board of managersとは 意味・読み方・使い方

Does the Board of Directors or organization equivalent to the Board of Directors provide a system to have the Managers specified below appointed, stipulated the responsibilities and authority of the Managers and allocated appropriate roles to them in accordance with the Customer Protection Management Policy and the Customer Protection Management Rules?発音を聞く 例文帳に追加

取締役会等は、顧客保護等管理方針及び顧客保護等管理規程に則り、以下の管理責任者を設置し、その責任及び権限を明確化し適切な役割を担わせる態勢を整備しているか。 - 金融庁

(2) The “Board of Directors or organization equivalent to the Board of Directors” includes, in addition to the Board of Directors, other entities that decide matters concerning corporate management with the participation of senior managers such as a council of managing directors and a corporate management council (hereinafter referred to as the “Council of Managing Directors, etc.”)発音を聞く 例文帳に追加

② 「取締役会等」には、取締役会のほか、常務会、経営会議等の、経営陣レベルによって構成される経営に関する事項を決定する組織（以下「常務会等」という。）も含む。 - 金融庁

(ii) Does the Board of Directors or organization equivalent to the Board of Directors provide a system to ensure, through the Managers, appropriately and sufficiently effective Customer Protection Management at the Marketing and Sales Division, etc.?発音を聞く 例文帳に追加

（ⅱ）取締役会等は、各管理責任者を通じ、営業推進部門等において、顧客保護等管理の実効性を確保する態勢を整備しているか。 - 金融庁

(viii) Does the Board of Directors or organization equivalent to the Board of Directors allocate to overseas offices determined as being exposed to higher risk than a certain level internal auditors who are independent from the Managers of the offices and directly linked with the Internal Audit Division?発音を聞く 例文帳に追加

（ⅷ）取締役会等は、一定以上のリスクがあると判断した海外拠点等には、支店長等から独立し、内部監査部門に直結した内部監査担当者（インターナル・オーディター）を設置しているか。 - 金融庁

(vii) Do the Managers of the Liquidity Risk Management and Funds Management Divisions provide a system to ensure that matters specified by the Board of Directors or equivalent organization to the Board of Directors are reported in a regular and timely manner or on an as needed basis?発音を聞く 例文帳に追加

（ⅶ）流動性リスク管理部門の管理者及び資金繰り管理部門の管理者は、定期的に又は必要に応じて随時、取締役会等が設定した報告事項を報告する態勢を整備しているか。 - 金融庁

For example, does the Board of Directors or organization equivalent to the Board of Directors instruct the Managers to take concrete measures such as specifying the internal rules and operational procedures that must be observed by the Marketing and Sales Division, etc. and conducting effective training on a regular basis?発音を聞く 例文帳に追加

例えば、各管理責任者に、営業推進部門等が遵守すべき内部規程・業務細則等を特定させ、効果的な研修を定期的に行わせる等の具体的な施策を行うよう指示しているか。 - 金融庁

(ii) Has the Board of Directors allocated to the Liquidity Risk Management Division and the Funds Management Division Managers with the necessary knowledge and experience to supervise these divisions and enabled the Managers to implement management business by assigning them the necessary authority therefor?発音を聞く 例文帳に追加

（ⅱ）取締役会は、流動性リスク管理部門及び資金繰り管理部門に、当該部門を統括するのに必要な知識と経験を有する管理者を配置し、当該管理者に対し管理業務の遂行に必要な権限を与えて管理させているか。 - 金融庁

For example, does the Board of Directors or equivalent organization to the Board of Directors instruct the Managers to identify the internal rules and operational procedures that should be observed by the divisions in charge of first- and second-stage assessments and to carry out specific measures for ensuring observance such as providing effective training on a regular basis?発音を聞く 例文帳に追加

例えば、管理者に第一次査定部門及び第二次査定部門が遵守すべき内部規程・業務細則等を特定させ、効果的な研修を定期的に行わせる等の具体的な施策を行うよう指示しているか。 - 金融庁