Rules Managerとは 意味・読み方・使い方

(i) Does the Conflict of Interest Manager develop a system for appropriate and sufficient Conflict of Interest Management, such as compliance with Conflict of Interest Management Rules? Does the Manager implement specific measures to ensure its effectiveness?発音を聞く 例文帳に追加

（ⅰ）利益相反管理責任者は、利益相反管理規程を遵守させる等、適切かつ十分な利益相反管理を行うための態勢を整備し、その実効性を確保するための具体的施策を実施しているか。 - 金融庁

Does the Conflict of Interest Manager monitor the situation of compliance with Conflict of Interest Management Rules, in order to continually check whether appropriate and sufficient Conflict of Interest Management is ensured? Does the Manager take deterrent actions as necessary?発音を聞く 例文帳に追加

利益相反管理責任者は、利益相反管理規程の遵守状況のモニタリング等により、利益相反管理の適切性及び十分性が確保されているか継続的に確認し、必要に応じて抑止行動をとっているか。 - 金融庁

Article 262 (1) The coast guard detention services manager shall determine the rules to be complied with by coast guard detainees (hereinafter referred to as "compliance rules" in this Chapter).発音を聞く 例文帳に追加

第二百六十二条　海上保安留置業務管理者は、海上保安被留置者が遵守すべき事項（次項において「遵守事項」という。）を定める。 - 日本法令外国語訳データベースシステム

(ii) Has the Conflict of Interest Manager developed internal rules that clearly define the arrangements for appropriate Conflict of Interest Management (hereinafter referred to as the “Conflict of Interest Management Rules”) in accordance with the Customer Protection Management Policy?発音を聞く 例文帳に追加

（ⅱ）利益相反管理責任者は、顧客保護等管理方針に則り、利益相反管理の適切性を確保するための取決めを明確に定めた内部規程（以下「利益相反管理規程」という。）を策定しているか。 - 金融庁

Has the Board of Directors or organization equivalent to the Board of Directors had the manager in charge of supervising overall Finance Facilitation Management for developing and establishing the Finance Facilitation Management system (hereinafter referred to as the “Finance Facilitation Manager”) develop internal rules that clearly specify the arrangements on the management of finance facilitation (hereinafter referred to as the “Finance Facilitation Management Rules”) in accordance with the Finance Facilitation Management Policy?発音を聞く 例文帳に追加

取締役会等は、金融円滑化管理方針に則り、金融円滑化管理に関する取決めを明 確に定めた内部規程（以下「金融円滑化管理規程」という。）を、金融円滑化管理態勢を整備・確立するための金融円滑化管理全般を統括する責任者（以下「金融円滑化管理責任者」という。）に策定させているか。 - 金融庁

Does the Board of Directors or organization equivalent to the Board of Directors have the Manager (hereinafter simply referred to as the “Manager” in this checklist) of the division in charge of overseeing matters related to legal compliance in an integrated manner (hereinafter referred to as the “Compliance Control Division”) develop internal rules that clearly specify the arrangements on legal compliance (hereinafter referred to as the “Legal Compliance Rules”) and disseminate them throughout the institution in accordance with the Legal Compliance Policy?発音を聞く 例文帳に追加

取締役会等は、法令等遵守方針に則り、法令等遵守に関する取決めを明確に定めた内部規程（以下「法令等遵守規程」という。）を、法令等遵守に関する事項を一元的に管理する部門（以下「コンプライアンス統括部門」という。）の管理者（以下本チェックリストにおいて単に「管理者」という。）に策定させ、組織内に周知させているか。 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Directors have the Manager of the Comprehensive Risk Management Division (hereinafter simply referred to as the “Manager” in this checklist) develop internal rules that clearly specify the arrangements concerning comprehensive risk management (hereinafter referred to as the “Comprehensive Risk Management Rules”) and disseminate them throughout the institution in accordance with the Comprehensive Risk Management Policy?発音を聞く 例文帳に追加

取締役会等は、統合的リスク管理方針に則り、統合的リスク管理に関する取決めを明確に定めた内部規程（以下「統合的リスク管理規程」という。）を統合的リスク管理部門の管理者（以下本チェックリストにおいて単に「管理者」という。）に策定させ、組織内に周知させているか。 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Directors have the Manager of the Comprehensive Operational Risk Management Division (hereinafter simply referred to as the "Manager" in this checklist) develop internal rules that clearly specify the arrangements concerning comprehensive operational risk management (hereinafter referred to as the Operational Risk Management Rules") and disseminate them throughout the institution in accordance with the Operational Risk Management Policy?発音を聞く 例文帳に追加

取締役会等は、オペレーショナル・リスク管理方針に則り、オペレーショナル・リスクの総合的な管理に関する取決めを明確に定めた内部規程（以下「オペレーショナル・リスク管理規程」という。）をオペレーショナル・リスクの総合的な管理部門の管理者（以下本チェックリストにおいて単に「管理者」という。）に策定させ、組織内に周知させているか。 - 金融庁