credit analystとは 意味・読み方・使い方

Inspectors shall decide lead rating analysts (Article 295(3)(iii) of the FIB Cabinet Office Ordinance), not only by the title, such as “senior” or “chief,” but also being mindful of substance, namely, whether the said analyst has been principally involved in the determination of a credit rating.発音を聞く 例文帳に追加

① 経営陣の取組み - 金融庁

(i) Have records of rating analysts or members of the credit rating committee who are involved in the determination process been appropriately kept? Also, does the credit rating agency check to prevent a lead rating analyst or a member of the credit rating committee, who must not be involved in the rating process prescribed in either (1)(ii)(a) or (b) of the same article, from being involved in the determination of the said rating, such as by making comparisons against the aforementioned records?発音を聞く 例文帳に追加

⑷ 法令等遵守を確保するための措置【金商業府令第 306 条第１項第５号】 - 金融庁

Whether the credit rating agency has properly established a policy and procedures for examining the results of past work of a credit rating analyst in cases where the said credit rating analyst has taken up alternative employment as an officer of a rating stakeholder.発音を聞く 例文帳に追加

格付アナリストが格付関係者の役員等に転職した場合において、当該格付アナリストの過去の作業結果を検証するための方針と手続を適切に定めているか。 - 金融庁

an analyst who studies the financial statements and financial history of applicants for credit in order to evaluate their creditworthiness発音を聞く 例文帳に追加

彼らの取引信用度を評価するため、貸付金額の応募者の資産報告書と金融史を研究するアナリスト - 日本語WordNet

(iii) Exclusion from the application of “measures for examining the validity of a credit rating on a matter in which a rating stakeholder has an interest, and in which a credit rating analyst was involved in processes relating to its determination in the two years prior to the date of his/her resignation, in cases where the said credit rating analyst who is no longer an officer or employee of the credit rating agency has gained employment as an officer of the said rating stakeholder”発音を聞く 例文帳に追加

③「信用格付業者の役職員でなくなった格付アナリストが格付関係者の役員等に就いた場合において、当該格付アナリストが退職日前２年間に付与に係る過程に関与した当該格付関係者が利害を有する事項を対象とする信用格付の妥当性を検証するための措置」の適用除外 - 金融庁

(ii) Whether the credit rating agency has properly recorded and stored credit ratings in which a lead rating analyst or a member of the credit rating committee (refers to the consultative body which makes the final decision for the credit rating agency regarding the determination of credit ratings; the same shall apply hereinafter) has been involved in the rating process, so that it can properly adhere to the measures prescribed in Article 306(1)(ii)(A) or (B) of the FIB Cabinet Office Ordinance.発音を聞く 例文帳に追加

②金商業等府令第306条第１項第２号イの措置又は同号ロの措置を適切に遵守できるよう、主任格付アナリスト又は格付委員会（信用格付の付与に係る信用格付業者としての最終的な意思決定を行う合議体をいう。以下同じ。）の構成員が格付プロセスに関与した信用格付を適切に記録し、保存しているか。 - 金融庁

(v) Have measures been taken for examining the validity of the credit rating on a matter in which a rating stakeholder has an interest in cases where an analyst who is no longer an officer or employee has assumed the role of officer of the said rating stakeholder?発音を聞く 例文帳に追加

⑼ 報酬等決定方針を定め、かつ、当該決定方針が信用格付業の業務の公正かつ的確な実施に支障を及ぼさないことを確保するための措置等【金商業府令第 306 条第１項第 10 号】 - 金融庁