Financial Futures Tradingとは 意味・読み方・使い方

ix) Transactions Pertaining to the Occurrence of Claims receivable in foreign currency based on a futures contract on a financial index, etc. between a resident and another resident, or Transactions Pertaining to the Occurrence, etc. of Claims receivable in Japanese currency based on a futures contract on a financial index, etc. (limited to contracts pertaining to financial indicators for foreign currencies (meaning financial indicators prescribed in Article 2, paragraph 9 of the Financial Futures Trading Act)発音を聞く 例文帳に追加

九　居住者と他の居住者との間の金融指標等先物契約に基づく外国通貨をもつて支払を受けることができる債権の発生等に係る取引又は金融指標等先物契約（外国通貨の金融指標（金融先物取引法第二条第九項　に規定する金融指標をいう。）に係るものに限る。）に基づく本邦通貨をもつて支払を受けることができる債権の発生等に係る取引 - 日本法令外国語訳データベースシステム

(xiv) The term "futures contract on a financial index, etc." shall mean a contract pertaining to securities index futures trading, etc. prescribed in Article 2, paragraph 21 of the Securities and Exchange Act, securities options trading prescribed in paragraph 22 of the said article (limited to those pertaining to transactions listed in item 2 of the said paragraph, which are specified by Cabinet Order; hereinafter the same shall apply in this item), securities futures trading in the foreign market prescribed in paragraph 23 of the said article (limited to trading similar to securities index futures trading, etc. prescribed in paragraph 21 of the said article and securities options trading prescribed in paragraph 22 of the said article), forward trading in an over-the-counter securities index, etc. prescribed in paragraph 25 of the said article, over-the-counter securities options trading prescribed in paragraph 26 of the said article (limited to transactions listed in item 2 of the said paragraph and transactions similar thereto) and over-the-counter securities index swap trading, etc. prescribed in paragraph 27 of the said article, and exchange financial futures trading prescribed in Article 2, paragraph 2 of the Financial Futures Trading Act (Act No. 77 of 1988) (limited to those falling under transactions listed in item 2 of the said paragraph or transactions listed in item 3 of the said paragraph (limited to those pertaining to transactions listed in (b) of the said item, which are specified by Cabinet Order); hereinafter the same shall apply in this item), over-the-counter financial futures trading prescribed in paragraph 4 of the said article (limited to transactions similar to those listed in item 2 of the said paragraph or those listed in item 3 of the said paragraph (limited to those specified by Cabinet Order)), transactions similar to exchange financial futures trading prescribed in paragraph 2 of the said article, which are conducted in the overseas financial futures market prescribed in paragraph 3 of the said article, or other transactions specified by Cabinet Order as transactions similar thereto.発音を聞く 例文帳に追加

十四　「金融指標等先物契約」とは、証券取引法　（昭和二十三年法律第二十五号）第二条第二十一項　に規定する有価証券指数等先物取引、同条第二十二項　に規定する有価証券オプション取引（同項第二号　に掲げる取引に係るもののうち、政令で定めるものに限る。以下この号において同じ。）、同条第二十三項　に規定する外国市場証券先物取引（同条第二十一項　に規定する有価証券指数等先物取引及び同条第二十二項　に規定する有価証券オプション取引に類する取引に限る。）、同条第二十五項　に規定する有価証券店頭指数等先渡取引、同条第二十六項　に規定する有価証券店頭オプション取引（同項第二号　に掲げる取引及びこれに類する取引に限る。）及び同条第二十七項　に規定する有価証券店頭指数等スワップ取引並びに金融先物取引法　（昭和六十三年法律第七十七号）第二条第二項　に規定する取引所金融先物取引（同項第二号　に掲げる取引又は同項第三号　に掲げる取引（同号　ロに掲げる取引に係るもののうち、政令で定めるものに限る。）に該当するものに限る。以下この号において同じ。）、同条第四項　に規定する店頭金融先物取引（同項第二号　に掲げる取引又は同項第三号　に掲げる取引（政令で定めるものに限る。）に類する取引に限る。）及び同条第三項　に規定する海外金融先物市場において行われる同条第二項　に規定する取引所金融先物取引に類する取引その他これらに類する取引として政令で定める取引に係る契約をいう。 - 日本法令外国語訳データベースシステム

Whether the over-the-counter financial futures business operator provides appropriate explanations regarding whether it engages in proprietary trading and, if it does so, regarding its control environment for risk management, when requested by customers to provide such explanations.発音を聞く 例文帳に追加

自己勘定による取引を行っているか否か、行っている場合のリスク管理態勢等について、顧客から説明を求められた場合には、適切な説明を行っているか。 - 金融庁

Article 52 Where five years have elapsed from the enforcement of this Act, the Government shall, taking into consideration the status of enforcement of the Current Securities and Exchange Act and the Current Financial Futures Trading Act and changing socioeconomic conditions, among other factors, review the systems pertaining to securities exchanges as defined in Article 2, paragraph (16) of the Current Securities and Exchange Act and financial futures exchanges as defined in Article 2, paragraph (6) of the Current Financial Futures Trading Act, and when it finds it necessary, take required measures based on its findings.発音を聞く 例文帳に追加

第五十二条　政府は、この法律の施行後五年を経過した場合において、新証券取引法及び新金融先物取引法の施行状況、社会経済情勢の変化等を勘案し、新証券取引法第二条第十六項に規定する証券取引所及び新金融先物取引法第二条第六項に規定する金融先物取引所に係る制度について検討を加え、必要があると認めるときは、その結果に基づいて所要の措置を講ずるものとする。 - 日本法令外国語訳データベースシステム

A. Regarding Article 123(1)(xxi) of the FIB Cabinet Office Ordinance, in cases where an over-the-counter financial futures business operator offers the price of a financial instruments, a financial index or an option concerning over-the-counter financial futures trading to a customer requesting the offer of the price indicated at the time of the transaction, the price offered by the business operator may be either the opening price, the intraday high, the intraday low or the closing price of the relevant transaction date.発音を聞く 例文帳に追加

イ．金商業等府令第123条第１項第21号に関し、店頭金融先物取引について、店頭金融先物取引業者が顧客の取引時に表示した金融商品、金融指標又はオプションの価格を、当該価格の提示を要求した当該顧客に提示する場合には、各取引日ごとの始値、高値、安値及び終値の提示によることができる。 - 金融庁

(1) No person shall establish a facility for carrying out transactions that are similar to Futures Transactions with regard to Commodities or Commodity Indices (including indices similar thereto) (excluding exchange securities markets as prescribed in Article 2, paragraph 17 of the Securities Exchange Act [Act No. 25 of 1948] and the financial futures markets prescribed in Article 2, paragraph 3 of the Financial Futures Trading Act [Act No. 77 of 1988] opened by financial futures exchanges prescribed in paragraph 6 of the same Article).発音を聞く 例文帳に追加

１ 何人も、商品又は商品指数（これに類似する指数を含む。）について先物取引に類似する取引をするための施設（証券取引法（昭和二十三年法律第二十五号）第二条第十七項に規定する取引所有価証券市場及び金融先物取引法（昭和六十三年法律第七十七号）第二条第六項に規定する金融先物取引所の開設する同条第三項に規定する金融先物市場を除く。）を開設してはならない。 - 経済産業省

Regarding cases of financial damage to ordinary customers, such as losses caused by fraudulent sales of unregulated financial instruments, Japan reformed the institutional framework for the protection of investors by strengthening relevant measures on a case-by-case basis, an example of which was the introduction of regulation on foreign exchange margin trading (put into effect in July 2005) through a revision of the Financial Futures Trading Act.発音を聞く 例文帳に追加

例えば、これまで規制対象となっていない金融商品についての詐欺的な販売等により、一般顧客に被害が生じるような事例に対しては、金融先物取引法改正による外国為替証拠金取引への規制の導入（平成17年７月施行）など、個別に投資者保護策を拡充する形で制度的な手当てを行ってきた。 - 金融庁

Article 1 This Cabinet Order shall come into effect as from the date of enforcement of the Act on the Partial Revision of the Financial Futures Trading Act (referred to as the "Revised Act" in the following Article and Article 3, paragraph (1) of the Supplementary Provisions) (such day shall be referred to as the "date of enforcement" in the said paragraph).発音を聞く 例文帳に追加

第一条　この政令は、金融先物取引法の一部を改正する法律（次条及び附則第三条第一項において「改正法」という。）の施行の日（同項において「施行日」という。）から施行する。 - 日本法令外国語訳データベースシステム