意味 | 例文 (201件) |
Rating agencyとは 意味・読み方・使い方
追加できません
(登録数上限)
意味・対訳 格付機関、格付け機関
「Rating agency」の部分一致の例文検索結果
該当件数 : 201件
For example, when an unregistered credit rating agency which has a capital relationship with a credit rating agency, conducts credit rating activities, does the registered credit rating agency carry out inappropriate acts such as purporting that the credit rating activities were conducted under its own name?発音を聞く 例文帳に追加
5.監査に関する態勢 - 金融庁
(i) Has the credit rating agency made it known to all officers and employees that, in cases where a credit rating agency or a person in charge of rating has a “close relationship” with a rating stakeholder, acts of providing a rating or making a rating available for inspection are prohibited?発音を聞く 例文帳に追加
4.情報開示に関する態勢 - 金融庁
Institution which has been rated by a designated rating agency発音を聞く 例文帳に追加
指定格付を付与された者 - 日本法令外国語訳データベースシステム
For example, the FIEA regulation does not apply to those credit rating activities related to credit ratings determined by an overseas location of a credit rating agency that is a foreign entity, which satisfy each of the following conditions (“non-Japan-related rating”):発音を聞く 例文帳に追加
② 業務管理体制の一部適用除外 - 金融庁
(i) Have records of rating analysts or members of the credit rating committee who are involved in the determination process been appropriately kept? Also, does the credit rating agency check to prevent a lead rating analyst or a member of the credit rating committee, who must not be involved in the rating process prescribed in either (1)(ii)(a) or (b) of the same article, from being involved in the determination of the said rating, such as by making comparisons against the aforementioned records?発音を聞く 例文帳に追加
⑷ 法令等遵守を確保するための措置【金商業府令第 306 条第1項第5号】 - 金融庁
(i) Has the credit rating agency clearly shown that acts pertaining to ancillary business and acts pertaining to the credit rating business are differently categorized acts?発音を聞く 例文帳に追加
また、実際に報告が遅滞なく行われているか。 - 金融庁
Institution which has not been rated by a designated rating agency発音を聞く 例文帳に追加
指定格付を付与されていない者 - 日本法令外国語訳データベースシステム
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「Rating agency」の部分一致の例文検索結果
該当件数 : 201件
From this perspective, sustained efforts by the senior management of a credit rating agency are required, including formulating management policies, developing internal control systems and operational control systems consistent with the policies, as well as to assessing and improving the effectiveness of such systems and operations on a timely basis.発音を聞く 例文帳に追加
⑶ 経営体制 - 金融庁
During an inspection as well, the inspectors verify whether any prohibited acts have been committed in the business of a credit rating agency.発音を聞く 例文帳に追加
⑶ その他禁止行為【金商業府令第 312 条】 - 金融庁
(i) Has the credit rating agency made another person engage in credit rating business under the name of the said credit rating agency?発音を聞く 例文帳に追加
① 説明書類の記載事項(金商業府令第 318 条)は、正確かつ投資者に誤解を生じさせないよう記載されているか。 - 金融庁
(ii) When providing a credit rating or making it available for inspection, does the credit rating agency confirm in advance that the credit rating agency or the person in charge of the rating does not have a “close relationship” with a rating stakeholder?発音を聞く 例文帳に追加
市場参加者にとっての信用格付の有用性を高める観点からは、信用格付に関する情報開示に透明性・適時性が確保されることが重要であると考えられる。 - 金融庁
(i) Does the credit rating agency clearly prohibit the use of information acquired during the course of its credit rating business for purposes other than those for conducting the credit rating business fairly and appropriately, and has this principle been made fully known to all officers and employees?発音を聞く 例文帳に追加
② 苦情を受け付けた際の記録の保存、報告及び対処に関する手続が定められているか。 - 金融庁
Whether the credit rating agency has appropriately assigned the necessary number of credit rating analysts to conduct credit rating business appropriately and smoothly.発音を聞く 例文帳に追加
信用格付業の業務を適切かつ円滑に遂行するために必要な人数の格付アナリストを適切に配置しているか。 - 金融庁
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意味 | 例文 (201件) |
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