report of complianceとは 意味・読み方・使い方

After the publication of the interim report, while the substance of the report propagated in various industries, it was brought to our attention that the public demanded us to explain specific competition law compliance measures in an organized way.例文帳に追加

当該中間報告の公表後、各方面にその内容を普及する中で、より具体的な取組内容に ついて体系的に整理することを希望する声があった。 - 経済産業省

Does the institution position provisions on the obligation to report prescribed in Chapter 6-2 of the Foreign Exchange Act and other related provisions, as well as the provisions mentioned in (1)(i) to (iii) above, as laws and regulations, etc. that must be complied with in the Compliance Manual?発音を聞く 例文帳に追加

コンプライアンス・マニュアルにおいて、上記(1)の①から③までの規定以外に、外為法第６章の２に規定する報告report義務に関する規定その他の関連規定についても、遵守すべき法令等として位置付けているか。 - 財務省

Does the institution report serious problems, such as a violation related to economic sanctions such as asset freeze, to the Administrative Division, the Internal Audit Division, the Compliance Control Division, etc. and also report them to the Board of Directors, etc.?発音を聞く 例文帳に追加

資産凍結等経済制裁に関する違反等重大な問題については、事務部門、内部監査部門及びコンプライアンス統括部門等に報告するとともに、取締役会等に報告しているか。 - 財務省

・The Report on Compliance by Major Trading Partners with Trade Agreements –WTO, FTA/EPA, and BIT (previously known as "Report on the WTO Inconsistency of Trade Policies by Major Trading Partners") is an annual report by the Industrial Structure Council that points out trade policies and measures adopted by major partners that must be or should be corrected in light of the WTO agreements and other international rules and that calls for corrective action.例文帳に追加

・ＷＴＯ協定等の国際ルールを基準として、改善が求められる又は期待される主要国の貿易政策・措置について指摘を行い、その改善を促す産業構造審議会の年次報告書。 - 経済産業省

Regarding reports to the Board of Directors, etc., an institution shall be deemed to fulfill the check item if a report concerning the overall status of legal compliance includes statements concerning the status of compliance with foreign exchange laws and regulations related to the accounting, etc. of the Special International Financial Transactions Account.発音を聞く 例文帳に追加

取締役会等への報告は、法令等遵守状況全般に関する報告の一部に特別国際金融取引勘定の経理等に関する外為法令の遵守状況に関する記述があれば、チェック項目を満たすものとする。 - 財務省

(i) When the Compliance Control Division detects a suspected case of violation of Laws as a result of the examination of Compliance-related Information or receives a report about such a case, does the division immediately conduct a fact-finding investigation or have a non-interested division or department conduct such an investigation and determine whether or not the case constitutes a violation of Laws and review whether or not there is any weakness in the legal compliance system?発音を聞く 例文帳に追加

（ⅰ）コンプライアンス統括部門は、コンプライアンス関連情報の分析や通報を通じて、法令等違反行為の疑いがある事象について、当該行為の事実の有無及び問題点の有無について、直ちに事実確認を実施し、又は事件と利害関係のない部署に事実確認させた上で、法令等違反行為の事実の有無やコンプライアンス上の弱点の有無について検証しているか。 - 金融庁

(a) where an application is divided pursuant to an objection in an Examiner's report made under section 30(1) or 30(2) of the Act for non-compliance with section 26 of the Act, the request for the division of the application shall be made within three months from the date of mailing of such report;例文帳に追加

(a) ある出願が，特許法第26 条の違反を理由に同法第30 条(1)又は第30 条(2)の下になされた審査に関する審査官の報告書中の異論に従い分割される場合，かかる分割の申立は，当該報告書が郵送された日から3 月以内になされなければならず，また - 特許庁

Does the Manager provide a system to ensure that an investigation is promptly conducted in response to a report about a suspected violation of Laws if the suspicion is determined as justified as a result of analysis of Compliance-related Information and review whether or not the institution is required under law to report the case to the authorities and report it when necessary?(The Manager may have a suitable division or department other than the Compliance Control Division investigate, review and report such a case.)発音を聞く 例文帳に追加

管理者は、法令等違反行為の疑いの通報があった場合等、コンプライアンス関連情報の分析や通報を通じて、法令等違反行為の疑いがあると判断した場合には、速やかに事実関係を調査させ、その事実が法令上の届出の対象となる不祥事件に該当するか検証し、必要な場合には速やかに届出を行う態勢（他の適切な部署に調査、検証、届出を行わせることを含む。）を整備しているか。 - 金融庁