。 - 金融庁

In addition, it is possible to use the data for improvement of the efficiency in business operations such as the automatic order of reagents, stock management in a manufacturer and the like.例文帳に追加

また、試薬の自動発注やメーカの在庫管理などの業務効率化にも役立てることができる。 - 特許庁

When the authorized transaction-at-exchange operator is deemed to have committed a serious and malicious violation of law, the supervisors shall consider necessary actions, including issuing an order for business improvement or an order for business suspension based on Article 60-8(1) of the FIEA.発音を聞く 例文帳に追加

なお、重大・悪質な法令等違反行為が認められる等の場合には、金商法第 60条の８第１項の規定に基づく業務改善命令や業務停止命令等の発出も含め、必要な対応を検討するものとする。 - 金融庁

In doing so, the FSA’s stance will be to focus on incentives aimed at business improvement:for example, in cases where an insurance company to which the FSA has issued a business improvement order, is deemed to have taken sufficient improvement measures against the problem that led to the issue of the order, the insurance company will not be required to submit a report based on that order or will only be required to submit a simplified version of said report.発音を聞く 例文帳に追加

その際には、例えば、業務改善命令等を発出した保険会社において、当該業務改善命令等の要因となった問題に関して十分な改善措置が講じられたと認められる場合には、当該命令に基づく報告書の提出を不要とする又は提出内容の簡素化を行うなど、業務改善に向けた各社のインセンティブを重視した対応を行う。 - 金融庁

(4) In light of the reports mentioned in (2) and (3) above, in cases where it is deemed necessary for improvement, supervisors shall also take such action as issuing an order for business improvement based on Article 51 and other provisions of the FIEA.発音を聞く 例文帳に追加

（４）上記（２）、（３）の報告を踏まえ、更に、その改善のために必要と認められる場合には、金商法第57条の19の規定に基づく業務改善命令等を発出する等の対応を行うものとする。 - 金融庁

It appears that a framework is needed that would allow for issuing business improvement orders against the major shareholders who hold the majority of voting rights of the financial instruments business operator concerned in cases where such an order is necessary to ensure that the business operations of the financial instruments business operator is conducted in an appropriate manner発音を聞く 例文帳に追加

金融商品取引業者の適切な業務運営等の確保のために必要な場合に、主要株主のうち議決権の過半数を保有する者に対する業務改善等の措置命令を可能とする制度が必要と考えられる - 金融庁

Furthermore, supervisors shall consider taking actions such as issuing an order for business improvement, if the Financial Instruments Business Operator’s control environment for governance is deemed to have a serious problem and the action is deemed to be necessary and appropriate, from the viewpoint of protecting public interests and investors.発音を聞く 例文帳に追加

更に、当該業者の経営管理態勢に重大な問題があると認められる場合であって、公益又は投資者保護のため必要かつ適当であると認めるときは、業務改善命令等の処分を検討するものとする。 - 金融庁

When the Financial Instruments Business Operator is deemed to have a serious problem from the viewpoint of protecting public interests and investors, the supervisors shall take actions such as issuing an order for business improvement based on Article 51 of the FIEA.発音を聞く 例文帳に追加

また、公益又は投資者保護の観点から重大な問題があると認められる場合には、金商法第 51条の規定に基づく業務改善命令を発出する等の対応を行うものとする。 - 金融庁