securities activitiesとは 意味・読み方・使い方

Therefore, in such cases, the foreign securities companies should bear the burden of proving that they do not engage in activities concerning securities-related businesses involving solicitation aimed at investors in Japan.発音を聞く 例文帳に追加

ことから、当該外国証券業者は、日本国内の投資者との間で勧誘を伴う実際の有価証券関連業に係る行為が行われていない旨を証明すべきである。 - 金融庁

Foreign securities companies are not allowed to engage in the activities specified under each item of Article 28(8) of the FIEA (hereinafter referred to as “activities concerning securities-related businesses”) with persons located in Japan as their transaction counterparts, unless their main Japanese sales branches or main business offices engaging in securities-related businesses are registered.発音を聞く 例文帳に追加

外国証券業者は、日本国内における有価証券関連業の本拠として設ける主たる営業所又は事務所について登録を受けない限り、国内にある者を相手方として金商法第28条第８項各号に掲げる行為（以下「有価証券関連業に係る行為」という。）を行うことはできない。 - 金融庁

To enable even users with little knowledge of securities to trade securities easily by presenting information helpful to the users in deciding on stocks for investment from feelings aroused in daily consumption activities.例文帳に追加

ユーザが日常の消費活動で抱いた感覚から投資先の銘柄を決定するために参考となる情報を提示し、証券知識の低いユーザでも気軽に証券取引を行うことができるよう支援する。 - 特許庁

(iii) Financial Instruments Specialists that, apart from Securities Services (meaning Securities Services as defined in Article 28, paragraph (8) (General Rules) of the Financial Instruments and Exchange Act; the same shall apply hereinafter), exclusively engage in business activities for carrying out the acts listed in any of items (i) to (viii) inclusive of Article 35, paragraph (1) (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management) of that Act and other business activities specified by Cabinet Office Ordinance (hereinafter referred to as "Specialized Securities Companies");発音を聞く 例文帳に追加

三　金融商品取引業者のうち、有価証券関連業（金融商品取引法第二十八条第八項（通則）に規定する有価証券関連業をいう。以下同じ。）のほか、同法第三十五条第一項第一号から第八号まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲）に掲げる行為を行う業務その他の内閣府令で定める業務を専ら営むもの（以下「証券専門会社」という。） - 日本法令外国語訳データベースシステム

(7) In addition to the activities conducted pursuant to the provisions of paragraph (1) and paragraph (2), a credit cooperative may carry out the activities of conducting the acts specified in the items of Article 33, paragraph (2) (Prohibition, etc. of Securities-related Business by Financial Institutions) of the Financial Instruments and Exchange Act (excluding the activities conducted pursuant to the provisions of paragraph (2)) with regard to securities and transactions listed in the items of the same paragraph, within a limit of not obstructing the execution of the activities set forth in paragraph (1), items (i) to (iii).発音を聞く 例文帳に追加

７　信用協同組合は、第一項及び第二項の規定により行う事業のほか、第一項第一号から第三号までの事業の遂行を妨げない限度において、金融商品取引法第三十三条第二項各号（金融機関の有価証券関連業の禁止等）に掲げる有価証券又は取引について、同項各号に定める行為を行う事業（第二項の規定により行う事業を除く。）を行うことができる。 - 日本法令外国語訳データベースシステム

. For companies which have a relatively undeveloped internal structure immediately after listing, the lead managing securities company will support their IR activities, for only a certain period after listing.発音を聞く 例文帳に追加

・上場直後で内部体制が相対的に整っていない企業に対して、上場後一定期間に限り主幹事証券会社がＩＲ活動を支援する。 - 金融庁

Meanwhile, unregistered foreign securities companies with no business base in Japan are allowed to engage in activities concerning securities-related businesses with persons in Japan as their transaction counterparts, if they take orders from the said persons without conducting solicitation regarding activities concerning securities-related businesses or take orders through agency and brokerage services provided by Financial Instruments Business Operators (limited to Type I Financial Instruments Business Operators).発音を聞く 例文帳に追加

他方、国内に拠点を有しない無登録の外国証券業者であっても、有価証券関連業に係る行為についての勧誘をすることなく、あるいは金融商品取引業者（第一種金融商品取引業に限る。）による代理又は媒介により、国内にある者の注文を受けて外国からその者を相手方として有価証券関連業に係る行為を行うことについては許容されている。 - 金融庁

(vii) to establish rules or conduct other activities necessary for ensuring appropriateness in solicitation for sales and purchase or other transactions of Securities conducted by its members and Financial Instruments Intermediary Service Providers;発音を聞く 例文帳に追加

七　会員及び金融商品仲介業者の有価証券の売買その他の取引の勧誘の適正化に必要な業務のため必要な規則の制定その他の業務 - 日本法令外国語訳データベースシステム