不招請勧誘の英語

近年、店頭 FX取引と類似する証券 CFD取引が個人に広がりを見せており、また、平成 21年の商品取引所法の改正により商品デリバティブ取引にも不招請勧誘の禁止が導入されることとなり、一定の取引所デリバティブ取引も不招請勧誘の禁止の対象とされる方向にある。例文帳に追加

In recent years, contract for difference (CFD) transactions, which are similar to OTC FX transactions, have become widespread among individuals. Furthermore, with the 2009 revisions to the Commodity Exchange Act resulting in a ban on unsolicited offers being introduced for commodity derivative transactions as well, some derivative transactions at exchanges are also on track for becoming subject to the ban on unsolicited offers.発音を聞く  - 金融庁

これを踏まえ、金商法第38条第４号において、店頭デリバティブ取引業者又はその役員若しくは使用人が、店頭デリバティブ取引に係る契約の締結の勧誘の要請をしていない顧客に対し、訪問し又は電話をかけて、店頭デリバティブ取引に係る契約の締結の勧誘をする行為（いわゆる「不招請勧誘」）が禁止されている。例文帳に追加

In light of this, a ban has been imposed, under Article 38(iii) of the FIEA, on over-the-counter financial futures business operators and their officers and employees visiting or placing phone calls to customers who have not requested solicitation, in order to solicit them to sign contracts for financial futures transactions (a practice known as “uninvited solicitation”).発音を聞く  - 金融庁

取引所取引を含むデリバティブ取引全般を不招請勧誘の禁止の対象とし、適合性原則遵守上の問題の発生に対し、予防的な対応をすべきではないかとの考え方がある。例文帳に追加

On the one hand, there is a view that overall derivative transactions, including exchange-based transactions, should be made subject to the ban on unsolicited offers, and that preventive measures should be taken against the occurrence of problems related to compliance with the principle of suitability.発音を聞く  - 金融庁

こうした二つの考え方を踏まえ、デリバティブ取引一般への不招請勧誘規制のあり方については、更に議論を深めることが必要と考えられる。例文帳に追加

In light of these two different points of view, it appears that discussion needs to be deepened further on how unsolicited offers should be regulated for derivative transactions overall発音を聞く  - 金融庁

近年、店頭 FX取引と類似する証券 CFD取引が広がりを見せ、また、直近の商品取引所法改正により、一定の取引所デリバティブ取引も不招請勧誘の禁止の対象とされる方向にある例文帳に追加

In recent years, CFD transactions, which are similar to OTC FX transactions, have become widespread, while the most recent revisions to the Commodity Exchange Act have made some derivative transactions on exchanges also subject to the ban on unsolicited offer.発音を聞く  - 金融庁

取引所取引を含むデリバティブ取引全般を不招請勧誘の禁止の対象とし、適合性原則遵守上の問題の発生に対し、予防的な対応をすべきではないかとの考え方がある例文帳に追加

On the one hand, there is a view that overall derivative transactions, including transactions on exchanges, should be made subject to the ban on unsolicited offer, and that preventive measures should be taken against the emergence of problems related to compliance with the principle of suitability発音を聞く  - 金融庁

こうした二つの考え方を踏まえ、取引所取引を含むデリバティブ取引一般を不招請勧誘の禁止の対象とすべきかどうかについて、市場関係者や利用者と引き続き意見交換を行い例文帳に追加

In light of these different points of view, the FSA will continue to exchange views with market participants and users on whether overall derivative transactions, including transactions on exchanges, should be made subject to the ban on unsolicited offer発音を聞く  - 金融庁

もう1点だけ確認なのですが、「一般投資家が被害を受けないようにする」というのは、不招請勧誘の禁止について触れていらっしゃるという理解をしてよろしいのでしょうか。例文帳に追加

I would like to make sure about just one more thing. Am I correct in understanding that you were referring to the prevention of uninvited solicitation when you mentioned the need to prevent ordinary investors from suffering damage?発音を聞く  - 金融庁