Trading Mattersとは 意味・読み方・使い方

(xii) matters pertaining to the resolution of a dispute with a Futures Commission Merchant (hereinafter referred to as a “Dispute” in this paragraph) with regard to Commodity Trading Consignment Business;発音を聞く 例文帳に追加

十二商品取引受託業務に関する商品取引員との紛争（以下この項において「紛争」と いう。）の処理に関する事項 - 経済産業省

With regard to internal trading within a financial institution, there is concern that the institution may take advantage of the differences between accounting systems in posting profits/losses. In order to exclude arbitrary trading, does the institution conduct internal trading appropriately in accordance with the “Documents Noting Matters Related to the Handling of Internal Trades” (or internal rules concerning the segregated trading book)?発音を聞く 例文帳に追加

同一金融機関内における内部取引については、会計制度の違いを利用した損益の計上がなされ得るため、恣意的取引を排除する観点から、内部取引は、特定取引勘定設置の届出をした際の「内部取引を行う場合の取扱いに関する事項を記載した書類」（又は特定取引勘定に関する内部規程）等に沿って適正に行っているか。 - 金融庁

In the September of the same year the Ministry of Finance created the document titled 'To Seiin: On the matters of the abolition of the ban on trading and selling of farmland and establishing the tax collection system based on percentage' and submitted it to Dajokan Seiin, the Main Office of the preconstitutional Meiji government that became the Cabinet later, for approval; subsequently the ban on trading and selling of farmland was abolished by the government and the implementation of the land-tax reform was officially concluded as the policy of the Meiji government and the governent quickly made preparation for the enforcement of the reform.発音を聞く 例文帳に追加

同年9月「地所売買放禁分一収税施設之儀正院伺」が大蔵省によって作成され、田畠永代売買禁止令の廃止とともに地租改正の実施が明治政府の方針として正式に決定されその準備が急がれたのである。 - Wikipedia日英京都関連文書対訳コーパス

Generally speaking, from the perspective of preventing illegal trading such as insider trading, it is necessary to strictly manage corporate information relating to public offering of new shares and other matters, and develop effective internal control systems.発音を聞く 例文帳に追加

一般論として申し上げますと、インサイダー取引等の不公正な取引を防止する観点からは、公募増資等の法人関係情報を厳格に管理する必要があるということ、実効性のある内部管理態勢を整備する必要がある。 - 金融庁

(i) matters related to investigation of the status of observance by the Trading Participants of the laws and regulations, dispositions given by a government agency based on laws and regulations or articles of incorporation or other rules, or the fair and equitable principles of transactions;発音を聞く 例文帳に追加

一　取引参加者の法令、法令に基づく行政官庁の処分若しくは定款その他の規則又は取引の信義則の遵守の状況の調査に関する事項 - 日本法令外国語訳データベースシステム

(ii) Matters concerning the binding effect that the articles of incorporation, market rules, brokerage contract rules and dispute resolution rules have on contracts between Trading Participants concluded outside the Commodity Market発音を聞く 例文帳に追加

二　商品市場外における取引参加者間の契約に対する定款、業務規程、受託契約準則及び紛争処理規程の拘束力に関する事項 - 日本法令外国語訳データベースシステム

(v) Regarding the selection of the entities to which orders are placed and business operations are entrusted, whether the discretionary investment business operator has properly specified the matters concerning the entities’ transaction execution capability, the control environment for legal compliance, credit risk and trading costs as items that should be taken into consideration.発音を聞く 例文帳に追加

⑤ 発注先や業務委託先等の選定に関し、当該者に係る取引執行能力、法令等遵守状況、信用リスク及び取引コスト等に関する事項が、勘案すべき事項として適切に定められているか。 - 金融庁

To provide a business support system for financial institution to improve operability by registering business reports, displaying customer attributes, and displaying important matters in trading financial products in association with each other.例文帳に追加

営業日報の登録と顧客属性の表示と金融商品の取引における重要事項の表示とを連動させ、操作性を向上させることができる金融機関営業支援システムを提供する。 - 特許庁